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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+8.92%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$296M
AUM Growth
+$295M
Cap. Flow
+$6.14M
Cap. Flow %
2.08%
Top 10 Hldgs %
28.8%
Holding
301
New
40
Increased
104
Reduced
105
Closed
20

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$4.16M
2
SON icon
Sonoco
SON
+$1.05M
3
GE icon
GE Aerospace
GE
+$917K
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$595K
5
NSC icon
Norfolk Southern
NSC
+$584K

Top Sells

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.29M
2
IBM icon
IBM
IBM
+$1.03M
3
KO icon
Coca-Cola
KO
+$1.01M
4
UNP icon
Union Pacific
UNP
+$975K
5
ADP icon
Automatic Data Processing
ADP
+$833K

Sector Composition

Rank Sector Weight
1 Energy 15.89%
2 Financials 14.1%
3 Industrials 13.92%
4 Healthcare 13.92%
5 Consumer Staples 9.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRST
276
Trustco Bank Corp NY
TRST
$967M
$100K 0.03%
2,796
– –
CXH
277
DELISTED
MFS Investment Grade Municipal Trust
CXH
$98K 0.03%
11,380
-1,249
-10% -$10.6K
MFIC icon
278
MidCap Financial Investment
MFIC
$794M
$91K 0.03%
3,583
– –
TNK icon
279
Teekay Tankers
TNK
$2.78B
$65K 0.02%
2,071
+7
+0.3% +$165
CGRN
280
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$40K 0.01%
+155
New +$38.3K
UEC icon
281
Uranium Energy
UEC
$5.65B
$28K 0.01%
14,200
– –
AEP icon
282
American Electric Power
AEP
$67.5B
– –
-6,972
Closed -$302
AGNC icon
283
AGNC Investment
AGNC
$13B
– –
-14,628
Closed -$330
BAX icon
284
Baxter International
BAX
$14B
– –
-6,782
Closed -$242
BCE icon
285
BCE
BCE
$21.5B
– –
-6,436
Closed -$275
BSV icon
286
Vanguard Short-Term Bond ETF
BSV
$45.6B
– –
-4,227
Closed -$340
CLDX icon
287
Celldex Therapeutics
CLDX
$3.5B
– –
-667
Closed -$354
EWA icon
288
iShares MSCI Australia ETF
EWA
$1.46B
– –
-8,141
Closed -$206
FAX
289
abrdn Asia-Pacific Income Fund
FAX
$596M
– –
-2,375
Closed -$86
HSBC icon
290
HSBC
HSBC
$357B
– –
-5,260
Closed -$246
HYD icon
291
VanEck High Yield Muni ETF
HYD
$4.4B
– –
-11,285
Closed -$660
HYG icon
292
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-2,438
Closed -$223
IGOV icon
293
iShares International Treasury Bond ETF
IGOV
$1.53B
– –
-9,450
Closed -$476
IVR icon
294
Invesco Mortgage Capital
IVR
$805M
– –
-1,134
Closed -$175
PEG icon
295
Public Service Enterprise Group
PEG
$37.9B
– –
-6,177
Closed -$203
PMM
296
Franklin Managed Municipal Income Trust
PMM
$271M
– –
-14,968
Closed -$102
TIP icon
297
iShares TIPS Bond ETF
TIP
$14.7B
– –
-5,739
Closed -$646
TSM icon
298
TSMC
TSM
$2.23T
– –
-10,658
Closed -$181
UBNK
299
DELISTED
United Financial Bancorp, Inc.
UBNK
– –
-34,649
Closed -$450
HTS
300
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-10,670
Closed -$200
9 10 11
12
13

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Essex Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Essex Financial Services held 301 positions worth $296M, up 92,807% from $318K the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Essex Financial Services's Q4 2013 filing shows 40 new, 104 increased, 105 reduced and 20 closed positions. Its largest new stake was Sonoco: 26,149 shares worth $1.09M. The largest sale was Bank of America Series L, an estimated $4.29M.

By sector, the portfolio is most concentrated in Energy at 16% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

  • Essex Financial Services's largest Q4 2013 buy was Sonoco: 26,149 shares worth $1.09M.
  • Essex Financial Services added most to Berkshire Hathaway Class A in Q4 2013, an estimated $4.16M increase.
  • Essex Financial Services's biggest Q4 2013 reduction was Bank of America Series L, cutting an estimated $4.29M.
  • Essex Financial Services fully exited VanEck High Yield Muni ETF in Q4 2013, selling an estimated $660.
  • Essex Financial Services's ten largest holdings make up 29% of its $296M portfolio in Q4 2013.
  • Essex Financial Services opened 40 new positions and closed 20 in Q4 2013.
  • Essex Financial Services's portfolio value rose 92,807% quarter-over-quarter to $296M.

Based on Essex Financial Services's 13F filing for Q4 2013, filed 11 Feb 2014.