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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
-2.11%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$864M
AUM Growth
-$15.7M
Cap. Flow
+$9.06M
Cap. Flow %
1.05%
Top 10 Hldgs %
24.09%
Holding
495
New
22
Increased
231
Reduced
169
Closed
24

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$2.04M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.17M
4
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.03M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M

Top Sells

Rank Stock Value
1
TPL icon
Texas Pacific Land
TPL
+$3.62M
2
TMO icon
Thermo Fisher Scientific
TMO
+$2.24M
3
AAPL icon
Apple
AAPL
+$1.29M
4
JNJ icon
Johnson & Johnson
JNJ
+$904K
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$717K

Sector Composition

Rank Sector Weight
1 Technology 13.41%
2 Healthcare 8.7%
3 Financials 7.78%
4 Industrials 6.89%
5 Energy 6.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGB
451
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$182K 0.02%
+16,532
New +$183K
WBD icon
452
Warner Bros
WBD
$69.3B
$177K 0.02%
16,315
+1,154
+8% +$14.4K
NXP icon
453
Nuveen Select Tax-Free Income Portfolio
NXP
$898M
$166K 0.02%
12,500
– –
SPRU icon
454
Spruce Power Holding Corp
SPRU
$38.9M
$131K 0.02%
24,138
– –
RITM icon
455
Rithm Capital
RITM
$5.71B
$121K 0.01%
13,034
+3,000
+30% +$29.6K
HLN icon
456
Haleon
HLN
$43.2B
$103K 0.01%
12,414
+267
+2% +$2.22K
BBLU icon
457
EA Bridgeway Blue Chip ETF
BBLU
$462M
$101K 0.01%
10,527
-7,853
-43% -$77.7K
WNEB icon
458
Western New England Bancorp
WNEB
$282M
$101K 0.01%
15,513
+1,929
+14% +$12.2K
GNL icon
459
Global Net Lease
GNL
$1.9B
$96.1K 0.01%
+10,000
New +$108K
PNNT
460
Pennant Park Investment Corp
PNNT
$249M
$96.1K 0.01%
14,600
– –
CNBS icon
461
Amplify Seymour Cannabis ETF
CNBS
$76.3M
$89.5K 0.01%
1,547
– –
OXLC
462
Oxford Lane Capital
OXLC
$930M
$84.8K 0.01%
3,400
+400
+13% +$10.3K
SJT
463
San Juan Basin Royalty Trust
SJT
$131M
$84.4K 0.01%
12,181
+74
+0.6% +$533
COMP icon
464
Compass
COMP
$9.77B
$80.2K 0.01%
27,655
– –
PFN
465
PIMCO Income Strategy Fund II
PFN
$706M
$68.4K 0.01%
+10,384
New +$72.2K
RBBN icon
466
Ribbon Communications
RBBN
$372M
$64.3K 0.01%
24,000
– –
ICCC icon
467
ImmuCell
ICCC
$99.3M
$58.7K 0.01%
11,000
-3,000
-21% -$15.2K
QUBT icon
468
Quantum Computing Inc
QUBT
$2.02B
$27K ﹤0.01%
25,000
– –
APLT
469
DELISTED
Applied Therapeutics
APLT
$24.9K ﹤0.01%
10,000
– –
KRRO icon
470
Korro Bio
KRRO
$197M
$7.4K ﹤0.01%
400
– –
AI icon
471
C3.ai
AI
$1.57B
– –
-6,132
Closed -$223K
ARKQ icon
472
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.08B
– –
-3,678
Closed -$207K
CLX icon
473
Clorox
CLX
$12.8B
– –
-2,011
Closed -$320K
DAL icon
474
Delta Air Lines
DAL
$59.1B
– –
-4,629
Closed -$220K
ECL icon
475
Ecolab
ECL
$78.1B
– –
-1,100
Closed -$205K
16 17 18
19
20

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Essex Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Essex Financial Services held 495 positions worth $864M, down 1.8% from $879M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Essex Financial Services's Q3 2023 filing shows 22 new, 231 increased, 169 reduced and 24 closed positions. Its largest new stake was Xcel Energy: 11,491 shares worth $658K. The largest sale was Texas Pacific Land, an estimated $3.62M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

  • Essex Financial Services's largest Q3 2023 buy was Xcel Energy: 11,491 shares worth $658K.
  • Essex Financial Services added most to JPMorgan Chase in Q3 2023, an estimated $2.04M increase.
  • Essex Financial Services's biggest Q3 2023 reduction was Texas Pacific Land, cutting an estimated $3.62M.
  • Essex Financial Services fully exited FTAI Aviation in Q3 2023, selling an estimated $605K.
  • Essex Financial Services's ten largest holdings make up 24% of its $864M portfolio in Q3 2023.
  • Essex Financial Services opened 22 new positions and closed 24 in Q3 2023.
  • Essex Financial Services's portfolio value fell 1.8% quarter-over-quarter to $864M.

Based on Essex Financial Services's 13F filing for Q3 2023, filed 15 Nov 2023.