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EF

Empirical Finance Portfolio holdings

AUM $2.13B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.18%
1 Year Est. Return
+29.56%
3 Year Est. Return
+97.59%
5 Year Est. Return
+123.59%
10 Year Est. Return
–
AUM
$290M
AUM Growth
+$29.7M
Cap. Flow
+$15.5M
Cap. Flow %
5.36%
Top 10 Hldgs %
51.14%
Holding
168
New
46
Increased
35
Reduced
26
Closed
21

Top Buys

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$2.81M
2
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$2.77M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.04M
4
INTC icon
Intel
INTC
+$1.37M
5
CVS icon
CVS Health
CVS
+$1.29M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.92M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.8M
3
LOPE icon
Grand Canyon Education
LOPE
+$1.8M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$1.67M
5
MLP icon
Maui Land & Pineapple Co
MLP
+$1.56M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 12.19%
2 Healthcare 6.48%
3 Technology 6.39%
4 Consumer Staples 3.64%
5 Industrials 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLX icon
151
Deluxe
DLX
$1.25B
– –
-14,427
Closed -$999K
F icon
152
Ford
F
$59.6B
– –
-82,987
Closed -$929K
LOPE icon
153
Grand Canyon Education
LOPE
$3.99B
– –
-23,002
Closed -$1.8M
MLKN icon
154
MillerKnoll
MLKN
$1.61B
– –
-28,396
Closed -$864K
MLP icon
155
Maui Land & Pineapple Co
MLP
$343M
– –
-13,443
Closed -$1.56M
MO icon
156
Altria Group
MO
$125B
– –
-3,440
Closed -$257K
NVR icon
157
NVR
NVR
$17.3B
– –
-572
Closed -$1.38M
SHY icon
158
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
– –
-22,747
Closed -$1.92M
UGP icon
159
Ultrapar
UGP
$6.74B
– –
-177,272
Closed -$1.55M
WLK icon
160
Westlake Corp
WLK
$9.25B
– –
-19,577
Closed -$1.3M
CTB
161
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-28,735
Closed -$1.04M
VIAB
162
DELISTED
Viacom Inc. Class B
VIAB
– –
-23,107
Closed -$776K
SYNT
163
DELISTED
Syntel Inc
SYNT
– –
-21,493
Closed -$365K
ANDV
164
DELISTED
Andeavor
ANDV
– –
-12,980
Closed -$1.22M
SNI
165
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-15,224
Closed -$1.04M
BRCD
166
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-97,076
Closed -$1.23M
RAI
167
DELISTED
Reynolds American Inc
RAI
– –
-19,675
Closed -$1.28M
EVK
168
DELISTED
Ever-Glory International Group, Inc.
EVK
– –
-32,256
Closed -$903K
3 4 5 6
7

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Empirical Finance's Q3 2017 Portfolio in Review

As of Q3 2017, Empirical Finance held 168 positions worth $290M, up 11% from $260M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Empirical Finance deployed $15.5M of net new capital in Q3 2017, opening 46 new positions and adding to 35 existing holdings. Its largest new stake was iShares TIPS Bond ETF: 24,703 shares worth $2.81M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $1.8M trimmed.

  • Empirical Finance's largest Q3 2017 buy was iShares TIPS Bond ETF: 24,703 shares worth $2.81M.
  • Empirical Finance added most to General Motors in Q3 2017, an estimated $1.21M increase.
  • Empirical Finance's biggest Q3 2017 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $1.8M.
  • Empirical Finance fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2017, selling an estimated $1.92M.
  • Empirical Finance's ten largest holdings make up 51% of its $290M portfolio in Q3 2017.
  • Empirical Finance opened 46 new positions and closed 21 in Q3 2017.
  • Empirical Finance's portfolio value rose 11% quarter-over-quarter to $290M.

Based on Empirical Finance's 13F filing for Q3 2017, filed 31 Oct 2017.