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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$318K
AUM Growth
-$286M
Cap. Flow
-$18M
Cap. Flow %
-5,654.21%
Top 10 Hldgs %
37.71%
Holding
284
New
17
Increased
90
Reduced
113
Closed
23

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.38M
2
VFH icon
Vanguard Financials ETF
VFH
+$654K
3
UBNK
United Financial Bancorp, Inc.
UBNK
+$456K
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$454K
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$384K

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$10.3M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$4.15M
3
XOM icon
ExxonMobil
XOM
+$1.42M
4
SON icon
Sonoco
SON
+$1.01M
5
JNJ icon
Johnson & Johnson
JNJ
+$580K

Sector Composition

Rank Sector Weight
1 Communication Services 19.3%
2 Energy 13.18%
3 Healthcare 12.31%
4 Financials 11.18%
5 Industrials 11.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFT
251
DELISTED
Weatherford International plc
WFT
$164 0.05%
10,695
-2,335
-18% -$34.3K
OCSL icon
252
Oaktree Specialty Lending
OCSL
$1.12B
$114 0.04%
3,707
-1,333
-26% -$42.3K
ICCC icon
253
ImmuCell
ICCC
$96.9M
$112 0.04%
23,776
– –
CXH
254
DELISTED
MFS Investment Grade Municipal Trust
CXH
$110 0.03%
12,629
+1,200
+10% +$10.4K
ACG
255
DELISTED
AllianceBernstein Income Fund Inc
ACG
$106 0.03%
15,096
– –
PMM
256
Franklin Managed Municipal Income Trust
PMM
$272M
$102 0.03%
14,968
+1,400
+10% +$9.48K
MFIC icon
257
MidCap Financial Investment
MFIC
$796M
$88 0.03%
3,583
– –
FAX
258
abrdn Asia-Pacific Income Fund
FAX
$601M
$86 0.03%
+2,375
New +$86.8K
TRST
259
Trustco Bank Corp NY
TRST
$956M
$83 0.03%
2,796
– –
TNK icon
260
Teekay Tankers
TNK
$2.76B
$43 0.01%
2,064
+7
+0.3% +$153
UEC icon
261
Uranium Energy
UEC
$5.75B
$32 0.01%
14,200
– –
A icon
262
Agilent Technologies
A
$42B
– –
-7,695
Closed -$235K
AGG icon
263
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-2,092
Closed -$224K
ALL icon
264
Allstate
ALL
$66.4B
– –
-5,468
Closed -$263K
AZO icon
265
AutoZone
AZO
$49.2B
– –
-493
Closed -$209K
EWS icon
266
iShares MSCI Singapore ETF
EWS
$1.17B
– –
-5,425
Closed -$139K
FULT icon
267
Fulton Financial
FULT
$4.64B
– –
-19,804
Closed -$227K
ITW icon
268
Illinois Tool Works
ITW
$82.7B
– –
-3,691
Closed -$255K
MMU
269
Western Asset Managed Municipals Fund
MMU
$554M
– –
-12,444
Closed -$166K
NRK icon
270
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
– –
-11,629
Closed -$154K
OGE icon
271
OGE Energy
OGE
$9.66B
– –
-8,310
Closed -$283K
PRU icon
272
Prudential Financial
PRU
$42.1B
– –
-3,165
Closed -$231K
SAN icon
273
Banco Santander
SAN
$212B
– –
-15,090
Closed -$89K
SIRI icon
274
SiriusXM
SIRI
$9.51B
– –
-1,113
Closed -$37K
SON icon
275
Sonoco
SON
$5.68B
– –
-29,149
Closed -$1.01M
8 9 10
11
12

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LGM
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RCM
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BGM
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CAM
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SC
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Essex Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Essex Financial Services held 284 positions worth $318K, down 100% from $286M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Essex Financial Services withdrew a net $18M in Q3 2013, closing 23 positions and reducing 113 holdings. Its most notable exit was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 19% of assets, up from 5.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Essex Financial Services opened a new position in Vanguard Financials ETF worth $547.

  • Essex Financial Services's largest Q3 2013 buy was Vanguard Financials ETF: 15,814 shares worth $547.
  • Essex Financial Services added most to Bank of America Series L in Q3 2013, an estimated $4.38M increase.
  • Essex Financial Services's biggest Q3 2013 reduction was Berkshire Hathaway Class A, cutting an estimated $4.15M.
  • Essex Financial Services fully exited JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2013, selling an estimated $10.3M.
  • Essex Financial Services's ten largest holdings make up 38% of its $318K portfolio in Q3 2013.
  • Essex Financial Services opened 17 new positions and closed 23 in Q3 2013.
  • Essex Financial Services's portfolio value fell 100% quarter-over-quarter to $318K.

Based on Essex Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.