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EF

Empirical Finance Portfolio holdings

AUM $2.13B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
-1.97%
1 Year Est. Return
+29.56%
3 Year Est. Return
+97.59%
5 Year Est. Return
+123.59%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
+$70.4M
Cap. Flow
+$110M
Cap. Flow %
8.08%
Top 10 Hldgs %
29.67%
Holding
522
New
13
Increased
450
Reduced
31
Closed
12

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.37M
2
MSFT icon
Microsoft
MSFT
+$8.11M
3
AMZN icon
Amazon
AMZN
+$4.53M
4
NVDA icon
NVIDIA
NVDA
+$3.97M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.69M

Top Sells

Rank Stock Value
1
DUDE
Merlyn.AI SectorSurfer Momentum ETF
DUDE
+$528K
2
MOOD icon
Relative Sentiment Tactical Allocation ETF
MOOD
+$520K
3
NEX
NexTier Oilfield Solutions Inc.
NEX
+$511K
4
CLF icon
Cleveland-Cliffs
CLF
+$464K
5
HUN icon
Huntsman Corp
HUN
+$417K

Sector Composition

Rank Sector Weight
1 Technology 24.76%
2 Healthcare 11.94%
3 Financials 9.83%
4 Consumer Discretionary 9.26%
5 Communication Services 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
101
Valero Energy
VLO
$89.2B
$2.95M 0.22%
20,847
+891
+4% +$117K
C icon
102
Citigroup
C
$231B
$2.83M 0.21%
68,874
+6,299
+10% +$276K
PGR icon
103
Progressive
PGR
$121B
$2.82M 0.21%
20,268
+1,993
+11% +$262K
ZTS icon
104
Zoetis
ZTS
$31.8B
$2.8M 0.21%
16,088
+1,407
+10% +$255K
SCHW
105
Charles Schwab
SCHW
$185B
$2.75M 0.2%
50,095
+5,245
+12% +$317K
TMUS icon
106
T-Mobile US
TMUS
$189B
$2.66M 0.2%
19,005
+1,682
+10% +$233K
OXY icon
107
Occidental Petroleum
OXY
$54.9B
$2.61M 0.19%
40,227
+1,905
+5% +$120K
PXD
108
DELISTED
Pioneer Natural Resource Co.
PXD
$2.61M 0.19%
11,359
+772
+7% +$176K
BSX icon
109
Boston Scientific
BSX
$70.4B
$2.59M 0.19%
49,093
+4,665
+11% +$245K
BDX icon
110
Becton Dickinson
BDX
$46.7B
$2.57M 0.19%
9,945
+1,005
+11% +$271K
CME icon
111
CME Group
CME
$94.5B
$2.48M 0.18%
12,402
+1,179
+11% +$234K
PSX icon
112
Phillips 66
PSX
$82.5B
$2.46M 0.18%
20,471
+1,628
+9% +$183K
SO icon
113
Southern Company
SO
$106B
$2.41M 0.18%
37,284
+3,725
+11% +$259K
FISV
114
Fiserv Inc
FISV
$29.1B
$2.36M 0.17%
20,884
+2,069
+11% +$255K
DUK icon
115
Duke Energy
DUK
$96.2B
$2.34M 0.17%
26,558
+2,525
+11% +$231K
PYPL icon
116
PayPal
PYPL
$49.7B
$2.31M 0.17%
39,594
+3,249
+9% +$212K
CSX icon
117
CSX Corp
CSX
$93B
$2.28M 0.17%
74,289
+5,641
+8% +$179K
KLAC icon
118
KLA
KLAC
$252B
$2.27M 0.17%
49,590
+3,940
+9% +$189K
MOOD icon
119
Relative Sentiment Tactical Allocation ETF
MOOD
$132M
$2.27M 0.17%
90,117
-20,000
-18% -$520K
ITW icon
120
Illinois Tool Works
ITW
$84.2B
$2.25M 0.17%
9,758
+877
+10% +$214K
NOC icon
121
Northrop Grumman
NOC
$78.3B
$2.24M 0.16%
5,086
+457
+10% +$201K
CDNS icon
122
Cadence Design Systems
CDNS
$94.2B
$2.2M 0.16%
9,382
+898
+11% +$210K
MCK icon
123
McKesson
MCK
$97.4B
$2.18M 0.16%
5,012
+373
+8% +$157K
APD icon
124
Air Products & Chemicals
APD
$65.7B
$2.18M 0.16%
7,678
+738
+11% +$216K
FDX icon
125
FedEx
FDX
$73.9B
$2.17M 0.16%
8,203
+764
+10% +$199K
3 4
5
6 7

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AAP
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BCM
Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return
SC
SouthState Corp Winter Haven, Florida $2.14B AUM 18.39% 1-Year Est. Return
NAAA
New Age Alpha Advisors Rye, New York $2.15B AUM 27.2% 1-Year Est. Return
IVAV
Index Venture Associates VI St. Helier, Channel Islands, Jersey $2.11B AUM 13.76% 1-Year Est. Return
GA
General Atlantic New York $2.15B AUM 35.02% 1-Year Est. Return
HJGA
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CF
Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return

Empirical Finance's Q3 2023 Portfolio in Review

As of Q3 2023, Empirical Finance held 522 positions worth $1.36B, up 5.5% from $1.29B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Empirical Finance deployed $110M of net new capital in Q3 2023, opening 13 new positions and adding to 450 existing holdings. Its largest new stake was Palo Alto Networks: 6,636 shares worth $778K.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Merlyn.AI SectorSurfer Momentum ETF, an estimated $528K trimmed.

  • Empirical Finance's largest Q3 2023 buy was Palo Alto Networks: 6,636 shares worth $778K.
  • Empirical Finance added most to Apple in Q3 2023, an estimated $8.37M increase.
  • Empirical Finance's biggest Q3 2023 reduction was Merlyn.AI SectorSurfer Momentum ETF, cutting an estimated $528K.
  • Empirical Finance fully exited NexTier Oilfield Solutions Inc. in Q3 2023, selling an estimated $511K.
  • Empirical Finance's ten largest holdings make up 30% of its $1.36B portfolio in Q3 2023.
  • Empirical Finance opened 13 new positions and closed 12 in Q3 2023.
  • Empirical Finance's portfolio value rose 5.5% quarter-over-quarter to $1.36B.

Based on Empirical Finance's 13F filing for Q3 2023, filed 2 Nov 2023.