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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+12.44%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$505M
AUM Growth
+$98M
Cap. Flow
+$54.9M
Cap. Flow %
10.87%
Top 10 Hldgs %
29.05%
Holding
336
New
51
Increased
164
Reduced
84
Closed
11

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$3.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$2.79M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.68M
4
GLD icon
SPDR Gold Trust
GLD
+$2.22M
5
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$1.72M

Top Sells

Rank Stock Value
1
CODI icon
Compass Diversified
CODI
+$738K
2
T icon
AT&T
T
+$596K
3
HDV
iShares Core High Dividend ETF
HDV
+$549K
4
UN
Unilever NV New York Registry Shares
UN
+$534K
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$378K

Sector Composition

Rank Sector Weight
1 Technology 14.09%
2 Healthcare 10.79%
3 Industrials 9.28%
4 Consumer Discretionary 9.23%
5 Financials 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
301
GSK
GSK
$101B
$203K 0.04%
+4,421
New +$203K
CME icon
302
CME Group
CME
$94.3B
$201K 0.04%
+1,102
New +$187K
HUM icon
303
Humana
HUM
$46.7B
$201K 0.04%
490
– –
PFM icon
304
Invesco Dividend Achievers ETF
PFM
$811M
$201K 0.04%
+6,100
New +$194K
OKE icon
305
Oneok
OKE
$58.3B
$200K 0.04%
+5,210
New +$175K
HTGC icon
306
Hercules Capital
HTGC
$3.11B
$192K 0.04%
13,331
+1,199
+10% +$15.3K
VTN icon
307
Invesco Trust for Investment Grade New York Municipals
VTN
$163M
$183K 0.04%
13,986
– –
VKI icon
308
Invesco Advantage Municipal Income Trust II
VKI
$398M
$179K 0.04%
15,800
– –
PGX icon
309
Invesco Preferred ETF
PGX
$3.76B
$173K 0.03%
+11,340
New +$170K
UMPQ
310
DELISTED
Umpqua Holdings Corp
UMPQ
$173K 0.03%
11,413
+758
+7% +$10.4K
KMI icon
311
Kinder Morgan
KMI
$70.7B
$169K 0.03%
12,359
+526
+4% +$7.04K
NLY icon
312
Annaly Capital Management
NLY
$17.4B
$158K 0.03%
4,660
-2,694
-37% -$83.4K
NRK icon
313
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
$157K 0.03%
11,629
– –
LUMN icon
314
Lumen
LUMN
$6.49B
$146K 0.03%
14,939
+1,548
+12% +$15.3K
NAVI icon
315
Navient
NAVI
$831M
$141K 0.03%
14,403
-2,152
-13% -$20.4K
ET icon
316
Energy Transfer Partners
ET
$72.1B
$123K 0.02%
19,957
-4,791
-19% -$29K
DSM
317
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$113K 0.02%
14,300
– –
F icon
318
Ford
F
$55.1B
$110K 0.02%
12,385
+1,399
+13% +$11.7K
ECC
319
Eagle Point Credit Company
ECC
$505M
$106K 0.02%
10,479
+280
+3% +$2.54K
WNEB icon
320
Western New England Bancorp
WNEB
$282M
$94K 0.02%
13,584
-1,534
-10% -$9.97K
LEO
321
BNY Mellon Strategic Municipals
LEO
$387M
$85K 0.02%
+10,000
New +$83.3K
AMD icon
322
Advanced Micro Devices
AMD
$788B
– –
-2,682
Closed -$220K
BAC.PRL icon
323
Bank of America Series L
BAC.PRL
$4.02B
– –
-254
Closed -$378K
D icon
324
Dominion Energy
D
$59.8B
– –
-2,731
Closed -$216K
HDV
325
iShares Core High Dividend ETF
HDV
$15B
– –
-34,075
Closed -$549K
10 11 12
13
14

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Essex Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Essex Financial Services held 336 positions worth $505M, up 24% from $407M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Essex Financial Services deployed $54.9M of net new capital in Q4 2020, opening 51 new positions and adding to 164 existing holdings. Its largest new stake was Danaher: 6,602 shares worth $1.39M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Compass Diversified, an estimated $738K trimmed.

  • Essex Financial Services's largest Q4 2020 buy was Danaher: 6,602 shares worth $1.39M.
  • Essex Financial Services added most to Sprott Physical Gold in Q4 2020, an estimated $3.7M increase.
  • Essex Financial Services's biggest Q4 2020 reduction was Compass Diversified, cutting an estimated $738K.
  • Essex Financial Services fully exited iShares Core High Dividend ETF in Q4 2020, selling an estimated $549K.
  • Essex Financial Services's ten largest holdings make up 29% of its $505M portfolio in Q4 2020.
  • Essex Financial Services opened 51 new positions and closed 11 in Q4 2020.
  • Essex Financial Services's portfolio value rose 24% quarter-over-quarter to $505M.

Based on Essex Financial Services's 13F filing for Q4 2020, filed 5 Feb 2021.