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EF

Empirical Finance Portfolio holdings

AUM $2.13B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.18%
1 Year Est. Return
+29.56%
3 Year Est. Return
+97.59%
5 Year Est. Return
+123.59%
10 Year Est. Return
–
AUM
$290M
AUM Growth
+$29.7M
Cap. Flow
+$15.5M
Cap. Flow %
5.36%
Top 10 Hldgs %
51.14%
Holding
168
New
46
Increased
35
Reduced
26
Closed
21

Top Buys

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$2.81M
2
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$2.77M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.04M
4
INTC icon
Intel
INTC
+$1.37M
5
CVS icon
CVS Health
CVS
+$1.29M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.92M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.8M
3
LOPE icon
Grand Canyon Education
LOPE
+$1.8M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$1.67M
5
MLP icon
Maui Land & Pineapple Co
MLP
+$1.56M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 12.19%
2 Healthcare 6.48%
3 Technology 6.39%
4 Consumer Staples 3.64%
5 Industrials 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
101
Oracle
ORCL
$346B
$351K 0.12%
7,242
+984
+16% +$49K
PIZ icon
102
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$713M
$343K 0.12%
12,641
– –
PM icon
103
Philip Morris
PM
$312B
$330K 0.11%
2,969
+385
+15% +$44.8K
GOOG icon
104
Alphabet (Google) Class C
GOOG
$4.07T
$313K 0.11%
6,520
– –
ABBV icon
105
AbbVie
ABBV
$465B
$302K 0.1%
+3,388
New +$258K
MMM icon
106
3M
MMM
$94.1B
$301K 0.1%
1,715
+274
+19% +$47.5K
GOOGL icon
107
Alphabet (Google) Class A
GOOGL
$4.08T
$295K 0.1%
6,040
– –
CARS icon
108
Cars.com
CARS
$705M
$294K 0.1%
11,033
-12,525
-53% -$318K
HON icon
109
Honeywell
HON
$78.3B
$280K 0.1%
2,186
+372
+21% +$46.1K
WFC icon
110
Wells Fargo
WFC
$263B
$274K 0.09%
4,957
– –
MSFT icon
111
Microsoft
MSFT
$2.92T
$273K 0.09%
3,655
– –
ABT icon
112
Abbott
ABT
$187B
$272K 0.09%
5,087
+926
+22% +$46.5K
VYM icon
113
Vanguard High Dividend Yield ETF
VYM
$81.9B
$269K 0.09%
3,308
– –
BAC icon
114
Bank of America
BAC
$439B
$267K 0.09%
10,525
– –
AAAP
115
DELISTED
Advanced Accelerator Applications S.A.
AAAP
$265K 0.09%
+3,914
New +$190K
T icon
116
AT&T
T
$169B
$251K 0.09%
8,463
– –
PG icon
117
Procter & Gamble
PG
$347B
$249K 0.09%
2,730
– –
MCD icon
118
McDonald's
MCD
$194B
$248K 0.09%
+1,582
New +$248K
SUPV
119
Grupo Supervielle
SUPV
$842M
$240K 0.08%
+9,685
New +$190K
GE icon
120
GE Aerospace
GE
$377B
$234K 0.08%
2,013
– –
NEE icon
121
NextEra Energy
NEE
$186B
$234K 0.08%
+6,376
New +$234K
CVX icon
122
Chevron
CVX
$374B
$232K 0.08%
1,971
– –
GVAL icon
123
Cambria Global Value ETF
GVAL
$572M
$232K 0.08%
9,172
– –
ANET icon
124
Arista Networks
ANET
$214B
$231K 0.08%
+19,488
New +$204K
PFE icon
125
Pfizer
PFE
$144B
$229K 0.08%
6,735
– –
3 4
5
6 7

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AAP
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BCM
Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return
GS
Gilead Sciences Foster City, California $2.12B AUM 143.53% 1-Year Est. Return
SC
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NAAA
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IVAV
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GA
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HJGA
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Empirical Finance's Q3 2017 Portfolio in Review

As of Q3 2017, Empirical Finance held 168 positions worth $290M, up 11% from $260M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Empirical Finance deployed $15.5M of net new capital in Q3 2017, opening 46 new positions and adding to 35 existing holdings. Its largest new stake was iShares TIPS Bond ETF: 24,703 shares worth $2.81M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $1.8M trimmed.

  • Empirical Finance's largest Q3 2017 buy was iShares TIPS Bond ETF: 24,703 shares worth $2.81M.
  • Empirical Finance added most to General Motors in Q3 2017, an estimated $1.21M increase.
  • Empirical Finance's biggest Q3 2017 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $1.8M.
  • Empirical Finance fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2017, selling an estimated $1.92M.
  • Empirical Finance's ten largest holdings make up 51% of its $290M portfolio in Q3 2017.
  • Empirical Finance opened 46 new positions and closed 21 in Q3 2017.
  • Empirical Finance's portfolio value rose 11% quarter-over-quarter to $290M.

Based on Empirical Finance's 13F filing for Q3 2017, filed 31 Oct 2017.