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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$363M
AUM Growth
+$52.3M
Cap. Flow
+$21.2M
Cap. Flow %
5.84%
Top 10 Hldgs %
26.71%
Holding
282
New
31
Increased
123
Reduced
76
Closed
10

Top Buys

Rank Stock Value
1
ROP icon
Roper Technologies
ROP
+$3.16M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.15M
3
AMZN icon
Amazon
AMZN
+$1.38M
4
BMY icon
Bristol-Myers Squibb
BMY
+$866K
5
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$732K

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$1.71M
2
SYK icon
Stryker
SYK
+$1.5M
3
USB icon
US Bancorp
USB
+$1.12M
4
CB icon
Chubb
CB
+$932K
5
VFC icon
VF Corp
VFC
+$465K

Sector Composition

Rank Sector Weight
1 Technology 14.64%
2 Healthcare 14.42%
3 Industrials 13.84%
4 Financials 13.57%
5 Consumer Discretionary 7.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLP icon
251
Global Partners
GLP
$1.72B
$202K 0.06%
10,000
– –
OKE icon
252
Oneok
OKE
$58.3B
$202K 0.06%
2,664
-769
-22% -$55K
PRU icon
253
Prudential Financial
PRU
$42.4B
$201K 0.06%
+2,149
New +$197K
RDIV icon
254
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$201K 0.06%
+5,105
New +$196K
VHT icon
255
Vanguard Health Care ETF
VHT
$19B
$201K 0.06%
+1,048
New +$188K
NMFC icon
256
New Mountain Finance
NMFC
$729M
$194K 0.05%
+14,139
New +$191K
IAU icon
257
iShares Gold Trust
IAU
$65.4B
$181K 0.05%
+6,241
New +$177K
RITM icon
258
Rithm Capital
RITM
$5.71B
$161K 0.04%
10,000
– –
NRK icon
259
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$919M
$158K 0.04%
+11,629
New +$156K
VKI icon
260
Invesco Advantage Municipal Income Trust II
VKI
$397M
$149K 0.04%
13,300
-2,500
-16% -$27.9K
TWO
261
Two Harbors Investment
TWO
$1.27B
$148K 0.04%
+2,536
New +$144K
WNEB icon
262
Western New England Bancorp
WNEB
$282M
$146K 0.04%
15,118
– –
FRO icon
263
Frontline
FRO
$8.81B
$143K 0.04%
+11,104
New +$121K
TRST
264
Trustco Bank Corp NY
TRST
$964M
$121K 0.03%
2,796
– –
DSM
265
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$114K 0.03%
14,300
– –
ICCC icon
266
ImmuCell
ICCC
$99.3M
$111K 0.03%
21,600
– –
BKCC
267
DELISTED
BlackRock Capital Investment Corporation
BKCC
$92K 0.03%
18,500
-28,400
-61% -$140K
LEO
268
BNY Mellon Strategic Municipals
LEO
$387M
$85K 0.02%
10,000
– –
TOO
269
DELISTED
Teekay Offshore Partners L.P.
TOO
$77K 0.02%
50,000
– –
BMY.RT
270
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$50K 0.01%
+16,580
New +$43.1K
AIN icon
271
Albany International
AIN
$1.81B
– –
-2,445
Closed -$220K
CRMD icon
272
CorMedix
CRMD
$559M
– –
-10,000
Closed -$64K
FTV icon
273
Fortive
FTV
$18.6B
– –
-5,244
Closed -$227K
MHD icon
274
BlackRock MuniHoldings Fund
MHD
$604M
– –
-10,700
Closed -$176K
NCZ
275
Virtus Convertible & Income Fund II
NCZ
$306M
– –
-2,500
Closed -$50K
8 9 10
11
12

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Essex Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Essex Financial Services held 282 positions worth $363M, up 17% from $310M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Essex Financial Services deployed $21.2M of net new capital in Q4 2019, opening 31 new positions and adding to 123 existing holdings. Its largest new stake was Canadian National Railway: 8,142 shares worth $736K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Stryker, an estimated $1.5M trimmed.

  • Essex Financial Services's largest Q4 2019 buy was Canadian National Railway: 8,142 shares worth $736K.
  • Essex Financial Services added most to Roper Technologies in Q4 2019, an estimated $3.16M increase.
  • Essex Financial Services's biggest Q4 2019 reduction was Stryker, cutting an estimated $1.5M.
  • Essex Financial Services fully exited Celgene Corp in Q4 2019, selling an estimated $1.71M.
  • Essex Financial Services's ten largest holdings make up 27% of its $363M portfolio in Q4 2019.
  • Essex Financial Services opened 31 new positions and closed 10 in Q4 2019.
  • Essex Financial Services's portfolio value rose 17% quarter-over-quarter to $363M.

Based on Essex Financial Services's 13F filing for Q4 2019, filed 30 Jan 2020.