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EF

Empirical Finance Portfolio holdings

AUM $2.13B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
-0.59%
1 Year Est. Return
+29.56%
3 Year Est. Return
+97.59%
5 Year Est. Return
+123.59%
10 Year Est. Return
–
AUM
$358M
AUM Growth
-$6.81M
Cap. Flow
-$4.27M
Cap. Flow %
-1.19%
Top 10 Hldgs %
56.44%
Holding
174
New
21
Increased
77
Reduced
33
Closed
15

Top Buys

Rank Stock Value
1
ELV icon
Elevance Health
ELV
+$1.65M
2
COP icon
ConocoPhillips
COP
+$1.54M
3
OXY icon
Occidental Petroleum
OXY
+$1.51M
4
TPR icon
Tapestry
TPR
+$1.48M
5
BIIB icon
Biogen
BIIB
+$1.48M

Top Sells

Rank Stock Value
1
TSN icon
Tyson Foods
TSN
+$2.05M
2
KLAC icon
KLA
KLAC
+$1.99M
3
WU icon
Western Union
WU
+$1.78M
4
TECD
Tech Data Corp
TECD
+$1.75M
5
SKX
Skechers
SKX
+$1.69M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 11.47%
2 Technology 5.54%
3 Healthcare 4.87%
4 Industrials 4.3%
5 Communication Services 2.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
126
Citigroup
C
$222B
$416K 0.12%
6,028
+92
+2% +$6.26K
WMT icon
127
Walmart Inc
WMT
$885B
$403K 0.11%
10,179
+183
+2% +$6.91K
TEN
128
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$372K 0.1%
29,749
– –
ORCL icon
129
Oracle
ORCL
$374B
$357K 0.1%
6,485
-95
-1% -$5.25K
ABT icon
130
Abbott
ABT
$183B
$341K 0.1%
4,077
+81
+2% +$6.88K
EQAL icon
131
Invesco Russell 1000 Equal Weight ETF
EQAL
$815M
$328K 0.09%
10,236
+64
+0.6% +$2.06K
ADBE icon
132
Adobe
ADBE
$99.5B
$317K 0.09%
1,149
+23
+2% +$6.71K
COST icon
133
Costco
COST
$422B
$309K 0.09%
1,072
+21
+2% +$5.91K
AMGN icon
134
Amgen
AMGN
$208B
$306K 0.09%
1,583
+24
+2% +$4.61K
NKE icon
135
Nike
NKE
$61.9B
$301K 0.08%
3,201
+55
+2% +$4.72K
IBM icon
136
IBM
IBM
$211B
$300K 0.08%
2,158
-11,482
-84% -$1.55M
HON icon
137
Honeywell
HON
$77B
$298K 0.08%
1,872
+34
+2% +$5.41K
TXN icon
138
Texas Instruments
TXN
$252B
$298K 0.08%
2,306
+41
+2% +$5.05K
VYM icon
139
Vanguard High Dividend Yield ETF
VYM
$80.9B
$294K 0.08%
3,308
– –
SBUX icon
140
Starbucks
SBUX
$120B
$292K 0.08%
3,299
+49
+2% +$4.54K
UNP icon
141
Union Pacific
UNP
$174B
$291K 0.08%
1,799
+30
+2% +$5.04K
ANGL icon
142
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$286K 0.08%
9,758
-56,477
-85% -$1.65M
PYPL icon
143
PayPal
PYPL
$48.9B
$277K 0.08%
2,673
+56
+2% +$6.17K
PM icon
144
Philip Morris
PM
$297B
$276K 0.08%
3,635
+71
+2% +$5.63K
TMO icon
145
Thermo Fisher Scientific
TMO
$213B
$274K 0.08%
941
+19
+2% +$5.44K
VT icon
146
Vanguard Total World Stock ETF
VT
$77.1B
$272K 0.08%
3,632
– –
NFLX icon
147
Netflix
NFLX
$299B
$271K 0.08%
10,140
+210
+2% +$6.57K
NEE icon
148
NextEra Energy
NEE
$181B
$257K 0.07%
4,412
+92
+2% +$4.98K
RTX icon
149
RTX Corp
RTX
$290B
$252K 0.07%
2,938
+60
+2% +$4.98K
LLY icon
150
Eli Lilly
LLY
$1.02T
$251K 0.07%
2,242
+37
+2% +$4.12K
3 4 5
6
7

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BCM
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GS
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NAAA
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IVAV
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HJGA
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Empirical Finance's Q3 2019 Portfolio in Review

As of Q3 2019, Empirical Finance held 174 positions worth $358M, down 1.9% from $365M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Empirical Finance's Q3 2019 filing shows 21 new, 77 increased, 33 reduced and 15 closed positions. Its largest new stake was Elevance Health: 6,038 shares worth $1.45M. The largest sale was Tyson Foods, an estimated $2.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 11% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

  • Empirical Finance's largest Q3 2019 buy was Elevance Health: 6,038 shares worth $1.45M.
  • Empirical Finance added most to AbbVie in Q3 2019, an estimated $1.39M increase.
  • Empirical Finance's biggest Q3 2019 reduction was KLA, cutting an estimated $1.99M.
  • Empirical Finance fully exited Tyson Foods in Q3 2019, selling an estimated $2.05M.
  • Empirical Finance's ten largest holdings make up 56% of its $358M portfolio in Q3 2019.
  • Empirical Finance opened 21 new positions and closed 15 in Q3 2019.
  • Empirical Finance's portfolio value fell 1.9% quarter-over-quarter to $358M.

Based on Empirical Finance's 13F filing for Q3 2019, filed 30 Oct 2019.