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EFS

Essex Financial Services Portfolio holdings

AUM $2.01B
1-Year Est. Return 31.39%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+31.39%
3 Year Est. Return
+87.7%
5 Year Est. Return
+120.01%
10 Year Est. Return
+431.03%
AUM
$318K
AUM Growth
-$286M
Cap. Flow
-$18M
Cap. Flow %
-5,654.21%
Top 10 Hldgs %
37.71%
Holding
284
New
17
Increased
90
Reduced
113
Closed
23

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.38M
2
VFH icon
Vanguard Financials ETF
VFH
+$654K
3
UBNK
United Financial Bancorp, Inc.
UBNK
+$456K
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$454K
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$384K

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$10.3M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$4.15M
3
XOM icon
ExxonMobil
XOM
+$1.42M
4
SON icon
Sonoco
SON
+$1.01M
5
JNJ icon
Johnson & Johnson
JNJ
+$580K

Sector Composition

Rank Sector Weight
1 Communication Services 19.3%
2 Energy 13.18%
3 Healthcare 12.31%
4 Financials 11.18%
5 Industrials 11.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHK
226
PIMCO High Income Fund
PHK
$876M
$231 0.07%
19,355
-1,880
-9% -$22.1K
KSU
227
DELISTED
Kansas City Southern
KSU
$230 0.07%
2,100
+150
+8% +$16.5K
DVN icon
228
Devon Energy
DVN
$49.7B
$229 0.07%
3,959
-203
-5% -$11.6K
KMI icon
229
Kinder Morgan
KMI
$70.3B
$228 0.07%
6,414
+860
+15% +$32.3K
RIG icon
230
Transocean
RIG
$6.37B
$226 0.07%
5,081
-2,316
-31% -$110K
CP icon
231
Canadian Pacific Kansas City
CP
$81.1B
$225 0.07%
+9,125
New +$226K
ES icon
232
Eversource Energy
ES
$26.8B
$223 0.07%
5,396
-1,387
-20% -$58.7K
HYG icon
233
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$223 0.07%
2,438
-1,884
-44% -$173K
GSK icon
234
GSK
GSK
$101B
$221 0.07%
3,518
-1,620
-32% -$104K
BUD icon
235
AB InBev
BUD
$156B
$219 0.07%
2,203
-97
-4% -$9.24K
TD icon
236
Toronto Dominion Bank
TD
$203B
$216 0.07%
+4,796
New +$204K
XBI icon
237
State Street SPDR S&P Biotech ETF
XBI
$10.5B
$216 0.07%
+5,025
New +$204K
DTE icon
238
DTE Energy
DTE
$28.8B
$215 0.07%
3,823
+119
+3% +$6.9K
HAL icon
239
Halliburton
HAL
$27.9B
$215 0.07%
4,475
-1,615
-27% -$75.6K
VNR
240
DELISTED
Vanguard Natural Resources, LLC
VNR
$215 0.07%
7,674
– –
IYW icon
241
iShares US Technology ETF
IYW
$25.4B
$213 0.07%
+10,800
New +$210K
VTN icon
242
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$211 0.07%
15,286
– –
MIC
243
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$209 0.07%
+3,900
New +$214K
EWA icon
244
iShares MSCI Australia ETF
EWA
$1.46B
$206 0.06%
+8,141
New +$196K
OKS
245
DELISTED
Oneok Partners LP
OKS
$206 0.06%
+3,887
New +$197K
PEG icon
246
Public Service Enterprise Group
PEG
$37.7B
$203 0.06%
6,177
-200
-3% -$6.62K
HTS
247
DELISTED
HATTERAS FINANCIAL CORP
HTS
$200 0.06%
10,670
+2,070
+24% +$41.6K
TSM icon
248
TSMC
TSM
$2.23T
$181 0.06%
10,658
+526
+5% +$8.97K
IVR icon
249
Invesco Mortgage Capital
IVR
$806M
$175 0.06%
1,134
– –
BFK
250
DELISTED
BlackRock Municipal Income Trust
BFK
$167 0.05%
12,900
-6,000
-32% -$76.4K
8 9
10
11 12

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Essex Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Essex Financial Services held 284 positions worth $318K, down 100% from $286M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Essex Financial Services withdrew a net $18M in Q3 2013, closing 23 positions and reducing 113 holdings. Its most notable exit was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 19% of assets, up from 5.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Essex Financial Services opened a new position in Vanguard Financials ETF worth $547.

  • Essex Financial Services's largest Q3 2013 buy was Vanguard Financials ETF: 15,814 shares worth $547.
  • Essex Financial Services added most to Bank of America Series L in Q3 2013, an estimated $4.38M increase.
  • Essex Financial Services's biggest Q3 2013 reduction was Berkshire Hathaway Class A, cutting an estimated $4.15M.
  • Essex Financial Services fully exited JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2013, selling an estimated $10.3M.
  • Essex Financial Services's ten largest holdings make up 38% of its $318K portfolio in Q3 2013.
  • Essex Financial Services opened 17 new positions and closed 23 in Q3 2013.
  • Essex Financial Services's portfolio value fell 100% quarter-over-quarter to $318K.

Based on Essex Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.