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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+5.08%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$435M
AUM Growth
-$31.2M
Cap. Flow
-$30.5M
Cap. Flow %
-7.01%
Top 10 Hldgs %
23.73%
Holding
345
New
22
Increased
73
Reduced
179
Closed
19

Top Buys

Rank Stock Value
1
CODI icon
Compass Diversified
CODI
+$874K
2
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$838K
3
KMI.PRA
Kinder Morgan, Inc.
KMI.PRA
+$790K
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$629K
5
SPNC
Spectranetics Corp
SPNC
+$547K

Top Sells

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.3M
2
GD icon
General Dynamics
GD
+$2.01M
3
AAPL icon
Apple
AAPL
+$1.92M
4
PFE icon
Pfizer
PFE
+$1.28M
5
JPM icon
JPMorgan Chase
JPM
+$1.11M

Sector Composition

Rank Sector Weight
1 Healthcare 15.07%
2 Financials 12.08%
3 Industrials 10.94%
4 Technology 9.19%
5 Consumer Staples 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUNI icon
301
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$212K 0.05%
4,000
– –
VKI icon
302
Invesco Advantage Municipal Income Trust II
VKI
$398M
$210K 0.05%
18,722
– –
LOW icon
303
Lowe's Companies
LOW
$124B
$209K 0.05%
2,543
-825
-24% -$63.1K
APA icon
304
APA Corp
APA
$14.2B
$208K 0.05%
4,054
+2
+0% +$112
DAL icon
305
Delta Air Lines
DAL
$59.5B
$207K 0.05%
4,513
-3,669
-45% -$179K
VTN icon
306
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$206K 0.05%
15,286
– –
GLOP
307
DELISTED
GASLOG PARTNERS LP
GLOP
$204K 0.05%
+8,340
New +$192K
MMU
308
Western Asset Managed Municipals Fund
MMU
$552M
$199K 0.05%
14,444
– –
NRK icon
309
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$919M
$187K 0.04%
14,441
– –
NMFC icon
310
New Mountain Finance
NMFC
$730M
$179K 0.04%
12,000
– –
MHD icon
311
BlackRock MuniHoldings Fund
MHD
$605M
$177K 0.04%
10,700
– –
KTF
312
DWS Municipal Income Trust
KTF
$353M
$166K 0.04%
12,500
– –
CWCO icon
313
Consolidated Water Co
CWCO
$517M
$165K 0.04%
14,159
– –
SLV icon
314
iShares Silver Trust
SLV
$31.5B
$164K 0.04%
+12,661
New +$210K
VKQ icon
315
Invesco Municipal Trust
VKQ
$545M
$158K 0.04%
12,600
– –
LEO
316
BNY Mellon Strategic Municipals
LEO
$387M
$153K 0.04%
17,800
– –
ICCC icon
317
ImmuCell
ICCC
$99.1M
$131K 0.03%
23,776
– –
TWO
318
Two Harbors Investment
TWO
$1.26B
$130K 0.03%
1,700
– –
CXH
319
DELISTED
MFS Investment Grade Municipal Trust
CXH
$110K 0.03%
11,380
– –
IF
320
DELISTED
Aberdeen Indonesia Fund
IF
$88K 0.02%
+12,196
New +$80.6K
PNNT
321
Pennant Park Investment Corp
PNNT
$244M
$81K 0.02%
10,000
– –
OCSL icon
322
Oaktree Specialty Lending
OCSL
$1.13B
$75K 0.02%
5,407
– –
WIN
323
DELISTED
Windstream Holdings Inc
WIN
$69K 0.02%
+2,546
New +$91K
TNK icon
324
Teekay Tankers
TNK
$2.69B
$30K 0.01%
1,825
+6
+0.3% +$111
SNMX
325
DELISTED
Senomyx, Inc.
SNMX
$17K ﹤0.01%
17,000
– –
10 11 12
13
14

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Essex Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Essex Financial Services held 345 positions worth $435M, down 6.7% from $466M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Essex Financial Services withdrew a net $30.5M in Q1 2017, closing 19 positions and reducing 179 holdings. Its most notable exit was ProShares UltraShort S&P500, an estimated $487K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

Against the trend, Essex Financial Services opened a new position in iShares Core MSCI Total International Stock ETF worth $861K.

  • Essex Financial Services's largest Q1 2017 buy was iShares Core MSCI Total International Stock ETF: 15,730 shares worth $861K.
  • Essex Financial Services added most to Compass Diversified in Q1 2017, an estimated $874K increase.
  • Essex Financial Services's biggest Q1 2017 reduction was iShares MSCI EAFE Min Vol Factor ETF, cutting an estimated $2.3M.
  • Essex Financial Services fully exited ProShares UltraShort S&P500 in Q1 2017, selling an estimated $487K.
  • Essex Financial Services's ten largest holdings make up 24% of its $435M portfolio in Q1 2017.
  • Essex Financial Services opened 22 new positions and closed 19 in Q1 2017.
  • Essex Financial Services's portfolio value fell 6.7% quarter-over-quarter to $435M.

Based on Essex Financial Services's 13F filing for Q1 2017, filed 8 May 2017.