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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$318K
AUM Growth
-$286M
Cap. Flow
-$18M
Cap. Flow %
-5,654.21%
Top 10 Hldgs %
37.71%
Holding
284
New
17
Increased
90
Reduced
113
Closed
23

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.38M
2
VFH icon
Vanguard Financials ETF
VFH
+$654K
3
UBNK
United Financial Bancorp, Inc.
UBNK
+$456K
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$454K
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$384K

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$10.3M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$4.15M
3
XOM icon
ExxonMobil
XOM
+$1.42M
4
SON icon
Sonoco
SON
+$1.01M
5
JNJ icon
Johnson & Johnson
JNJ
+$580K

Sector Composition

Rank Sector Weight
1 Communication Services 19.3%
2 Energy 13.18%
3 Healthcare 12.31%
4 Financials 11.18%
5 Industrials 11.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
26
Eli Lilly
LLY
$1.08T
$2.63K 0.83%
52,313
+1,316
+3% +$68.9K
WFC icon
27
Wells Fargo
WFC
$265B
$2.59K 0.81%
62,696
-3,060
-5% -$131K
ETP
28
DELISTED
Energy Transfer Partners L.p.
ETP
$2.48K 0.78%
47,678
+904
+2% +$46.7K
ADP icon
29
Automatic Data Processing
ADP
$108B
$2.39K 0.75%
37,675
+2,170
+6% +$138K
CELG
30
DELISTED
Celgene Corp
CELG
$2.34K 0.73%
30,322
+1,450
+5% +$102K
HD icon
31
Home Depot
HD
$355B
$2.3K 0.72%
30,330
-685
-2% -$52.9K
SO icon
32
Southern Company
SO
$105B
$2.22K 0.7%
53,877
-9,114
-14% -$393K
SLB icon
33
SLB Ltd
SLB
$80B
$2.21K 0.69%
24,977
-1,884
-7% -$155K
UNP icon
34
Union Pacific
UNP
$174B
$2.17K 0.68%
27,884
+1,448
+5% +$114K
KMP
35
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$2.12K 0.67%
26,587
+4,631
+21% +$384K
BAC icon
36
Bank of America
BAC
$447B
$2.04K 0.64%
147,874
-6,727
-4% -$96K
CB icon
37
Chubb
CB
$134B
$1.99K 0.62%
21,226
-500
-2% -$45.7K
MSFT icon
38
Microsoft
MSFT
$3.72T
$1.93K 0.61%
58,094
+4,473
+8% +$147K
COP icon
39
ConocoPhillips
COP
$149B
$1.79K 0.56%
25,826
-755
-3% -$50.4K
CAT icon
40
Caterpillar
CAT
$395B
$1.59K 0.5%
19,034
-2,395
-11% -$203K
EPD icon
41
Enterprise Products Partners
EPD
$81.6B
$1.58K 0.5%
51,912
+4,042
+8% +$124K
SPLV icon
42
Invesco S&P 500 Low Volatility ETF
SPLV
$7.16B
$1.46K 0.46%
46,869
+4,617
+11% +$146K
ABBV icon
43
AbbVie
ABBV
$439B
$1.42K 0.45%
31,728
-3,587
-10% -$159K
CMI icon
44
Cummins
CMI
$89B
$1.34K 0.42%
10,065
-28
-0.3% -$3.46K
INTC icon
45
Intel
INTC
$489B
$1.32K 0.42%
57,776
-1,473
-2% -$33.9K
PPG icon
46
PPG Industries
PPG
$25.9B
$1.3K 0.41%
15,562
-3,262
-17% -$261K
DD
47
DELISTED
Du Pont De Nemours E I
DD
$1.27K 0.4%
22,761
-5,615
-20% -$307K
BMY icon
48
Bristol-Myers Squibb
BMY
$130B
$1.25K 0.39%
27,056
+94
+0.3% +$4.13K
MMM icon
49
3M
MMM
$94.8B
$1.24K 0.39%
12,438
+1,222
+11% +$119K
FNFG
50
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$1.24K 0.39%
119,653
-5,550
-4% -$57.7K
1
2
3 4 5

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Essex Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Essex Financial Services held 284 positions worth $318K, down 100% from $286M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Essex Financial Services withdrew a net $18M in Q3 2013, closing 23 positions and reducing 113 holdings. Its most notable exit was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 19% of assets, up from 5.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Essex Financial Services opened a new position in Vanguard Financials ETF worth $547.

  • Essex Financial Services's largest Q3 2013 buy was Vanguard Financials ETF: 15,814 shares worth $547.
  • Essex Financial Services added most to Bank of America Series L in Q3 2013, an estimated $4.38M increase.
  • Essex Financial Services's biggest Q3 2013 reduction was Berkshire Hathaway Class A, cutting an estimated $4.15M.
  • Essex Financial Services fully exited JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2013, selling an estimated $10.3M.
  • Essex Financial Services's ten largest holdings make up 38% of its $318K portfolio in Q3 2013.
  • Essex Financial Services opened 17 new positions and closed 23 in Q3 2013.
  • Essex Financial Services's portfolio value fell 100% quarter-over-quarter to $318K.

Based on Essex Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.