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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+8.92%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$296M
AUM Growth
+$295M
Cap. Flow
+$6.14M
Cap. Flow %
2.08%
Top 10 Hldgs %
28.8%
Holding
301
New
40
Increased
104
Reduced
105
Closed
20

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$4.16M
2
SON icon
Sonoco
SON
+$1.05M
3
GE icon
GE Aerospace
GE
+$917K
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$595K
5
NSC icon
Norfolk Southern
NSC
+$584K

Top Sells

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.29M
2
IBM icon
IBM
IBM
+$1.03M
3
KO icon
Coca-Cola
KO
+$1.01M
4
UNP icon
Union Pacific
UNP
+$975K
5
ADP icon
Automatic Data Processing
ADP
+$833K

Sector Composition

Rank Sector Weight
1 Energy 15.89%
2 Financials 14.1%
3 Industrials 13.92%
4 Healthcare 13.92%
5 Consumer Staples 9.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
251
Transocean
RIG
$6.49B
$218K 0.07%
4,402
-679
-13% -$33.2K
XLP icon
252
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$217K 0.07%
+5,042
New +$213K
STT icon
253
State Street
STT
$51.4B
$216K 0.07%
+2,938
New +$206K
RTN
254
DELISTED
Raytheon Company
RTN
$216K 0.07%
+2,386
New +$199K
UPS icon
255
United Parcel Service
UPS
$88.8B
$213K 0.07%
+2,023
New +$199K
LO
256
DELISTED
LORILLARD INC COM STK
LO
$213K 0.07%
+4,200
New +$209K
MIC
257
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$212K 0.07%
3,900
– –
DTE icon
258
DTE Energy
DTE
$28.6B
$210K 0.07%
3,708
-115
-3% -$6.59K
IHE icon
259
iShares US Pharmaceuticals ETF
IHE
$1.65B
$208K 0.07%
+5,292
New +$199K
OKS
260
DELISTED
Oneok Partners LP
OKS
$205K 0.07%
3,892
+5
+0.1% +$264
DDD icon
261
3D Systems Corp
DDD
$633M
$203K 0.07%
+2,188
New +$153K
VTN icon
262
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$200K 0.07%
15,286
– –
LEO
263
BNY Mellon Strategic Municipals
LEO
$387M
$192K 0.06%
25,275
-7,736
-23% -$59.5K
SIRI icon
264
SiriusXM
SIRI
$9.61B
$181K 0.06%
+5,180
New +$194K
PHK
265
PIMCO High Income Fund
PHK
$875M
$177K 0.06%
15,155
-4,200
-22% -$49.8K
IAU icon
266
iShares Gold Trust
IAU
$64.8B
$168K 0.06%
+7,185
New +$177K
VKQ icon
267
Invesco Municipal Trust
VKQ
$545M
$166K 0.06%
+14,300
New +$164K
BFK
268
DELISTED
BlackRock Municipal Income Trust
BFK
$164K 0.06%
12,900
– –
WFT
269
DELISTED
Weatherford International plc
WFT
$158K 0.05%
10,230
-465
-4% -$7.39K
NRF
270
DELISTED
NorthStar Realty Finance Corp.
NRF
$135K 0.05%
+5,093
New +$103K
ACG
271
DELISTED
AllianceBernstein Income Fund Inc
ACG
$108K 0.04%
15,096
– –
OCSL icon
272
Oaktree Specialty Lending
OCSL
$1.13B
$103K 0.03%
3,707
– –
ICCC icon
273
ImmuCell
ICCC
$99.1M
$101K 0.03%
23,776
– –
SAN icon
274
Banco Santander
SAN
$210B
$101K 0.03%
+12,253
New +$97.4K
IF
275
DELISTED
Aberdeen Indonesia Fund
IF
$101K 0.03%
+12,196
New +$119K
9 10
11
12 13

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Essex Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Essex Financial Services held 301 positions worth $296M, up 92,807% from $318K the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Essex Financial Services's Q4 2013 filing shows 40 new, 104 increased, 105 reduced and 20 closed positions. Its largest new stake was Sonoco: 26,149 shares worth $1.09M. The largest sale was Bank of America Series L, an estimated $4.29M.

By sector, the portfolio is most concentrated in Energy at 16% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

  • Essex Financial Services's largest Q4 2013 buy was Sonoco: 26,149 shares worth $1.09M.
  • Essex Financial Services added most to Berkshire Hathaway Class A in Q4 2013, an estimated $4.16M increase.
  • Essex Financial Services's biggest Q4 2013 reduction was Bank of America Series L, cutting an estimated $4.29M.
  • Essex Financial Services fully exited VanEck High Yield Muni ETF in Q4 2013, selling an estimated $660.
  • Essex Financial Services's ten largest holdings make up 29% of its $296M portfolio in Q4 2013.
  • Essex Financial Services opened 40 new positions and closed 20 in Q4 2013.
  • Essex Financial Services's portfolio value rose 92,807% quarter-over-quarter to $296M.

Based on Essex Financial Services's 13F filing for Q4 2013, filed 11 Feb 2014.