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EF

Empirical Finance Portfolio holdings

AUM $2.13B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
-1.97%
1 Year Est. Return
+29.56%
3 Year Est. Return
+97.59%
5 Year Est. Return
+123.59%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
+$70.4M
Cap. Flow
+$110M
Cap. Flow %
8.08%
Top 10 Hldgs %
29.67%
Holding
522
New
13
Increased
450
Reduced
31
Closed
12

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.37M
2
MSFT icon
Microsoft
MSFT
+$8.11M
3
AMZN icon
Amazon
AMZN
+$4.53M
4
NVDA icon
NVIDIA
NVDA
+$3.97M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.69M

Top Sells

Rank Stock Value
1
DUDE
Merlyn.AI SectorSurfer Momentum ETF
DUDE
+$528K
2
MOOD icon
Relative Sentiment Tactical Allocation ETF
MOOD
+$520K
3
NEX
NexTier Oilfield Solutions Inc.
NEX
+$511K
4
CLF icon
Cleveland-Cliffs
CLF
+$464K
5
HUN icon
Huntsman Corp
HUN
+$417K

Sector Composition

Rank Sector Weight
1 Technology 24.76%
2 Healthcare 11.94%
3 Financials 9.83%
4 Consumer Discretionary 9.26%
5 Communication Services 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
151
Ford
F
$56.7B
$1.7M 0.13%
137,167
+13,316
+11% +$173K
MO icon
152
Altria Group
MO
$113B
$1.64M 0.12%
39,100
+6,063
+18% +$268K
REGN icon
153
Regeneron Pharmaceuticals
REGN
$78.4B
$1.64M 0.12%
1,990
-1
-0.1% -$786
NSC icon
154
Norfolk Southern
NSC
$76.6B
$1.63M 0.12%
8,257
+736
+10% +$159K
NVR icon
155
NVR
NVR
$16.8B
$1.62M 0.12%
271
+8
+3% +$49.7K
AIG icon
156
American International
AIG
$42.1B
$1.62M 0.12%
26,657
+1,909
+8% +$114K
CARR icon
157
Carrier Global
CARR
$54.4B
$1.6M 0.12%
28,968
+2,969
+11% +$163K
CTRA
158
DELISTED
Coterra Energy
CTRA
$1.6M 0.12%
59,001
+4,780
+9% +$130K
GM icon
159
General Motors
GM
$77.4B
$1.59M 0.12%
48,136
+4,935
+11% +$175K
USB icon
160
US Bancorp
USB
$101B
$1.58M 0.12%
47,943
+5,188
+12% +$189K
MSI icon
161
Motorola Solutions
MSI
$73.5B
$1.58M 0.12%
5,795
+566
+11% +$161K
AFL icon
162
Aflac
AFL
$63.9B
$1.56M 0.11%
20,310
+1,457
+8% +$108K
ADSK icon
163
Autodesk
ADSK
$50.1B
$1.55M 0.11%
7,484
+770
+11% +$162K
PCAR icon
164
PACCAR
PCAR
$71.3B
$1.53M 0.11%
18,005
+1,821
+11% +$155K
TDG icon
165
TransDigm Group
TDG
$71B
$1.52M 0.11%
1,797
+175
+11% +$154K
MET icon
166
MetLife
MET
$61.8B
$1.49M 0.11%
23,685
+1,714
+8% +$107K
MCHP icon
167
Microchip Technology
MCHP
$43.7B
$1.47M 0.11%
18,785
+1,940
+12% +$162K
EW icon
168
Edwards Lifesciences
EW
$51.5B
$1.47M 0.11%
21,159
+1,751
+9% +$141K
LEN icon
169
Lennar Class A
LEN
$21B
$1.47M 0.11%
13,489
+872
+7% +$102K
SRE icon
170
Sempra
SRE
$56.8B
$1.46M 0.11%
21,503
+2,129
+11% +$154K
ANET icon
171
Arista Networks
ANET
$242B
$1.46M 0.11%
31,788
+3,352
+12% +$149K
HES
172
DELISTED
Hess
HES
$1.46M 0.11%
9,513
+911
+11% +$137K
ECL icon
173
Ecolab
ECL
$79.4B
$1.45M 0.11%
8,576
+833
+11% +$151K
ADM icon
174
Archer Daniels Midland
ADM
$38.6B
$1.45M 0.11%
19,225
+1,761
+10% +$143K
CTAS icon
175
Cintas
CTAS
$81.6B
$1.44M 0.11%
11,980
+1,128
+10% +$140K
5 6
7
8 9

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AAP
Aristotle Atlantic Partners Sarasota, Florida $2.14B AUM 37.01% 1-Year Est. Return
BCM
Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return
SC
SouthState Corp Winter Haven, Florida $2.14B AUM 18.39% 1-Year Est. Return
NAAA
New Age Alpha Advisors Rye, New York $2.15B AUM 27.2% 1-Year Est. Return
IVAV
Index Venture Associates VI St. Helier, Channel Islands, Jersey $2.11B AUM 13.76% 1-Year Est. Return
GA
General Atlantic New York $2.15B AUM 35.02% 1-Year Est. Return
HJGA
Hardman Johnston Global Advisors Stamford, Connecticut $2.1B AUM 41.89% 1-Year Est. Return
CF
Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return

Empirical Finance's Q3 2023 Portfolio in Review

As of Q3 2023, Empirical Finance held 522 positions worth $1.36B, up 5.5% from $1.29B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Empirical Finance deployed $110M of net new capital in Q3 2023, opening 13 new positions and adding to 450 existing holdings. Its largest new stake was Palo Alto Networks: 6,636 shares worth $778K.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Merlyn.AI SectorSurfer Momentum ETF, an estimated $528K trimmed.

  • Empirical Finance's largest Q3 2023 buy was Palo Alto Networks: 6,636 shares worth $778K.
  • Empirical Finance added most to Apple in Q3 2023, an estimated $8.37M increase.
  • Empirical Finance's biggest Q3 2023 reduction was Merlyn.AI SectorSurfer Momentum ETF, cutting an estimated $528K.
  • Empirical Finance fully exited NexTier Oilfield Solutions Inc. in Q3 2023, selling an estimated $511K.
  • Empirical Finance's ten largest holdings make up 30% of its $1.36B portfolio in Q3 2023.
  • Empirical Finance opened 13 new positions and closed 12 in Q3 2023.
  • Empirical Finance's portfolio value rose 5.5% quarter-over-quarter to $1.36B.

Based on Empirical Finance's 13F filing for Q3 2023, filed 2 Nov 2023.