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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
-6.65%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$385M
AUM Growth
-$3.44M
Cap. Flow
+$27.6M
Cap. Flow %
7.16%
Top 10 Hldgs %
23.65%
Holding
349
New
21
Increased
152
Reduced
85
Closed
27

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$4.71M
2
INTC icon
Intel
INTC
+$3.44M
3
BA icon
Boeing
BA
+$2.98M
4
GE icon
GE Aerospace
GE
+$2.87M
5
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$1.56M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.14M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$658K
3
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$459K
4
PAA icon
Plains All American Pipeline
PAA
+$387K
5
LO
LORILLARD INC COM STK
LO
+$311K

Sector Composition

Rank Sector Weight
1 Healthcare 15.7%
2 Financials 13.31%
3 Industrials 11.92%
4 Energy 9.59%
5 Technology 8.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMU
301
Western Asset Managed Municipals Fund
MMU
$551M
$173K 0.04%
+12,444
New +$173K
NRK icon
302
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
$172K 0.04%
13,641
– –
WWE
303
DELISTED
World Wrestling Entertainment
WWE
$169K 0.04%
10,000
– –
CWCO icon
304
Consolidated Water Co
CWCO
$505M
$167K 0.04%
14,359
+200
+1% +$2.36K
GLOP
305
DELISTED
GASLOG PARTNERS LP
GLOP
$167K 0.04%
10,361
-784
-7% -$14.8K
LEO
306
BNY Mellon Strategic Municipals
LEO
$387M
$163K 0.04%
19,875
-2,900
-13% -$23.3K
VKQ icon
307
Invesco Municipal Trust
VKQ
$545M
$155K 0.04%
12,600
-1,700
-12% -$20.6K
ICCC icon
308
ImmuCell
ICCC
$99.3M
$141K 0.04%
23,776
– –
BWP
309
DELISTED
Boardwalk Pipeline Partners
BWP
$141K 0.04%
11,944
+8
+0.1% +$109
EDF
310
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$170M
$136K 0.04%
11,437
-750
-6% -$10.2K
OCSL icon
311
Oaktree Specialty Lending
OCSL
$1.12B
$127K 0.03%
6,873
– –
VMO icon
312
Invesco Municipal Opportunity Trust
VMO
$662M
$127K 0.03%
10,125
-3,774
-27% -$47K
CHK
313
DELISTED
Chesapeake Energy Corporation
CHK
$127K 0.03%
87
+3
+4% +$5.09K
REM icon
314
iShares Mortgage Real Estate ETF
REM
$543M
$115K 0.03%
2,881
– –
MFIC icon
315
MidCap Financial Investment
MFIC
$795M
$114K 0.03%
6,917
– –
CXH
316
DELISTED
MFS Investment Grade Municipal Trust
CXH
$111K 0.03%
+11,380
New +$109K
TNK icon
317
Teekay Tankers
TNK
$2.81B
$98K 0.03%
1,780
+2
+0.1% +$108
WIN
318
DELISTED
Windstream Holdings Inc
WIN
$86K 0.02%
2,815
-78
-3% -$2.43K
PHK
319
PIMCO High Income Fund
PHK
$875M
$76K 0.02%
10,245
-865
-8% -$7.84K
IF
320
DELISTED
Aberdeen Indonesia Fund
IF
$64K 0.02%
+12,196
New +$75.5K
CGRN
321
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$7K ﹤0.01%
+110
New +$8.05K
AGG icon
322
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-10,515
Closed -$1.14M
BAX icon
323
Baxter International
BAX
$13.9B
– –
-6,674
Closed -$253K
BBDC icon
324
Barings BDC
BBDC
$966M
– –
-9,257
Closed -$217K
ELV icon
325
Elevance Health
ELV
$86.6B
– –
-1,519
Closed -$249K
10 11 12
13
14

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LGM
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RCM
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BGM
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CAM
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Essex Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Essex Financial Services held 349 positions worth $385M, down 0.88% from $388M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Essex Financial Services deployed $27.6M of net new capital in Q3 2015, opening 21 new positions and adding to 152 existing holdings. Its largest new stake was Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund: 116,275 shares worth $1.24M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P International Dividend ETF, an estimated $459K trimmed.

  • Essex Financial Services's largest Q3 2015 buy was Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund: 116,275 shares worth $1.24M.
  • Essex Financial Services added most to Amgen in Q3 2015, an estimated $4.71M increase.
  • Essex Financial Services's biggest Q3 2015 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $459K.
  • Essex Financial Services fully exited iShares Core US Aggregate Bond ETF in Q3 2015, selling an estimated $1.14M.
  • Essex Financial Services's ten largest holdings make up 24% of its $385M portfolio in Q3 2015.
  • Essex Financial Services opened 21 new positions and closed 27 in Q3 2015.
  • Essex Financial Services's portfolio value fell 0.88% quarter-over-quarter to $385M.

Based on Essex Financial Services's 13F filing for Q3 2015, filed 6 Oct 2015.