ECP

Empyrean Capital Partners Portfolio holdings

AUM $2.16B
This Quarter Return
+9.26%
1 Year Return
+16.62%
3 Year Return
+74.3%
5 Year Return
+125.86%
10 Year Return
+255.17%
AUM
$1.52B
AUM Growth
+$1.52B
Cap. Flow
+$308M
Cap. Flow %
20.29%
Top 10 Hldgs %
51.91%
Holding
95
New
25
Increased
8
Reduced
6
Closed
10

Top Buys

1
APD icon
Air Products & Chemicals
APD
$118M
2
CELG
Celgene Corp
CELG
$104M
3
ELAN icon
Elanco Animal Health
ELAN
$79.3M
4
COTY icon
Coty
COTY
$51.8M
5
FOX icon
Fox Class B
FOX
$49.9M

Top Sells

1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
$151M
2
AABA
Altaba Inc. Common Stock
AABA
$65.5M
3
I
INTELSAT S. A.
I
$24.1M
4
CZR
Caesars Entertainment Corporation
CZR
$19.7M
5
TSRO
TESARO, Inc.
TSRO
$16.7M

Sector Composition

1 Materials 21.96%
2 Healthcare 12.06%
3 Financials 7.8%
4 Communication Services 6.6%
5 Real Estate 6.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MDY icon
26
SPDR S&P MidCap 400 ETF Trust
MDY
$23.7B
$14.4M 0.66% 41,713 +37,313 +848% +$12.9M
KRNY icon
27
Kearny Financial
KRNY
$424M
$13.5M 0.61% 1,045,629 -902,933 -46% -$11.6M
NXE icon
28
NexGen Energy
NXE
$4.5B
$13M 0.59% +8,038,000 New +$13M
AMCIU
29
DELISTED
AMCI Acquisition Corp. Unit
AMCIU
$10.1M 0.46% 1,000,000 – –
UUUU icon
30
Energy Fuels
UUUU
$2.67B
$8.91M 0.41% 2,674,227 +1,424,227 +114% +$4.74M
EXP icon
31
Eagle Materials
EXP
$7.49B
$8.47M 0.39% +100,480 New +$8.47M
ENVA icon
32
Enova International
ENVA
$3.03B
$6.39M 0.29% 280,000 +250,000 +833% +$5.71M
SOXX icon
33
iShares Semiconductor ETF
SOXX
$13.6B
$5.69M 0.26% +30,000 New +$5.69M
CFXA
34
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$5.33M 0.24% +40,000 New +$5.33M
WW
35
DELISTED
WW International
WW
$5.04M 0.23% +250,000 New +$5.04M
VRT icon
36
Vertiv
VRT
$48.7B
$5.01M 0.23% 500,000 – –
FTDR icon
37
Frontdoor
FTDR
$4.43B
$4.93M 0.22% +143,300 New +$4.93M
GG
38
DELISTED
Goldcorp Inc
GG
$4.52M 0.21% 395,000 – –
I
39
DELISTED
INTELSAT S. A.
I
$3.7M 0.17% 236,400 -1,537,000 -87% -$24.1M
IWM icon
40
iShares Russell 2000 ETF
IWM
$67B
$3.57M 0.16% +23,300 New +$3.57M
PS
41
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$2.44M 0.11% +77,000 New +$2.44M
CHGG icon
42
Chegg
CHGG
$159M
$2.44M 0.11% +64,000 New +$2.44M
NOMD icon
43
Nomad Foods
NOMD
$2.33B
$2.05M 0.09% +100,000 New +$2.05M
HOFV
44
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.67M 0.08% 163,000 – –
B
45
Barrick Mining Corporation
B
$45.4B
$1.56M 0.07% 114,000 – –
LSEA
46
DELISTED
Landsea Homes
LSEA
$1.45M 0.07% 143,800 – –
UEC icon
47
Uranium Energy
UEC
$4.75B
$1.12M 0.05% +800,000 New +$1.12M
URG
48
Ur-Energy
URG
$507M
$824K 0.04% +1,000,000 New +$824K
GSAH.WS
49
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
$246K 0.01% 166,666 – –
FMCIW
50
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$88K ﹤0.01% +200,000 New +$88K
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