ECP

Empyrean Capital Partners Portfolio holdings

AUM $2.16B
This Quarter Return
+7.27%
1 Year Return
+16.62%
3 Year Return
+74.3%
5 Year Return
+125.86%
10 Year Return
+255.17%
AUM
$2.06B
AUM Growth
+$2.06B
Cap. Flow
+$477M
Cap. Flow %
23.17%
Top 10 Hldgs %
58.74%
Holding
99
New
19
Increased
12
Reduced
5
Closed
16

Top Buys

1
AGN
Allergan plc
AGN
$172M
2
APC
Anadarko Petroleum
APC
$154M
3
LBTYK icon
Liberty Global Class C
LBTYK
$101M
4
EXP icon
Eagle Materials
EXP
$84.5M
5
AABA
Altaba Inc. Common Stock
AABA
$77.8M

Top Sells

1
APD icon
Air Products & Chemicals
APD
$118M
2
ELAN icon
Elanco Animal Health
ELAN
$79.3M
3
COTY icon
Coty
COTY
$51.8M
4
EQH icon
Equitable Holdings
EQH
$48.1M
5
DIS icon
Walt Disney
DIS
$19M

Sector Composition

1 Materials 16.76%
2 Healthcare 15.28%
3 Technology 10.58%
4 Communication Services 9.65%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GSAH.WS
51
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
$208K 0.01%
166,666
– –
FMCIW
52
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$127K 0.01%
200,000
– –
LSEAW
53
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$79K ﹤0.01%
+250,000
New +$79K
ASLEW
54
DELISTED
AerSale Corporation Warrants
ASLEW
$68K ﹤0.01%
200,000
– –
TMCXW
55
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$66K ﹤0.01%
200,000
– –
MFAC.WS
56
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$60K ﹤0.01%
+200,000
New +$60K
LTRYW icon
57
Lottery.com, Inc. Warrants
LTRYW
$374K
$50K ﹤0.01%
343,500
+237,000
+223% +$34.5K
APD icon
58
Air Products & Chemicals
APD
$64.8B
– –
-618,307
Closed -$118M
BMY icon
59
Bristol-Myers Squibb
BMY
$96.7B
– –
0
– –
CHGG icon
60
Chegg
CHGG
$173M
– –
-64,000
Closed -$2.44M
COTY icon
61
Coty
COTY
$3.78B
– –
-4,500,000
Closed -$51.8M
DIS icon
62
Walt Disney
DIS
$211B
– –
-171,286
Closed -$19M
ELAN icon
63
Elanco Animal Health
ELAN
$8.62B
– –
-2,471,462
Closed -$79.3M
EQH icon
64
Equitable Holdings
EQH
$15.8B
– –
-2,388,000
Closed -$48.1M
FTDR icon
65
Frontdoor
FTDR
$4.53B
– –
-143,300
Closed -$4.93M
IWM icon
66
iShares Russell 2000 ETF
IWM
$66.6B
– –
-23,300
Closed -$3.57M
KRNY icon
67
Kearny Financial
KRNY
$422M
– –
-1,045,629
Closed -$13.5M
NOMD icon
68
Nomad Foods
NOMD
$2.31B
– –
-100,000
Closed -$2.05M
SNA icon
69
Snap-on
SNA
$16.8B
– –
0
– –
SOXX icon
70
iShares Semiconductor ETF
SOXX
$13.4B
– –
-30,000
Closed -$5.69M
SPY icon
71
SPDR S&P 500 ETF Trust
SPY
$656B
– –
0
– –
CFXA
72
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
– –
-40,000
Closed -$5.33M
PS
73
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
– –
-77,000
Closed -$2.44M
GRAF.WS
74
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
– –
-118,361
Closed -$39K
I
75
DELISTED
INTELSAT S. A.
I
– –
-236,400
Closed -$3.7M
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3
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