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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$318K
AUM Growth
-$286M
Cap. Flow
-$18M
Cap. Flow %
-5,654.21%
Top 10 Hldgs %
37.71%
Holding
284
New
17
Increased
90
Reduced
113
Closed
23

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.38M
2
VFH icon
Vanguard Financials ETF
VFH
+$654K
3
UBNK
United Financial Bancorp, Inc.
UBNK
+$456K
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$454K
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$384K

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$10.3M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$4.15M
3
XOM icon
ExxonMobil
XOM
+$1.42M
4
SON icon
Sonoco
SON
+$1.01M
5
JNJ icon
Johnson & Johnson
JNJ
+$580K

Sector Composition

Rank Sector Weight
1 Communication Services 19.3%
2 Energy 13.18%
3 Healthcare 12.31%
4 Financials 11.18%
5 Industrials 11.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
51
Walt Disney
DIS
$179B
$1.24K 0.39%
19,170
+696
+4% +$44.6K
MON
52
DELISTED
Monsanto Co
MON
$1.23K 0.39%
11,789
-100
-0.8% -$10K
BA icon
53
Boeing
BA
$184B
$1.2K 0.38%
10,177
+95
+0.9% +$10.2K
NLY icon
54
Annaly Capital Management
NLY
$17.4B
$1.19K 0.37%
25,637
+938
+4% +$44.1K
AXP icon
55
American Express
AXP
$230B
$1.15K 0.36%
15,248
-172
-1% -$12.9K
NVS icon
56
Novartis
NVS
$294B
$1.14K 0.36%
16,624
-1,257
-7% -$83.2K
CBI
57
DELISTED
Chicago Bridge & Iron Nv
CBI
$1.12K 0.35%
16,550
-50
-0.3% -$3.08K
CL icon
58
Colgate-Palmolive
CL
$73.6B
$1.1K 0.35%
18,608
-7,838
-30% -$464K
BPL
59
DELISTED
Buckeye Partners, L.P.
BPL
$1.09K 0.34%
16,673
+53
+0.3% +$3.66K
BEN icon
60
Franklin Resources
BEN
$16.9B
$1.08K 0.34%
21,324
– –
SWK icon
61
Stanley Black & Decker
SWK
$15.7B
$1.07K 0.34%
11,850
– –
DUK icon
62
Duke Energy
DUK
$96.1B
$1.06K 0.33%
15,862
-994
-6% -$67.8K
AMX icon
63
America Movil
AMX
$70.3B
$1.05K 0.33%
52,784
+310
+0.6% +$6.38K
GD icon
64
General Dynamics
GD
$106B
$1.03K 0.33%
11,821
-75
-0.6% -$6.37K
ABT icon
65
Abbott
ABT
$190B
$1.02K 0.32%
30,719
-3,844
-11% -$135K
SHW icon
66
Sherwin-Williams
SHW
$88.5B
$994 0.31%
16,371
+108
+0.7% +$6.34K
C icon
67
Citigroup
C
$228B
$991 0.31%
20,426
+262
+1% +$13.2K
FUND
68
Sprott Focus Trust
FUND
$319M
$989 0.31%
138,952
-11,708
-8% -$83.5K
BWP
69
DELISTED
Boardwalk Pipeline Partners
BWP
$987 0.31%
32,493
+669
+2% +$20.5K
GIS icon
70
General Mills
GIS
$20.2B
$982 0.31%
20,492
+400
+2% +$20.1K
VOD icon
71
Vodafone
VOD
$36.7B
$972 0.31%
27,116
-2,657
-9% -$84K
CB
72
DELISTED
CHUBB CORPORATION
CB
$962 0.3%
10,777
– –
CVS icon
73
CVS Health
CVS
$120B
$959 0.3%
16,894
-1,328
-7% -$79.1K
V icon
74
Visa
V
$677B
$940 0.3%
19,684
-2,592
-12% -$120K
SPY icon
75
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$939 0.3%
5,589
-281
-5% -$47.1K
1 2
3
4 5

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MYAM
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LGM
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RCM
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BGM
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AF
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CAM
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SC
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Essex Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Essex Financial Services held 284 positions worth $318K, down 100% from $286M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Essex Financial Services withdrew a net $18M in Q3 2013, closing 23 positions and reducing 113 holdings. Its most notable exit was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 19% of assets, up from 5.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Essex Financial Services opened a new position in Vanguard Financials ETF worth $547.

  • Essex Financial Services's largest Q3 2013 buy was Vanguard Financials ETF: 15,814 shares worth $547.
  • Essex Financial Services added most to Bank of America Series L in Q3 2013, an estimated $4.38M increase.
  • Essex Financial Services's biggest Q3 2013 reduction was Berkshire Hathaway Class A, cutting an estimated $4.15M.
  • Essex Financial Services fully exited JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2013, selling an estimated $10.3M.
  • Essex Financial Services's ten largest holdings make up 38% of its $318K portfolio in Q3 2013.
  • Essex Financial Services opened 17 new positions and closed 23 in Q3 2013.
  • Essex Financial Services's portfolio value fell 100% quarter-over-quarter to $318K.

Based on Essex Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.