ECP

Empyrean Capital Partners Portfolio holdings

AUM $2.49B
1-Year Est. Return 25.51%
This Quarter Est. Return
1 Year Est. Return
+25.51%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$4.31B
AUM Growth
+$879M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
212
New
Increased
Reduced
Closed

Top Buys

1
+$223M
2
+$110M
3
+$51.9M
4
KSU
Kansas City Southern
KSU
+$48.2M
5
NI icon
NiSource
NI
+$42.1M

Top Sells

1
+$45.3M
2
+$34.6M
3
+$22.9M
4
CENHU
Centricus Acquisition Corp. Unit
CENHU
+$17.2M
5
PNTM.U
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
+$17M

Sector Composition

1 Communication Services 17.97%
2 Financials 16.22%
3 Industrials 12.94%
4 Technology 8.66%
5 Energy 6.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
$557K 0.01%
516,127
152
$551K 0.01%
+725,000
153
$542K 0.01%
+450,000
154
$528K 0.01%
109,400
-150,600
155
$477K 0.01%
450,133
156
$466K 0.01%
216,855
157
$324K 0.01%
+187,500
158
$246K 0.01%
142,893
-182,107
159
$196K ﹤0.01%
113,000
-1,053,666
160
$175K ﹤0.01%
100,000
161
– –
-89,414
162
– –
-150,000
163
– –
-554,361
164
– –
-221,717
165
– –
-279,502
166
– –
-345,000
167
– –
-435,900
168
– –
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169
– –
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170
– –
-194,538
171
– –
-1,000,000
172
– –
-50,000
173
– –
-325,316
174
– –
-33,477
175
– –
-336,770
4 5 6
7
8