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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+12.44%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$505M
AUM Growth
+$98M
Cap. Flow
+$54.9M
Cap. Flow %
10.87%
Top 10 Hldgs %
29.05%
Holding
336
New
51
Increased
164
Reduced
84
Closed
11

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$3.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$2.79M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.68M
4
GLD icon
SPDR Gold Trust
GLD
+$2.22M
5
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$1.72M

Top Sells

Rank Stock Value
1
CODI icon
Compass Diversified
CODI
+$738K
2
T icon
AT&T
T
+$596K
3
HDV
iShares Core High Dividend ETF
HDV
+$549K
4
UN
Unilever NV New York Registry Shares
UN
+$534K
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$378K

Sector Composition

Rank Sector Weight
1 Technology 14.09%
2 Healthcare 10.79%
3 Industrials 9.28%
4 Consumer Discretionary 9.23%
5 Financials 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICCC icon
326
ImmuCell
ICCC
$99.3M
– –
-20,000
Closed -$109K
MFIC icon
327
MidCap Financial Investment
MFIC
$795M
– –
-10,147
Closed -$84K
MHD icon
328
BlackRock MuniHoldings Fund
MHD
$604M
– –
-10,700
Closed -$163K
NMFC icon
329
New Mountain Finance
NMFC
$728M
– –
-13,155
Closed -$126K
RDIV icon
330
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
– –
-7,590
Closed -$204K
TRST
331
Trustco Bank Corp NY
TRST
$963M
– –
-2,796
Closed -$73K
UN
332
DELISTED
Unilever NV New York Registry Shares
UN
– –
-8,847
Closed -$534K
10 11 12 13
14

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Essex Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Essex Financial Services held 336 positions worth $505M, up 24% from $407M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Essex Financial Services deployed $54.9M of net new capital in Q4 2020, opening 51 new positions and adding to 164 existing holdings. Its largest new stake was Danaher: 6,602 shares worth $1.39M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Compass Diversified, an estimated $738K trimmed.

  • Essex Financial Services's largest Q4 2020 buy was Danaher: 6,602 shares worth $1.39M.
  • Essex Financial Services added most to Sprott Physical Gold in Q4 2020, an estimated $3.7M increase.
  • Essex Financial Services's biggest Q4 2020 reduction was Compass Diversified, cutting an estimated $738K.
  • Essex Financial Services fully exited iShares Core High Dividend ETF in Q4 2020, selling an estimated $549K.
  • Essex Financial Services's ten largest holdings make up 29% of its $505M portfolio in Q4 2020.
  • Essex Financial Services opened 51 new positions and closed 11 in Q4 2020.
  • Essex Financial Services's portfolio value rose 24% quarter-over-quarter to $505M.

Based on Essex Financial Services's 13F filing for Q4 2020, filed 5 Feb 2021.