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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$318K
AUM Growth
-$286M
Cap. Flow
-$18M
Cap. Flow %
-5,654.21%
Top 10 Hldgs %
37.71%
Holding
284
New
17
Increased
90
Reduced
113
Closed
23

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.38M
2
VFH icon
Vanguard Financials ETF
VFH
+$654K
3
UBNK
United Financial Bancorp, Inc.
UBNK
+$456K
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$454K
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$384K

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$10.3M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$4.15M
3
XOM icon
ExxonMobil
XOM
+$1.42M
4
SON icon
Sonoco
SON
+$1.01M
5
JNJ icon
Johnson & Johnson
JNJ
+$580K

Sector Composition

Rank Sector Weight
1 Communication Services 19.3%
2 Energy 13.18%
3 Healthcare 12.31%
4 Financials 11.18%
5 Industrials 11.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
76
Qualcomm
QCOM
$171B
$938 0.29%
13,929
+75
+0.5% +$4.92K
QQQ icon
77
Invesco QQQ Trust
QQQ
$478B
$931 0.29%
11,797
+127
+1% +$9.67K
O icon
78
Realty Income
O
$58.6B
$929 0.29%
24,117
+4,442
+23% +$180K
AMLP icon
79
Alerian MLP ETF
AMLP
$13.3B
$919 0.29%
10,451
-1,217
-10% -$107K
APA icon
80
APA Corp
APA
$14.2B
$918 0.29%
10,780
+2,037
+23% +$169K
GLD icon
81
SPDR Gold Trust
GLD
$143B
$906 0.28%
7,065
-453
-6% -$58.2K
DE icon
82
Deere & Co
DE
$167B
$869 0.27%
10,677
+122
+1% +$10.2K
GS icon
83
Goldman Sachs
GS
$301B
$863 0.27%
5,456
+209
+4% +$33.6K
BKCC
84
DELISTED
BlackRock Capital Investment Corporation
BKCC
$836 0.26%
88,161
+2,205
+3% +$21.8K
WMT icon
85
Walmart Inc
WMT
$901B
$818 0.26%
33,177
-690
-2% -$17.4K
AES.PRC.CL
86
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$806 0.25%
16,000
– –
WIN
87
DELISTED
Windstream Holdings Inc
WIN
$798 0.25%
12,757
-246
-2% -$15.9K
MDT icon
88
Medtronic
MDT
$116B
$787 0.25%
14,780
+3,125
+27% +$168K
PAA icon
89
Plains All American Pipeline
PAA
$16.3B
$787 0.25%
14,945
+4,473
+43% +$239K
SYK icon
90
Stryker
SYK
$134B
$784 0.25%
11,595
– –
LH icon
91
Labcorp
LH
$26.1B
$763 0.24%
8,958
+233
+3% +$19.6K
RDS.A
92
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$751 0.24%
12,248
+693
+6% +$42.4K
DVY icon
93
iShares Select Dividend ETF
DVY
$23.7B
$745 0.23%
11,225
-719
-6% -$47.8K
IJH icon
94
iShares Core S&P Mid-Cap ETF
IJH
$127B
$732 0.23%
29,480
+345
+1% +$8.42K
IJR icon
95
iShares Core S&P Small-Cap ETF
IJR
$112B
$718 0.23%
14,380
-240
-2% -$11.6K
SPG icon
96
Simon Property Group
SPG
$71.2B
$702 0.22%
5,035
+478
+10% +$69.4K
EMR icon
97
Emerson Electric
EMR
$91.7B
$700 0.22%
10,818
-3,270
-23% -$200K
TGT icon
98
Target
TGT
$69.2B
$696 0.22%
10,883
+161
+2% +$11K
BNY
99
Bank of New York Mellon
BNY
$109B
$694 0.22%
22,982
-4,628
-17% -$142K
PNC icon
100
PNC Financial Services
PNC
$101B
$677 0.21%
9,346
-1,120
-11% -$83.6K
2 3
4
5 6

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Essex Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Essex Financial Services held 284 positions worth $318K, down 100% from $286M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Essex Financial Services withdrew a net $18M in Q3 2013, closing 23 positions and reducing 113 holdings. Its most notable exit was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 19% of assets, up from 5.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Essex Financial Services opened a new position in Vanguard Financials ETF worth $547.

  • Essex Financial Services's largest Q3 2013 buy was Vanguard Financials ETF: 15,814 shares worth $547.
  • Essex Financial Services added most to Bank of America Series L in Q3 2013, an estimated $4.38M increase.
  • Essex Financial Services's biggest Q3 2013 reduction was Berkshire Hathaway Class A, cutting an estimated $4.15M.
  • Essex Financial Services fully exited JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2013, selling an estimated $10.3M.
  • Essex Financial Services's ten largest holdings make up 38% of its $318K portfolio in Q3 2013.
  • Essex Financial Services opened 17 new positions and closed 23 in Q3 2013.
  • Essex Financial Services's portfolio value fell 100% quarter-over-quarter to $318K.

Based on Essex Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.