ECP

Empyrean Capital Partners Portfolio holdings

AUM $2.16B
This Quarter Return
+4.63%
1 Year Return
+16.62%
3 Year Return
+74.3%
5 Year Return
+125.86%
10 Year Return
+255.17%
AUM
$1.51B
AUM Growth
+$1.51B
Cap. Flow
+$493M
Cap. Flow %
32.66%
Top 10 Hldgs %
55.97%
Holding
66
New
20
Increased
4
Reduced
7
Closed
11

Top Buys

1
WMB icon
Williams Companies
WMB
$90.2M
2
AGN
ALLERGAN INC
AGN
$84.6M
3
AGN
Allergan plc
AGN
$70.9M
4
BRCM
BROADCOM CORP CL-A
BRCM
$66.5M
5
PARA
Paramount Global Class B
PARA
$62.1M

Top Sells

1
V icon
Visa
V
$47.1M
2
DOV icon
Dover
DOV
$36.2M
3
VOD icon
Vodafone
VOD
$32.8M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
$28.1M
5
B
Barrick Mining Corporation
B
$17.8M

Sector Composition

1 Healthcare 23.67%
2 Energy 15.95%
3 Materials 8.04%
4 Communication Services 7.92%
5 Financials 6.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VDTH
26
DELISTED
Videocon d2h Limited
VDTH
$5.5M 0.19%
563,547
-120,833
-18% -$1.18M
GIII icon
27
G-III Apparel Group
GIII
$1.17B
$5.45M 0.19%
+133,532
New +$5.45M
PBFX
28
DELISTED
PBF LOGISTICS LP
PBFX
$4.13M 0.15%
+150,000
New +$4.13M
UAL icon
29
United Airlines
UAL
$34.4B
$3.33M 0.12%
+81,000
New +$3.33M
MTG icon
30
MGIC Investment
MTG
$6.47B
$3.27M 0.12%
353,700
+6,000
+2% +$55.4K
XLI icon
31
Industrial Select Sector SPDR Fund
XLI
$23B
$2.92M 0.1%
+54,000
New +$2.92M
BPFHW
32
DELISTED
Boston Private Financial Holdings, Inc. WTS
BPFHW
$1.52M 0.05%
245,400
– –
TACO
33
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$704K 0.02%
72,308
-9,592
-12% -$93.4K
INVN
34
DELISTED
Invensense Inc
INVN
$674K 0.02%
29,700
-48,500
-62% -$1.1M
HAWK
35
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
– –
-125,000
Closed -$3.05M
NGHC
36
DELISTED
National General Holdings Corp
NGHC
– –
-955,000
Closed -$13.4M
DISCK
37
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-729,196
Closed -$28.1M
XLV icon
38
Health Care Select Sector SPDR Fund
XLV
$33.8B
– –
-189,000
Closed -$11.1M
VZ icon
39
Verizon
VZ
$184B
– –
-4,851
Closed -$231K
VOD icon
40
Vodafone
VOD
$28.2B
– –
-892,268
Closed -$32.8M
V icon
41
Visa
V
$681B
– –
-873,200
Closed -$47.1M
SPY icon
42
SPDR S&P 500 ETF Trust
SPY
$656B
– –
0
– –
RTX icon
43
RTX Corp
RTX
$212B
– –
0
– –
QCOM icon
44
Qualcomm
QCOM
$170B
– –
0
– –
MMM icon
45
3M
MMM
$81B
– –
0
– –
MA icon
46
Mastercard
MA
$536B
– –
0
– –
IWM icon
47
iShares Russell 2000 ETF
IWM
$66.6B
– –
0
– –
INTC icon
48
Intel
INTC
$105B
– –
0
– –
B
49
Barrick Mining Corporation
B
$46.3B
– –
-1,000,000
Closed -$17.8M
GLD icon
50
SPDR Gold Trust
GLD
$111B
– –
0
– –
1
2
3