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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+8.16%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$454M
AUM Growth
+$39.1M
Cap. Flow
+$19.4M
Cap. Flow %
4.27%
Top 10 Hldgs %
26.25%
Holding
307
New
27
Increased
112
Reduced
93
Closed
14

Top Buys

Rank Stock Value
1
CODI icon
Compass Diversified
CODI
+$11.6M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.24M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.05M
4
GD icon
General Dynamics
GD
+$869K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$824K

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$921K
2
BMY icon
Bristol-Myers Squibb
BMY
+$843K
3
AAPL icon
Apple
AAPL
+$770K
4
MO icon
Altria Group
MO
+$567K
5
PM icon
Philip Morris
PM
+$509K

Sector Composition

Rank Sector Weight
1 Healthcare 16.75%
2 Financials 15.54%
3 Industrials 13.07%
4 Technology 12.76%
5 Consumer Discretionary 7.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKI icon
276
Invesco Advantage Municipal Income Trust II
VKI
$398M
$184K 0.04%
17,500
-1,222
-7% -$13K
NMFC icon
277
New Mountain Finance
NMFC
$728M
$162K 0.04%
12,000
– –
MHD icon
278
BlackRock MuniHoldings Fund
MHD
$604M
$160K 0.04%
10,700
– –
MMU
279
Western Asset Managed Municipals Fund
MMU
$551M
$159K 0.04%
13,111
+667
+5% +$8.42K
LEO
280
BNY Mellon Strategic Municipals
LEO
$387M
$140K 0.03%
18,700
– –
NRK icon
281
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
$138K 0.03%
11,629
– –
NAD icon
282
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$136K 0.03%
10,608
– –
VTN icon
283
Invesco Trust for Investment Grade New York Municipals
VTN
$163M
$134K 0.03%
11,600
-3,686
-24% -$46.7K
KTF
284
DWS Municipal Income Trust
KTF
$353M
$131K 0.03%
12,500
– –
TRST
285
Trustco Bank Corp NY
TRST
$963M
$119K 0.03%
2,796
– –
AWP
286
abrdn Global Premier Properties Fund
AWP
$362M
$91K 0.02%
+5,000
New +$94.3K
MFIC icon
287
MidCap Financial Investment
MFIC
$795M
$82K 0.02%
+5,000
New +$85.2K
EVF
288
Eaton Vance Senior Income Trust
EVF
$91.2M
$65K 0.01%
+10,000
New +$64.3K
MTVA
289
MetaVia Inc
MTVA
$7.59M
– –
0
– –
TNK icon
290
Teekay Tankers
TNK
$2.81B
$11K ﹤0.01%
1,375
– –
CXH
291
DELISTED
MFS Investment Grade Municipal Trust
CXH
– –
-10,180
Closed -$94K
DBRG icon
292
DigitalBridge
DBRG
$2.95B
– –
-2,500
Closed -$62K
DWLD icon
293
Davis Select Worldwide ETF
DWLD
$610M
– –
-8,232
Closed -$217K
IAU icon
294
iShares Gold Trust
IAU
$65.4B
– –
-16,000
Closed -$385K
LGI
295
Lazard Global Total Return & Income Fund
LGI
$242M
– –
-10,000
Closed -$184K
NCZ
296
Virtus Convertible & Income Fund II
NCZ
$306M
– –
-2,775
Closed -$67K
PNNT
297
Pennant Park Investment Corp
PNNT
$249M
– –
-10,000
Closed -$70K
STT icon
298
State Street
STT
$52.2B
– –
-2,381
Closed -$222K
VKQ icon
299
Invesco Municipal Trust
VKQ
$545M
– –
-11,600
Closed -$137K
NTG
300
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-1,280
Closed -$218K
9 10 11
12
13

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Essex Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Essex Financial Services held 307 positions worth $454M, up 9.4% from $415M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Essex Financial Services deployed $19.4M of net new capital in Q3 2018, opening 27 new positions and adding to 112 existing holdings. Its largest new stake was Vanguard Dividend Appreciation ETF: 3,899 shares worth $432K.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Pfizer, an estimated $921K trimmed.

  • Essex Financial Services's largest Q3 2018 buy was Vanguard Dividend Appreciation ETF: 3,899 shares worth $432K.
  • Essex Financial Services added most to Compass Diversified in Q3 2018, an estimated $11.6M increase.
  • Essex Financial Services's biggest Q3 2018 reduction was Pfizer, cutting an estimated $921K.
  • Essex Financial Services fully exited iShares Gold Trust in Q3 2018, selling an estimated $385K.
  • Essex Financial Services's ten largest holdings make up 26% of its $454M portfolio in Q3 2018.
  • Essex Financial Services opened 27 new positions and closed 14 in Q3 2018.
  • Essex Financial Services's portfolio value rose 9.4% quarter-over-quarter to $454M.

Based on Essex Financial Services's 13F filing for Q3 2018, filed 5 Nov 2018.