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EF

Empirical Finance Portfolio holdings

AUM $2.13B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+2.26%
1 Year Est. Return
+29.56%
3 Year Est. Return
+97.59%
5 Year Est. Return
+123.59%
10 Year Est. Return
–
AUM
$402M
AUM Growth
+$7.22M
Cap. Flow
+$697K
Cap. Flow %
0.17%
Top 10 Hldgs %
60.64%
Holding
174
New
35
Increased
74
Reduced
28
Closed
22

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.74M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.44M
3
AMAT icon
Applied Materials
AMAT
+$1.68M
4
MU icon
Micron Technology
MU
+$1.66M
5
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$1.62M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$7.92M
2
URBN icon
Urban Outfitters
URBN
+$2.58M
3
NTAP icon
NetApp
NTAP
+$2.38M
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$1.96M
5
HLF icon
Herbalife
HLF
+$1.86M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 10.65%
2 Technology 6.65%
3 Healthcare 3.85%
4 Materials 2.76%
5 Industrials 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
126
DuPont de Nemours
DD
$18.5B
$285K 0.07%
1,751
+204
+13% +$35.1K
FISV
127
Fiserv Inc
FISV
$28.7B
$278K 0.07%
3,371
+94
+3% +$7.38K
MCO icon
128
Moody's
MCO
$83B
$276K 0.07%
1,652
+38
+2% +$6.68K
ROP icon
129
Roper Technologies
ROP
$38.8B
$262K 0.07%
885
+22
+3% +$6.49K
IBM icon
130
IBM
IBM
$210B
$261K 0.06%
1,807
+203
+13% +$28.4K
CHE icon
131
Chemed
CHE
$7.1B
$260K 0.06%
813
– –
ADBE icon
132
Adobe
ADBE
$99.3B
$257K 0.06%
951
+111
+13% +$28.6K
UNP icon
133
Union Pacific
UNP
$174B
$256K 0.06%
+1,573
New +$237K
WM icon
134
Waste Management
WM
$90.7B
$254K 0.06%
2,812
+92
+3% +$8.16K
ALL icon
135
Allstate
ALL
$68.5B
$249K 0.06%
2,522
+80
+3% +$7.8K
JNK icon
136
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$249K 0.06%
+2,304
New +$248K
MMM icon
137
3M
MMM
$91.2B
$247K 0.06%
1,402
+162
+13% +$27.9K
ABT icon
138
Abbott
ABT
$184B
$246K 0.06%
+3,351
New +$220K
HON icon
139
Honeywell
HON
$77.6B
$244K 0.06%
+1,621
New +$230K
PM icon
140
Philip Morris
PM
$298B
$244K 0.06%
2,991
+347
+13% +$28.5K
STE icon
141
Steris
STE
$22.3B
$235K 0.06%
2,057
– –
NKE icon
142
Nike
NKE
$62.2B
$230K 0.06%
+2,711
New +$218K
MO icon
143
Altria Group
MO
$114B
$224K 0.06%
+3,711
New +$220K
RSP icon
144
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
$223K 0.06%
2,087
– –
RTX icon
145
RTX Corp
RTX
$290B
$211K 0.05%
+2,396
New +$201K
NOMD icon
146
Nomad Foods
NOMD
$1.67B
$210K 0.05%
10,388
– –
TXN icon
147
Texas Instruments
TXN
$253B
$209K 0.05%
+1,950
New +$217K
FSV icon
148
FirstService
FSV
$6.49B
$207K 0.05%
+2,450
New +$203K
LLY icon
149
Eli Lilly
LLY
$1.02T
$206K 0.05%
+1,921
New +$192K
CRM icon
150
Salesforce
CRM
$150B
$204K 0.05%
+1,283
New +$190K
3 4 5
6
7

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BCM
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GS
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NAAA
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HJGA
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Empirical Finance's Q3 2018 Portfolio in Review

As of Q3 2018, Empirical Finance held 174 positions worth $402M, up 1.8% from $395M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Empirical Finance's Q3 2018 filing shows 35 new, 74 increased, 28 reduced and 22 closed positions. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 36,664 shares worth $3.71M. The largest sale was Vanguard Total Bond Market, an estimated $7.92M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 11% of assets, down from 11% a quarter earlier, followed by Technology and Healthcare.

  • Empirical Finance's largest Q3 2018 buy was iShares 7-10 Year Treasury Bond ETF: 36,664 shares worth $3.71M.
  • Empirical Finance added most to Gilead Sciences in Q3 2018, an estimated $1.57M increase.
  • Empirical Finance's biggest Q3 2018 reduction was Urban Outfitters, cutting an estimated $2.58M.
  • Empirical Finance fully exited Vanguard Total Bond Market in Q3 2018, selling an estimated $7.92M.
  • Empirical Finance's ten largest holdings make up 61% of its $402M portfolio in Q3 2018.
  • Empirical Finance opened 35 new positions and closed 22 in Q3 2018.
  • Empirical Finance's portfolio value rose 1.8% quarter-over-quarter to $402M.

Based on Empirical Finance's 13F filing for Q3 2018, filed 18 Oct 2018.