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EF

Empirical Finance Portfolio holdings

AUM $2.13B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+2.26%
1 Year Est. Return
+29.56%
3 Year Est. Return
+97.59%
5 Year Est. Return
+123.59%
10 Year Est. Return
–
AUM
$402M
AUM Growth
+$7.22M
Cap. Flow
+$697K
Cap. Flow %
0.17%
Top 10 Hldgs %
60.64%
Holding
174
New
35
Increased
74
Reduced
28
Closed
22

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.74M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.44M
3
AMAT icon
Applied Materials
AMAT
+$1.68M
4
MU icon
Micron Technology
MU
+$1.66M
5
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$1.62M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$7.92M
2
URBN icon
Urban Outfitters
URBN
+$2.58M
3
NTAP icon
NetApp
NTAP
+$2.38M
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$1.96M
5
HLF icon
Herbalife
HLF
+$1.86M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 10.65%
2 Technology 6.65%
3 Healthcare 3.85%
4 Materials 2.76%
5 Industrials 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHO icon
151
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$200K 0.05%
8,078
+30
+0.4% +$745
GE icon
152
GE Aerospace
GE
$364B
$193K 0.05%
3,572
+402
+13% +$24.8K
AXGN icon
153
Axogen
AXGN
$2.2B
– –
-6,010
Closed -$302K
BIIB icon
154
Biogen
BIIB
$30.9B
– –
-2,595
Closed -$753K
BKLN icon
155
Invesco Senior Loan ETF
BKLN
$6.96B
– –
-69,408
Closed -$1.59M
BND icon
156
Vanguard Total Bond Market
BND
$158B
– –
-99,953
Closed -$7.92M
CWB icon
157
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
– –
-4,633
Closed -$246K
ELV icon
158
Elevance Health
ELV
$81.5B
– –
-6,435
Closed -$1.53M
FFIV icon
159
F5
FFIV
$22B
– –
-9,925
Closed -$1.71M
GM icon
160
General Motors
GM
$80.9B
– –
-34,763
Closed -$1.37M
GMED icon
161
Globus Medical
GMED
$11.1B
– –
-5,258
Closed -$265K
HUM icon
162
Humana
HUM
$43.9B
– –
-4,831
Closed -$1.44M
NTAP icon
163
NetApp
NTAP
$34B
– –
-30,271
Closed -$2.38M
PJT icon
164
PJT Partners
PJT
$4.26B
– –
-3,933
Closed -$210K
RHI icon
165
Robert Half
RHI
$4.11B
– –
-26,215
Closed -$1.71M
SITE icon
166
SiteOne Landscape Supply
SITE
$4.09B
– –
-3,094
Closed -$260K
TGNA
167
DELISTED
TEGNA Inc
TGNA
– –
-90,668
Closed -$984K
TGT icon
168
Target
TGT
$66.3B
– –
-22,160
Closed -$1.69M
TROW icon
169
T. Rowe Price
TROW
$25.5B
– –
-2,115
Closed -$246K
TSCO icon
170
Tractor Supply
TSCO
$16.3B
– –
-107,710
Closed -$1.65M
ZBRA icon
171
Zebra Technologies
ZBRA
$13.5B
– –
-1,616
Closed -$231K
SAFM
172
DELISTED
Sanderson Farms Inc
SAFM
– –
-9,078
Closed -$955K
MDP
173
DELISTED
Meredith Corporation
MDP
– –
-21,076
Closed -$1.07M
MLNX
174
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-2,530
Closed -$213K
3 4 5 6
7

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AAP
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BCM
Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return
GS
Gilead Sciences Foster City, California $2.12B AUM 143.53% 1-Year Est. Return
SC
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NAAA
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IVAV
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GA
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HJGA
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Empirical Finance's Q3 2018 Portfolio in Review

As of Q3 2018, Empirical Finance held 174 positions worth $402M, up 1.8% from $395M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Empirical Finance's Q3 2018 filing shows 35 new, 74 increased, 28 reduced and 22 closed positions. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 36,664 shares worth $3.71M. The largest sale was Vanguard Total Bond Market, an estimated $7.92M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 11% of assets, down from 11% a quarter earlier, followed by Technology and Healthcare.

  • Empirical Finance's largest Q3 2018 buy was iShares 7-10 Year Treasury Bond ETF: 36,664 shares worth $3.71M.
  • Empirical Finance added most to Gilead Sciences in Q3 2018, an estimated $1.57M increase.
  • Empirical Finance's biggest Q3 2018 reduction was Urban Outfitters, cutting an estimated $2.58M.
  • Empirical Finance fully exited Vanguard Total Bond Market in Q3 2018, selling an estimated $7.92M.
  • Empirical Finance's ten largest holdings make up 61% of its $402M portfolio in Q3 2018.
  • Empirical Finance opened 35 new positions and closed 22 in Q3 2018.
  • Empirical Finance's portfolio value rose 1.8% quarter-over-quarter to $402M.

Based on Empirical Finance's 13F filing for Q3 2018, filed 18 Oct 2018.