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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$407M
AUM Growth
+$82.9M
Cap. Flow
+$53.6M
Cap. Flow %
13.17%
Top 10 Hldgs %
31.33%
Holding
292
New
51
Increased
180
Reduced
40
Closed
7

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.9M
2
RTX icon
RTX Corp
RTX
+$2.21M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.94M
4
AMZN icon
Amazon
AMZN
+$1.89M
5
GLD icon
SPDR Gold Trust
GLD
+$1.74M

Top Sells

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$2.02M
2
ORCL icon
Oracle
ORCL
+$802K
3
CNI icon
Canadian National Railway
CNI
+$752K
4
BX icon
Blackstone
BX
+$566K
5
TSLA icon
Tesla
TSLA
+$517K

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Healthcare 11.71%
3 Industrials 10.29%
4 Consumer Discretionary 9.84%
5 Financials 7.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMPQ
276
DELISTED
Umpqua Holdings Corp
UMPQ
$113K 0.03%
+10,655
New +$118K
ICCC icon
277
ImmuCell
ICCC
$99.3M
$109K 0.03%
+20,000
New +$111K
DSM
278
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$104K 0.03%
+14,300
New +$107K
ECC
279
Eagle Point Credit Company
ECC
$505M
$88K 0.02%
+10,199
New +$79.6K
WNEB icon
280
Western New England Bancorp
WNEB
$282M
$85K 0.02%
+15,118
New +$81.4K
MFIC icon
281
MidCap Financial Investment
MFIC
$795M
$84K 0.02%
+10,147
New +$93.9K
F icon
282
Ford
F
$55.1B
$73K 0.02%
+10,986
New +$74.4K
TRST
283
Trustco Bank Corp NY
TRST
$963M
$73K 0.02%
+2,796
New +$81.6K
CNI icon
284
Canadian National Railway
CNI
$76.4B
– –
-8,486
Closed -$752K
CWCO icon
285
Consolidated Water Co
CWCO
$505M
– –
-14,160
Closed -$204K
PSEC icon
286
Prospect Capital
PSEC
$1.15B
– –
-32,842
Closed -$2.02M
SCHW
287
Charles Schwab
SCHW
$189B
– –
-8,732
Closed -$295K
STWD icon
288
Starwood Property Trust
STWD
$6.09B
– –
-10,316
Closed -$154K
TTE icon
289
TotalEnergies
TTE
$194B
– –
-6,086
Closed -$234K
VLO icon
290
Valero Energy
VLO
$95.1B
– –
-3,815
Closed -$224K
8 9 10 11
12

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Essex Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Essex Financial Services held 292 positions worth $407M, up 26% from $324M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Essex Financial Services deployed $53.6M of net new capital in Q3 2020, opening 51 new positions and adding to 180 existing holdings. Its largest new stake was RTX Corp: 36,365 shares worth $2.09M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Oracle, an estimated $802K trimmed.

  • Essex Financial Services's largest Q3 2020 buy was RTX Corp: 36,365 shares worth $2.09M.
  • Essex Financial Services added most to Invesco QQQ Trust in Q3 2020, an estimated $2.9M increase.
  • Essex Financial Services's biggest Q3 2020 reduction was Oracle, cutting an estimated $802K.
  • Essex Financial Services fully exited Prospect Capital in Q3 2020, selling an estimated $2.02M.
  • Essex Financial Services's ten largest holdings make up 31% of its $407M portfolio in Q3 2020.
  • Essex Financial Services opened 51 new positions and closed 7 in Q3 2020.
  • Essex Financial Services's portfolio value rose 26% quarter-over-quarter to $407M.

Based on Essex Financial Services's 13F filing for Q3 2020, filed 10 Nov 2020.