ECP

Empyrean Capital Partners Portfolio holdings

AUM $2.16B
1-Year Return 16.62%
This Quarter Return
+4.3%
1 Year Return
+16.62%
3 Year Return
+74.3%
5 Year Return
+125.86%
10 Year Return
+255.17%
AUM
$1.85B
AUM Growth
-$57.2M
Cap. Flow
-$310M
Cap. Flow %
-16.77%
Top 10 Hldgs %
47.67%
Holding
97
New
13
Increased
9
Reduced
16
Closed
12

Top Buys

1
ASH icon
Ashland
ASH
$62.7M
2
SHPG
Shire pic
SHPG
$46.3M
3
HWM icon
Howmet Aerospace
HWM
$30.3M
4
CZR
Caesars Entertainment Corporation
CZR
$28.4M
5
PCG icon
PG&E
PCG
$20.7M

Top Sells

1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
$86.2M
2
PFE icon
Pfizer
PFE
$68M
3
NXPI icon
NXP Semiconductors
NXPI
$55.6M
4
LADR
Ladder Capital
LADR
$44.8M
5
FCB
FCB Financial Holdings, Inc.
FCB
$30.7M

Sector Composition

1 Financials 20.32%
2 Healthcare 11.84%
3 Technology 11.45%
4 Communication Services 8.39%
5 Materials 7.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ENVA icon
26
Enova International
ENVA
$3.05B
$23.7M 0.74%
822,266
-676,955
-45% -$19.5M
AIMC
27
DELISTED
Altra Industrial Motion Corp.
AIMC
$19.9M 0.62%
+483,000
New +$19.9M
AABA
28
DELISTED
Altaba Inc. Common Stock
AABA
$19.1M 0.6%
+281,000
New +$19.1M
LSXMA
29
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$19M 0.6%
606,252
-193,779
-24% -$6.08M
TDS icon
30
Telephone and Data Systems
TDS
$4.71B
$17.9M 0.56%
588,000
– –
NIHD
31
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$16.7M 0.52%
2,850,000
-505,219
-15% -$2.96M
USX
32
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
$15M 0.47%
1,084,644
-164,230
-13% -$2.27M
JBGS
33
JBG SMITH
JBGS
$1.33B
$14.7M 0.46%
400,000
– –
SPLK
34
DELISTED
Splunk Inc
SPLK
$11.1M 0.35%
+91,400
New +$11.1M
NG icon
35
NovaGold Resources
NG
$2.7B
$10M 0.31%
2,704,547
-200,000
-7% -$742K
ROAD icon
36
Construction Partners
ROAD
$6.72B
$6.08M 0.19%
502,166
-70,600
-12% -$854K
GG
37
DELISTED
Goldcorp Inc
GG
$5.56M 0.17%
545,000
-200,000
-27% -$2.04M
EAF icon
38
GrafTech
EAF
$233M
$4.88M 0.15%
+25,000
New +$4.88M
VRT icon
39
Vertiv
VRT
$48.1B
$4.88M 0.15%
+500,000
New +$4.88M
DSKE
40
DELISTED
Daseke, Inc. Common Stock
DSKE
$3.01M 0.09%
375,000
– –
SFS
41
DELISTED
Smart & Final Stores, Inc.
SFS
$2.6M 0.08%
456,924
– –
ELVT
42
DELISTED
Elevate Credit, Inc.
ELVT
$1.99M 0.06%
246,966
-1,314,005
-84% -$10.6M
HOFV
43
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.56M 0.05%
+10,205
New +$1.56M
LSEA
44
DELISTED
Landsea Homes
LSEA
$1.38M 0.04%
+143,800
New +$1.38M
B
45
Barrick Mining Corporation
B
$46B
$1.26M 0.04%
114,000
– –
NGD
46
New Gold Inc
NGD
$4.84B
$515K 0.02%
649,316
-1,900,000
-75% -$1.51M
CHAP
47
DELISTED
Chaparral Energy, Inc.
CHAP
$441K 0.01%
+25,000
New +$441K
GSAH.WS
48
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
$275K 0.01%
+166,666
New +$275K
ENPH icon
49
Enphase Energy
ENPH
$4.72B
$146K ﹤0.01%
+30,000
New +$146K
TWNKW
50
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$39K ﹤0.01%
36,550
– –
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