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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+3.83%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$384M
AUM Growth
+$49.6M
Cap. Flow
+$39.5M
Cap. Flow %
10.28%
Top 10 Hldgs %
24.08%
Holding
336
New
38
Increased
153
Reduced
68
Closed
15

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$4.47M
2
AMGN icon
Amgen
AMGN
+$2.37M
3
GE icon
GE Aerospace
GE
+$2M
4
COP icon
ConocoPhillips
COP
+$1.77M
5
PBCT
People's United Financial Inc
PBCT
+$1.52M

Top Sells

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.11M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$488K
3
SPN
Superior Energy Services, Inc.
SPN
+$431K
4
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$366K
5
IBM icon
IBM
IBM
+$364K

Sector Composition

Rank Sector Weight
1 Healthcare 15.52%
2 Financials 14.73%
3 Energy 12.75%
4 Industrials 11.99%
5 Consumer Staples 8.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LINE
301
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$192K 0.05%
18,920
+1,758
+10% +$36.2K
EDF
302
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$171M
$189K 0.05%
+12,187
New +$213K
MFIC icon
303
MidCap Financial Investment
MFIC
$796M
$187K 0.05%
+8,383
New +$201K
BFK
304
DELISTED
BlackRock Municipal Income Trust
BFK
$183K 0.05%
12,900
– –
VKQ icon
305
Invesco Municipal Trust
VKQ
$546M
$181K 0.05%
14,300
– –
NRK icon
306
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
$169K 0.04%
13,082
– –
CWCO icon
307
Consolidated Water Co
CWCO
$516M
$151K 0.04%
14,159
– –
XWES
308
DELISTED
WORLD ENERGY SOLUTIONS INC NEW COMMON (DE)
XWES
$151K 0.04%
+27,458
New +$136K
SDRL
309
DELISTED
Seadrill Limited Common Stock
SDRL
$145K 0.04%
45
-45
-50% -$226K
PHK
310
PIMCO High Income Fund
PHK
$876M
$139K 0.04%
12,370
-300
-2% -$3.61K
PSEC icon
311
Prospect Capital
PSEC
$1.15B
$135K 0.04%
16,288
-369
-2% -$3.4K
REM icon
312
iShares Mortgage Real Estate ETF
REM
$545M
$126K 0.03%
2,694
– –
JOF
313
Japan Smaller Capitalization Fund
JOF
$357M
$118K 0.03%
+13,200
New +$121K
CLS icon
314
Celestica
CLS
$41.4B
$117K 0.03%
+10,000
New +$107K
ICCC icon
315
ImmuCell
ICCC
$96.9M
$116K 0.03%
23,776
– –
CXH
316
DELISTED
MFS Investment Grade Municipal Trust
CXH
$107K 0.03%
11,380
– –
IF
317
DELISTED
Aberdeen Indonesia Fund
IF
$103K 0.03%
12,196
– –
OCSL icon
318
Oaktree Specialty Lending
OCSL
$1.12B
$90K 0.02%
3,744
+37
+1% +$957
SAN icon
319
Banco Santander
SAN
$212B
$87K 0.02%
+11,237
New +$90.3K
TNK icon
320
Teekay Tankers
TNK
$2.76B
$72K 0.02%
1,774
+3
+0.2% +$103
UEC icon
321
Uranium Energy
UEC
$5.75B
$25K 0.01%
14,200
– –
BAX icon
322
Baxter International
BAX
$13.8B
– –
-6,668
Closed -$260K
CLB icon
323
Core Laboratories
CLB
$561M
– –
-1,533
Closed -$224K
EDIV icon
324
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
– –
-10,000
Closed -$366K
IAU icon
325
iShares Gold Trust
IAU
$65.8B
– –
-10,338
Closed -$242K
10 11 12
13
14

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LGM
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RCM
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BGM
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AF
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CAM
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SC
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Essex Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Essex Financial Services held 336 positions worth $384M, up 15% from $335M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Essex Financial Services deployed $39.5M of net new capital in Q4 2014, opening 38 new positions and adding to 153 existing holdings. Its largest new stake was Kinder Morgan: 113,628 shares worth $4.81M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, up from 15% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was IBM, an estimated $364K trimmed.

  • Essex Financial Services's largest Q4 2014 buy was Kinder Morgan: 113,628 shares worth $4.81M.
  • Essex Financial Services added most to Amgen in Q4 2014, an estimated $2.37M increase.
  • Essex Financial Services's biggest Q4 2014 reduction was IBM, cutting an estimated $364K.
  • Essex Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $3.11M.
  • Essex Financial Services's ten largest holdings make up 24% of its $384M portfolio in Q4 2014.
  • Essex Financial Services opened 38 new positions and closed 15 in Q4 2014.
  • Essex Financial Services's portfolio value rose 15% quarter-over-quarter to $384M.

Based on Essex Financial Services's 13F filing for Q4 2014, filed 7 Jan 2015.