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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$466M
AUM Growth
+$46.1M
Cap. Flow
+$23.2M
Cap. Flow %
4.98%
Top 10 Hldgs %
24.72%
Holding
336
New
30
Increased
156
Reduced
90
Closed
13

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$1.9M
2
CODI icon
Compass Diversified
CODI
+$1.8M
3
AAPL icon
Apple
AAPL
+$1.21M
4
BMY icon
Bristol-Myers Squibb
BMY
+$1.07M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$781K

Top Sells

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.27M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$984K
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$786K
4
SH icon
ProShares Short S&P500
SH
+$709K
5
SPNC
Spectranetics Corp
SPNC
+$519K

Sector Composition

Rank Sector Weight
1 Healthcare 14.03%
2 Industrials 12.76%
3 Financials 12.23%
4 Technology 8.37%
5 Consumer Staples 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUNI icon
301
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$210K 0.05%
4,000
– –
WEC icon
302
WEC Energy
WEC
$35.9B
$210K 0.05%
3,578
– –
VKI icon
303
Invesco Advantage Municipal Income Trust II
VKI
$402M
$209K 0.04%
18,722
– –
VTN icon
304
Invesco Trust for Investment Grade New York Municipals
VTN
$164M
$203K 0.04%
15,286
– –
WHR icon
305
Whirlpool
WHR
$2.8B
$202K 0.04%
+1,110
New +$184K
MMU
306
Western Asset Managed Municipals Fund
MMU
$557M
$198K 0.04%
14,444
+2,000
+16% +$27.8K
NRK icon
307
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$930M
$185K 0.04%
14,441
– –
MHD icon
308
BlackRock MuniHoldings Fund
MHD
$611M
$173K 0.04%
10,700
– –
NMFC icon
309
New Mountain Finance
NMFC
$741M
$169K 0.04%
12,000
+2,000
+20% +$27.6K
KTF
310
DWS Municipal Income Trust
KTF
$352M
$164K 0.04%
12,500
– –
VMO icon
311
Invesco Municipal Opportunity Trust
VMO
$666M
$161K 0.03%
12,661
+2,636
+26% +$34.3K
CWCO icon
312
Consolidated Water Co
CWCO
$505M
$157K 0.03%
14,159
– –
VKQ icon
313
Invesco Municipal Trust
VKQ
$549M
$154K 0.03%
12,600
– –
LEO
314
BNY Mellon Strategic Municipals
LEO
$390M
$150K 0.03%
17,800
– –
ICCC icon
315
ImmuCell
ICCC
$99.5M
$141K 0.03%
23,776
– –
TRST
316
Trustco Bank Corp NY
TRST
$973M
$122K 0.03%
2,796
– –
TWO
317
Two Harbors Investment
TWO
$1.26B
$119K 0.03%
1,700
– –
CXH
318
DELISTED
MFS Investment Grade Municipal Trust
CXH
$107K 0.02%
11,380
– –
OCSL icon
319
Oaktree Specialty Lending
OCSL
$1.15B
$87K 0.02%
5,407
– –
PNNT
320
Pennant Park Investment Corp
PNNT
$253M
$77K 0.02%
+10,000
New +$75.9K
TNK icon
321
Teekay Tankers
TNK
$2.88B
$33K 0.01%
1,819
+5
+0.3% +$98
SNMX
322
DELISTED
Senomyx, Inc.
SNMX
$16K ﹤0.01%
+17,000
New +$28K
BIV icon
323
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
– –
-2,412
Closed -$211K
DVA icon
324
DaVita
DVA
$11.5B
– –
-3,072
Closed -$203K
EWJ icon
325
iShares MSCI Japan ETF
EWJ
$23.2B
– –
-4,739
Closed -$238K
10 11 12
13
14

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LGM
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BGM
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CAM
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Essex Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Essex Financial Services held 336 positions worth $466M, up 11% from $420M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Essex Financial Services deployed $23.2M of net new capital in Q4 2016, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 15,610 shares worth $801K.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 16% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Min Vol Factor ETF, an estimated $1.27M trimmed.

  • Essex Financial Services's largest Q4 2016 buy was iShares Core S&P Total US Stock Market ETF: 15,610 shares worth $801K.
  • Essex Financial Services added most to Vanguard Financials ETF in Q4 2016, an estimated $1.9M increase.
  • Essex Financial Services's biggest Q4 2016 reduction was iShares MSCI EAFE Min Vol Factor ETF, cutting an estimated $1.27M.
  • Essex Financial Services fully exited Spectranetics Corp in Q4 2016, selling an estimated $519K.
  • Essex Financial Services's ten largest holdings make up 25% of its $466M portfolio in Q4 2016.
  • Essex Financial Services opened 30 new positions and closed 13 in Q4 2016.
  • Essex Financial Services's portfolio value rose 11% quarter-over-quarter to $466M.

Based on Essex Financial Services's 13F filing for Q4 2016, filed 31 Jan 2017.