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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$420M
AUM Growth
+$6.9M
Cap. Flow
+$891K
Cap. Flow %
0.21%
Top 10 Hldgs %
25.13%
Holding
329
New
25
Increased
117
Reduced
110
Closed
23

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.96M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.36M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.26M
4
SH icon
ProShares Short S&P500
SH
+$1.12M
5
BMY icon
Bristol-Myers Squibb
BMY
+$871K

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$3.29M
2
CSCO icon
Cisco
CSCO
+$980K
3
AES.PRC.CL
AES Corporation Class C Preferred
AES.PRC.CL
+$833K
4
SWK icon
Stanley Black & Decker
SWK
+$712K
5
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$642K

Sector Composition

Rank Sector Weight
1 Healthcare 15.88%
2 Industrials 12.31%
3 Financials 10.89%
4 Technology 8.59%
5 Consumer Staples 8.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWO
301
Two Harbors Investment
TWO
$1.27B
$116K 0.03%
1,700
– –
WIN
302
DELISTED
Windstream Holdings Inc
WIN
$110K 0.03%
+2,180
New +$99.8K
TRST
303
Trustco Bank Corp NY
TRST
$964M
$99K 0.02%
+2,796
New +$96.1K
OCSL icon
304
Oaktree Specialty Lending
OCSL
$1.12B
$94K 0.02%
5,407
– –
TNK icon
305
Teekay Tankers
TNK
$2.81B
$37K 0.01%
1,814
+9
+0.5% +$202
BEN icon
306
Franklin Resources
BEN
$17.1B
– –
-8,759
Closed -$292K
BFK
307
DELISTED
BlackRock Municipal Income Trust
BFK
– –
-11,900
Closed -$188K
DIA icon
308
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
– –
-1,182
Closed -$212K
DOC icon
309
Healthpeak Properties
DOC
$14.2B
– –
-6,753
Closed -$218K
HAIN icon
310
Hain Celestial
HAIN
$53.5M
– –
-5,000
Closed -$249K
HSIC icon
311
Henry Schein
HSIC
$10.1B
– –
-2,933
Closed -$203K
JCI icon
312
Johnson Controls International
JCI
$92.5B
– –
-5,592
Closed -$259K
LOW icon
313
Lowe's Companies
LOW
$121B
– –
-2,543
Closed -$201K
MCK icon
314
McKesson
MCK
$102B
– –
-1,214
Closed -$227K
MFIC icon
315
MidCap Financial Investment
MFIC
$793M
– –
-4,000
Closed -$66K
PHK
316
PIMCO High Income Fund
PHK
$875M
– –
-10,546
Closed -$103K
PNNT
317
Pennant Park Investment Corp
PNNT
$249M
– –
-15,300
Closed -$104K
TSLA icon
318
Tesla
TSLA
$1.29T
– –
-23,025
Closed -$326K
SNMX
319
DELISTED
Senomyx, Inc.
SNMX
– –
-12,000
Closed -$33K
BWP
320
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-10,750
Closed -$188K
TWX
321
DELISTED
Time Warner Inc
TWX
– –
-4,590
Closed -$338K
EMC
322
DELISTED
EMC CORPORATION
EMC
– –
-11,052
Closed -$300K
MSK.CL
323
DELISTED
MORGAN STANLEY CAP TRUST VIII GTD CAP SECURITIES 6.450%
MSK.CL
– –
-8,945
Closed -$227K
FNFG
324
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-65,877
Closed -$642K
TE
325
DELISTED
TECO ENERGY INC
TE
– –
-7,572
Closed -$209K
10 11 12
13
14

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Essex Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Essex Financial Services held 329 positions worth $420M, up 1.7% from $413M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Essex Financial Services's Q3 2016 filing shows 25 new, 117 increased, 110 reduced and 23 closed positions. Its largest new stake was ProShares Short S&P500: 7,309 shares worth $666K. The largest sale was Berkshire Hathaway Class A, an estimated $3.29M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 16% a quarter earlier, followed by Industrials and Financials.

  • Essex Financial Services's largest Q3 2016 buy was ProShares Short S&P500: 7,309 shares worth $666K.
  • Essex Financial Services added most to iShares MSCI EAFE Min Vol Factor ETF in Q3 2016, an estimated $1.96M increase.
  • Essex Financial Services's biggest Q3 2016 reduction was Berkshire Hathaway Class A, cutting an estimated $3.29M.
  • Essex Financial Services fully exited AES Corporation Class C Preferred in Q3 2016, selling an estimated $833K.
  • Essex Financial Services's ten largest holdings make up 25% of its $420M portfolio in Q3 2016.
  • Essex Financial Services opened 25 new positions and closed 23 in Q3 2016.
  • Essex Financial Services's portfolio value rose 1.7% quarter-over-quarter to $420M.

Based on Essex Financial Services's 13F filing for Q3 2016, filed 10 Nov 2016.