ECP

Empyrean Capital Partners Portfolio holdings

AUM $2.16B
This Quarter Return
+11.31%
1 Year Return
+16.62%
3 Year Return
+74.3%
5 Year Return
+125.86%
10 Year Return
+255.17%
AUM
$1.9B
AUM Growth
+$1.9B
Cap. Flow
+$52.8M
Cap. Flow %
2.77%
Top 10 Hldgs %
46.06%
Holding
88
New
12
Increased
13
Reduced
13
Closed
9

Top Buys

1
AET
Aetna Inc
AET
$139M
2
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
$99.7M
3
SHPG
Shire pic
SHPG
$86.2M
4
EQH icon
Equitable Holdings
EQH
$59.8M
5
GSAH.U
GS Acquisition Holdings Corp. Units, each consisting of one share of Class A common stock and one-th
GSAH.U
$35.8M

Top Sells

1
TWX
Time Warner Inc
TWX
$182M
2
HRG
HRG Group, Inc.
HRG
$92.4M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$82.5M
4
PFE icon
Pfizer
PFE
$33.6M
5
XRX icon
Xerox
XRX
$28.6M

Sector Composition

1 Financials 24.29%
2 Technology 13.52%
3 Communication Services 12.4%
4 Healthcare 10.78%
5 Real Estate 7.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HYG icon
51
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.7B
– –
0
– –
IWM icon
52
iShares Russell 2000 ETF
IWM
$66.5B
– –
0
– –
MDXG icon
53
MiMedx Group
MDXG
$1.04B
– –
0
– –
NMRK icon
54
Newmark Group
NMRK
$3.08B
– –
-287,877
Closed -$4.37M
RACE icon
55
Ferrari
RACE
$88B
– –
0
– –
SMH icon
56
VanEck Semiconductor ETF
SMH
$26.6B
– –
0
– –
SPG icon
57
Simon Property Group
SPG
$58.5B
– –
0
– –
SPY icon
58
SPDR S&P 500 ETF Trust
SPY
$655B
– –
-313,631
Closed -$82.5M
TLT icon
59
iShares 20+ Year Treasury Bond ETF
TLT
$47.9B
– –
0
– –
UAA icon
60
Under Armour
UAA
$2.17B
– –
0
– –
CADE
61
DELISTED
Cadence Bancorporation
CADE
– –
-82,449
Closed -$2.25M
HRG
62
DELISTED
HRG Group, Inc.
HRG
– –
-5,602,112
Closed -$92.4M
BABA icon
63
Alibaba
BABA
$328B
– –
0
– –
CDLX icon
64
Cardlytics
CDLX
$45.6M
– –
-201,780
Closed -$2.95M
DVA icon
65
DaVita
DVA
$9.7B
– –
0
– –
EEM icon
66
iShares MSCI Emerging Markets ETF
EEM
$19B
– –
0
– –
GDX icon
67
VanEck Gold Miners ETF
GDX
$19.7B
– –
0
– –
UAL icon
68
United Airlines
UAL
$34.3B
– –
0
– –
XLI icon
69
Industrial Select Sector SPDR Fund
XLI
$22.9B
– –
0
– –
XRX icon
70
Xerox
XRX
$478M
– –
-994,378
Closed -$28.6M
XRT icon
71
SPDR S&P Retail ETF
XRT
$428M
– –
-356,000
Closed -$15.8M
MDR
72
DELISTED
McDermott International
MDR
– –
0
– –
TWX
73
DELISTED
Time Warner Inc
TWX
– –
-1,927,000
Closed -$182M
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