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EPM

Equitec Proprietary Markets Portfolio holdings

AUM $187M
1-Year Est. Return 179.87%
This Fund
S&P 500
This Quarter Est. Return
+2.97%
1 Year Est. Return
+179.87%
3 Year Est. Return
+470.49%
5 Year Est. Return
+544.99%
10 Year Est. Return
–
AUM
$225M
AUM Growth
-$175M
Cap. Flow
-$89.1M
Cap. Flow %
-39.61%
Top 10 Hldgs %
63.86%
Holding
81
New
25
Increased
15
Reduced
12
Closed
24

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$13.3M
2
COL
Rockwell Collins
COL
+$9.46M
3
ANDV
Andeavor
ANDV
+$8.25M
4
DELL icon
Dell
DELL
+$2.32M
5
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$2.02M

Top Sells

Rank Stock Value
1
FMI
Foundation Medicine, Inc.
FMI
+$11.6M
2
KDP icon
Keurig Dr Pepper
KDP
+$10.4M
3
NXPI icon
NXP Semiconductors
NXPI
+$7.04M
4
AABA
Altaba Inc
AABA
+$6.38M
5
VZ icon
Verizon
VZ
+$3.79M

Sector Composition

Rank Sector Weight
1 Financials 11.18%
2 Energy 3.82%
3 Healthcare 3.51%
4 Industrials 2.33%
5 Consumer Staples 1.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHO
51
PUT
DELISTED
LaSalle Hotel Properties
LHO
$218K 0.1%
+6,300
New +$218K
UPBD icon
52
PUT
Upbound Group
UPBD
$1.29B
$216K 0.1%
15,000
– –
NAT icon
53
CALL
Nordic American Tanker
NAT
$1.28B
$83K 0.04%
39,900
+4,600
+13% +$10.6K
GEG icon
54
Great Elm Group
GEG
$68M
$82K 0.04%
25,300
– –
TCRT icon
55
CALL
Alaunos Therapeutics
TCRT
$5.01M
$65K 0.03%
135
-15
-10% -$6.43K
NAT icon
56
Nordic American Tanker
NAT
$1.28B
$21K 0.01%
10,179
+100
+1% +$230
PSV
57
DELISTED
Hermitage Offshore Services Ltd.
PSV
$12K 0.01%
1,189
– –
BW icon
58
CALL
Babcock & Wilcox
BW
$1.47B
– –
-2,960
Closed -$70K
BW icon
59
PUT
Babcock & Wilcox
BW
$1.47B
– –
-5,390
Closed -$128K
CRM icon
60
PUT
Salesforce
CRM
$140B
– –
-11,500
Closed -$1.57M
KDP icon
61
CALL
Keurig Dr Pepper
KDP
$42.1B
– –
-20,000
Closed -$2.44M
MNKD icon
62
CALL
MannKind Corp
MNKD
$1.25B
– –
-14,200
Closed -$27K
NXPI icon
63
CALL
NXP Semiconductors
NXPI
$67.3B
– –
-909,700
Closed -$99.4M
NXPI icon
64
NXP Semiconductors
NXPI
$67.3B
– –
-64,426
Closed -$7.04M
NXPI icon
65
PUT
NXP Semiconductors
NXPI
$67.3B
– –
-318,400
Closed -$34.8M
SPY icon
66
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$774B
– –
-10,100
Closed -$2.74M
TCRT icon
67
PUT
Alaunos Therapeutics
TCRT
$5.01M
– –
-67
Closed -$30K
VZ icon
68
CALL
Verizon
VZ
$182B
– –
-19,800
Closed -$996K
VZ icon
69
Verizon
VZ
$182B
– –
-75,292
Closed -$3.79M
VZ icon
70
PUT
Verizon
VZ
$182B
– –
-98,200
Closed -$4.94M
FNJN
71
DELISTED
Finjan Holdings, Inc.
FNJN
– –
-350,168
Closed -$1.19M
MDR
72
DELISTED
McDermott International
MDR
– –
-20,949
Closed -$392K
AABA
73
DELISTED
Altaba Inc
AABA
– –
-87,200
Closed -$6.38M
AABA
74
PUT
DELISTED
Altaba Inc
AABA
– –
-68,200
Closed -$4.99M
TFCFA
75
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-16,000
Closed -$733K
1 2
3
4

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CQWA
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CI
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TH
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BAH
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BWG
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AWS
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Equitec Proprietary Markets's Q3 2018 Portfolio in Review

As of Q3 2018, Equitec Proprietary Markets held 81 positions worth $225M, down 44% from $400M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Equitec Proprietary Markets withdrew a net $89.1M in Q3 2018, closing 24 positions and reducing 12 holdings. Its most notable exit was Foundation Medicine, Inc., an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 2.7% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Equitec Proprietary Markets opened a new position in Andeavor worth $8.58M.

  • Equitec Proprietary Markets's largest Q3 2018 buy was Andeavor: 55,908 shares worth $8.58M.
  • Equitec Proprietary Markets added most to Aetna Inc in Q3 2018, an estimated $13.3M increase.
  • Equitec Proprietary Markets's biggest Q3 2018 reduction was Keurig Dr Pepper, cutting an estimated $10.4M.
  • Equitec Proprietary Markets fully exited Foundation Medicine, Inc. in Q3 2018, selling an estimated $11.6M.
  • Equitec Proprietary Markets's ten largest holdings make up 64% of its $225M portfolio in Q3 2018.
  • Equitec Proprietary Markets opened 25 new positions and closed 24 in Q3 2018.
  • Equitec Proprietary Markets's portfolio value fell 44% quarter-over-quarter to $225M.

Based on Equitec Proprietary Markets's 13F filing for Q3 2018, filed 15 Oct 2018.