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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$404M
AUM Growth
-$12.7M
Cap. Flow
-$13.1M
Cap. Flow %
-3.23%
Top 10 Hldgs %
25.41%
Holding
332
New
10
Increased
70
Reduced
170
Closed
22

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.27M
2
RJF icon
Raymond James Financial
RJF
+$780K
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$776K
4
CODI icon
Compass Diversified
CODI
+$664K
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$641K

Top Sells

Rank Stock Value
1
RTN
Raytheon Company
RTN
+$2.04M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.08M
3
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$978K
4
CB
CHUBB CORPORATION
CB
+$929K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$861K

Sector Composition

Rank Sector Weight
1 Healthcare 15.82%
2 Industrials 12.8%
3 Financials 12.32%
4 Technology 8.69%
5 Consumer Staples 8.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMO icon
301
Invesco Municipal Opportunity Trust
VMO
$662M
$140K 0.03%
10,025
-2,636
-21% -$35.7K
CXH
302
DELISTED
MFS Investment Grade Municipal Trust
CXH
$116K 0.03%
11,380
– –
MFIC icon
303
MidCap Financial Investment
MFIC
$795M
$115K 0.03%
6,917
– –
TWO
304
Two Harbors Investment
TWO
$1.27B
$108K 0.03%
1,700
– –
ETW
305
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$105K 0.03%
10,000
-4,000
-29% -$40.8K
OCSL icon
306
Oaktree Specialty Lending
OCSL
$1.12B
$104K 0.03%
6,873
– –
PHK
307
PIMCO High Income Fund
PHK
$875M
$97K 0.02%
10,921
– –
WIN
308
DELISTED
Windstream Holdings Inc
WIN
$92K 0.02%
2,413
-106
-4% -$3.44K
TNK icon
309
Teekay Tankers
TNK
$2.81B
$53K 0.01%
1,794
+13
+0.7% +$449
AMG icon
310
Affiliated Managers Group
AMG
$9.57B
– –
-1,450
Closed -$232K
BHC icon
311
Bausch Health
BHC
$2.32B
– –
-3,570
Closed -$363K
DWX icon
312
State Street SPDR S&P International Dividend ETF
DWX
$529M
– –
-6,100
Closed -$203K
ETB
313
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$460M
– –
-18,106
Closed -$302K
GNTX icon
314
Gentex
GNTX
$4.93B
– –
-12,300
Closed -$197K
IYG icon
315
iShares US Financial Services ETF
IYG
$2.22B
– –
-6,720
Closed -$202K
MCK icon
316
McKesson
MCK
$102B
– –
-1,205
Closed -$238K
NOW icon
317
ServiceNow
NOW
$129B
– –
-12,160
Closed -$211K
PNNT
318
Pennant Park Investment Corp
PNNT
$249M
– –
-13,300
Closed -$82K
PRFZ icon
319
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
– –
-11,545
Closed -$217K
QCOM icon
320
Qualcomm
QCOM
$171B
– –
-4,422
Closed -$221K
TM icon
321
Toyota
TM
$223B
– –
-2,200
Closed -$271K
TRST
322
Trustco Bank Corp NY
TRST
$963M
– –
-2,796
Closed -$86K
VEA icon
323
Vanguard FTSE Developed Markets ETF
VEA
$238B
– –
-23,440
Closed -$861K
VTRS icon
324
Viatris
VTRS
$18.5B
– –
-4,016
Closed -$217K
XLB icon
325
State Street Materials Select Sector SPDR ETF
XLB
$8.61B
– –
-9,780
Closed -$212K
10 11 12
13
14

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C
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MYAM
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LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return

Essex Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Essex Financial Services held 332 positions worth $404M, down 3% from $416M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Essex Financial Services withdrew a net $13.1M in Q1 2016, closing 22 positions and reducing 170 holdings. Its most notable exit was CHUBB CORPORATION, an estimated $929K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 17% a quarter earlier, followed by Industrials and Financials.

Against the trend, Essex Financial Services opened a new position in iShares MSCI EAFE Min Vol Factor ETF worth $1.9M.

  • Essex Financial Services's largest Q1 2016 buy was iShares MSCI EAFE Min Vol Factor ETF: 35,700 shares worth $1.9M.
  • Essex Financial Services added most to Raymond James Financial in Q1 2016, an estimated $780K increase.
  • Essex Financial Services's biggest Q1 2016 reduction was Raytheon Company, cutting an estimated $2.04M.
  • Essex Financial Services fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $929K.
  • Essex Financial Services's ten largest holdings make up 25% of its $404M portfolio in Q1 2016.
  • Essex Financial Services opened 10 new positions and closed 22 in Q1 2016.
  • Essex Financial Services's portfolio value fell 3% quarter-over-quarter to $404M.

Based on Essex Financial Services's 13F filing for Q1 2016, filed 11 May 2016.