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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+1.74%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$310M
AUM Growth
-$28.5M
Cap. Flow
-$30.6M
Cap. Flow %
-9.86%
Top 10 Hldgs %
26.41%
Holding
267
New
23
Increased
80
Reduced
106
Closed
16

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$801K
2
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$699K
3
HDV
iShares Core High Dividend ETF
HDV
+$696K
4
AMZN icon
Amazon
AMZN
+$688K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$666K

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$7.74M
2
BA icon
Boeing
BA
+$5.63M
3
PFE icon
Pfizer
PFE
+$5.26M
4
INTC icon
Intel
INTC
+$5.09M
5
MSI icon
Motorola Solutions
MSI
+$1.44M

Sector Composition

Rank Sector Weight
1 Healthcare 15.1%
2 Financials 14.55%
3 Technology 13.65%
4 Industrials 13.51%
5 Consumer Discretionary 8.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPLI
226
People Inc
PPLI
$3.02B
$223K 0.07%
+5,735
New +$245K
AIN icon
227
Albany International
AIN
$1.81B
$220K 0.07%
2,445
– –
FISV
228
Fiserv Inc
FISV
$27.4B
$218K 0.07%
+2,104
New +$215K
ED icon
229
Consolidated Edison
ED
$39.9B
$216K 0.07%
+2,286
New +$203K
IP icon
230
International Paper
IP
$21.8B
$213K 0.07%
5,386
+1
+0% +$39
GWRE icon
231
Guidewire Software
GWRE
$14.4B
$211K 0.07%
+2,000
New +$202K
AVGO icon
232
Broadcom
AVGO
$1.98T
$208K 0.07%
+7,540
New +$214K
VTN icon
233
Invesco Trust for Investment Grade New York Municipals
VTN
$163M
$208K 0.07%
15,286
– –
MKC icon
234
McCormick & Company Non-Voting
MKC
$14.2B
$205K 0.07%
+2,622
New +$211K
AEP icon
235
American Electric Power
AEP
$67.9B
$203K 0.07%
2,169
-163
-7% -$14.8K
GLP icon
236
Global Partners
GLP
$1.72B
$196K 0.06%
+10,000
New +$197K
VKI icon
237
Invesco Advantage Municipal Income Trust II
VKI
$398M
$178K 0.06%
15,800
– –
MHD icon
238
BlackRock MuniHoldings Fund
MHD
$604M
$176K 0.06%
10,700
– –
RITM icon
239
Rithm Capital
RITM
$5.71B
$157K 0.05%
10,000
– –
TNK icon
240
Teekay Tankers
TNK
$2.81B
$151K 0.05%
14,500
– –
WNEB icon
241
Western New England Bancorp
WNEB
$282M
$144K 0.05%
15,118
– –
DSM
242
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$120K 0.04%
14,300
– –
ICCC icon
243
ImmuCell
ICCC
$99.3M
$120K 0.04%
21,600
+600
+3% +$3.51K
TRST
244
Trustco Bank Corp NY
TRST
$963M
$114K 0.04%
2,796
– –
LEO
245
BNY Mellon Strategic Municipals
LEO
$387M
$86K 0.03%
10,000
– –
CRMD icon
246
CorMedix
CRMD
$557M
$64K 0.02%
+10,000
New +$84K
TOO
247
DELISTED
Teekay Offshore Partners L.P.
TOO
$58K 0.02%
50,000
– –
NCZ
248
Virtus Convertible & Income Fund II
NCZ
$306M
$50K 0.02%
2,500
– –
BKEP
249
DELISTED
Blueknight Energy Partners L.P.
BKEP
$11K ﹤0.01%
10,000
– –
MTVA
250
MetaVia Inc
MTVA
$7.59M
– –
0
– –
7 8 9
10
11

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LGM
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RCM
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BGM
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CAM
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Essex Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Essex Financial Services held 267 positions worth $310M, down 8.4% from $339M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Essex Financial Services withdrew a net $30.6M in Q3 2019, closing 16 positions and reducing 106 holdings. Its most notable exit was Motorola Solutions, an estimated $1.44M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 19% a quarter earlier, followed by Financials and Technology.

Against the trend, Essex Financial Services opened a new position in iShares Core High Dividend ETF worth $698K.

  • Essex Financial Services's largest Q3 2019 buy was iShares Core High Dividend ETF: 37,040 shares worth $698K.
  • Essex Financial Services added most to Invesco QQQ Trust in Q3 2019, an estimated $801K increase.
  • Essex Financial Services's biggest Q3 2019 reduction was Amgen, cutting an estimated $7.74M.
  • Essex Financial Services fully exited Motorola Solutions in Q3 2019, selling an estimated $1.44M.
  • Essex Financial Services's ten largest holdings make up 26% of its $310M portfolio in Q3 2019.
  • Essex Financial Services opened 23 new positions and closed 16 in Q3 2019.
  • Essex Financial Services's portfolio value fell 8.4% quarter-over-quarter to $310M.

Based on Essex Financial Services's 13F filing for Q3 2019, filed 4 Nov 2019.