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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+6.86%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$416M
AUM Growth
+$31.6M
Cap. Flow
+$10.3M
Cap. Flow %
2.48%
Top 10 Hldgs %
24.46%
Holding
342
New
20
Increased
125
Reduced
121
Closed
20

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$4.42M
2
PFE icon
Pfizer
PFE
+$4.09M
3
RTN
Raytheon Company
RTN
+$2.28M
4
ETV
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
+$2.24M
5
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$1.08M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.69M
2
XOM icon
ExxonMobil
XOM
+$1.58M
3
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
+$1.17M
4
RJF icon
Raymond James Financial
RJF
+$947K
5
KMI icon
Kinder Morgan
KMI
+$651K

Sector Composition

Rank Sector Weight
1 Healthcare 16.61%
2 Financials 12.88%
3 Industrials 12.4%
4 Technology 8.54%
5 Consumer Staples 8.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GULF
301
DELISTED
WisdomTree Middle East Dividend Fund
GULF
$186K 0.04%
11,200
– –
NRK icon
302
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
$179K 0.04%
13,641
– –
WWE
303
DELISTED
World Wrestling Entertainment
WWE
$178K 0.04%
10,000
– –
CWCO icon
304
Consolidated Water Co
CWCO
$505M
$176K 0.04%
14,359
– –
ICCC icon
305
ImmuCell
ICCC
$99.3M
$176K 0.04%
23,776
– –
LEO
306
BNY Mellon Strategic Municipals
LEO
$387M
$170K 0.04%
19,875
– –
VMO icon
307
Invesco Municipal Opportunity Trust
VMO
$662M
$167K 0.04%
12,661
+2,536
+25% +$32.4K
VKQ icon
308
Invesco Municipal Trust
VKQ
$545M
$161K 0.04%
12,600
– –
PSEC icon
309
Prospect Capital
PSEC
$1.15B
$160K 0.04%
22,912
-2,287
-9% -$16.6K
BWP
310
DELISTED
Boardwalk Pipeline Partners
BWP
$155K 0.04%
11,954
+10
+0.1% +$124
GLOP
311
DELISTED
GASLOG PARTNERS LP
GLOP
$148K 0.04%
10,382
+21
+0.2% +$353
OCSL icon
312
Oaktree Specialty Lending
OCSL
$1.12B
$132K 0.03%
6,873
– –
CXH
313
DELISTED
MFS Investment Grade Municipal Trust
CXH
$113K 0.03%
11,380
– –
TWO
314
Two Harbors Investment
TWO
$1.27B
$110K 0.03%
1,700
-2,253
-57% -$154K
MFIC icon
315
MidCap Financial Investment
MFIC
$795M
$108K 0.03%
6,917
– –
TNK icon
316
Teekay Tankers
TNK
$2.81B
$98K 0.02%
1,781
+1
+0.1% +$59
PHK
317
PIMCO High Income Fund
PHK
$875M
$89K 0.02%
10,921
+676
+7% +$5.66K
TRST
318
Trustco Bank Corp NY
TRST
$963M
$86K 0.02%
+2,796
New +$87.2K
PNNT
319
Pennant Park Investment Corp
PNNT
$249M
$82K 0.02%
+13,300
New +$90.5K
WIN
320
DELISTED
Windstream Holdings Inc
WIN
$81K 0.02%
2,519
-296
-11% -$9.51K
IF
321
DELISTED
Aberdeen Indonesia Fund
IF
$67K 0.02%
12,196
– –
DBEF icon
322
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.44B
– –
-9,482
Closed -$247K
EDF
323
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$170M
– –
-11,437
Closed -$136K
ET icon
324
Energy Transfer Partners
ET
$72.1B
– –
-11,933
Closed -$248K
FHI icon
325
Federated Hermes
FHI
$4.7B
– –
-7,150
Closed -$207K
10 11 12
13
14

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CAM
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Essex Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Essex Financial Services held 342 positions worth $416M, up 8.2% from $385M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Essex Financial Services's Q4 2015 filing shows 20 new, 125 increased, 121 reduced and 20 closed positions. Its largest new stake was Alphabet (Google) Class A: 119,500 shares worth $4.65M. The largest sale was Alphabet (Google) Class C, an estimated $3.69M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Essex Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 119,500 shares worth $4.65M.
  • Essex Financial Services added most to Pfizer in Q4 2015, an estimated $4.09M increase.
  • Essex Financial Services's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $3.69M.
  • Essex Financial Services fully exited UIL HOLDINGS in Q4 2015, selling an estimated $513K.
  • Essex Financial Services's ten largest holdings make up 24% of its $416M portfolio in Q4 2015.
  • Essex Financial Services opened 20 new positions and closed 20 in Q4 2015.
  • Essex Financial Services's portfolio value rose 8.2% quarter-over-quarter to $416M.

Based on Essex Financial Services's 13F filing for Q4 2015, filed 5 Feb 2016.