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EF

Empirical Finance Portfolio holdings

AUM $2.13B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
-1.97%
1 Year Est. Return
+29.56%
3 Year Est. Return
+97.59%
5 Year Est. Return
+123.59%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
+$70.4M
Cap. Flow
+$110M
Cap. Flow %
8.08%
Top 10 Hldgs %
29.67%
Holding
522
New
13
Increased
450
Reduced
31
Closed
12

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.37M
2
MSFT icon
Microsoft
MSFT
+$8.11M
3
AMZN icon
Amazon
AMZN
+$4.53M
4
NVDA icon
NVIDIA
NVDA
+$3.97M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.69M

Top Sells

Rank Stock Value
1
DUDE
Merlyn.AI SectorSurfer Momentum ETF
DUDE
+$528K
2
MOOD icon
Relative Sentiment Tactical Allocation ETF
MOOD
+$520K
3
NEX
NexTier Oilfield Solutions Inc.
NEX
+$511K
4
CLF icon
Cleveland-Cliffs
CLF
+$464K
5
HUN icon
Huntsman Corp
HUN
+$417K

Sector Composition

Rank Sector Weight
1 Technology 24.76%
2 Healthcare 11.94%
3 Financials 9.83%
4 Consumer Discretionary 9.26%
5 Communication Services 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
76
Starbucks
SBUX
$120B
$3.68M 0.27%
40,318
+3,653
+10% +$359K
RTX icon
77
RTX Corp
RTX
$294B
$3.68M 0.27%
51,114
+4,924
+11% +$422K
HIDE icon
78
Alpha Architect High Inflation and Deflation ETF
HIDE
$145M
$3.68M 0.27%
155,586
-352
-0.2% -$8.3K
NOW icon
79
ServiceNow
NOW
$121B
$3.67M 0.27%
32,810
+3,875
+13% +$442K
DE icon
80
Deere & Co
DE
$167B
$3.65M 0.27%
9,662
+746
+8% +$308K
ELV icon
81
Elevance Health
ELV
$81.9B
$3.62M 0.27%
8,308
+736
+10% +$334K
TJX icon
82
TJX Companies
TJX
$174B
$3.6M 0.26%
40,506
+3,526
+10% +$310K
ISRG icon
83
Intuitive Surgical
ISRG
$129B
$3.57M 0.26%
12,203
+1,154
+10% +$360K
EOG icon
84
EOG Resources
EOG
$76.7B
$3.51M 0.26%
27,663
+5,567
+25% +$708K
ADP icon
85
Automatic Data Processing
ADP
$107B
$3.49M 0.26%
14,527
+1,352
+10% +$330K
PTNQ icon
86
Pacer Trendpilot 100 ETF
PTNQ
$1.26B
$3.42M 0.25%
55,734
– –
LMT icon
87
Lockheed Martin
LMT
$136B
$3.34M 0.25%
8,163
+749
+10% +$332K
MDLZ icon
88
Mondelez International
MDLZ
$79B
$3.33M 0.24%
47,944
+4,362
+10% +$314K
MRSH
89
Marsh
MRSH
$90.9B
$3.29M 0.24%
17,305
+1,566
+10% +$300K
BLK icon
90
Blackrock
BLK
$176B
$3.29M 0.24%
5,093
+534
+12% +$373K
GILD icon
91
Gilead Sciences
GILD
$165B
$3.28M 0.24%
43,709
+4,410
+11% +$339K
QCOM icon
92
Qualcomm
QCOM
$171B
$3.25M 0.24%
29,263
+3,609
+14% +$419K
AXP icon
93
American Express
AXP
$235B
$3.16M 0.23%
21,188
+1,809
+9% +$296K
SYK icon
94
Stryker
SYK
$129B
$3.15M 0.23%
11,538
+1,090
+10% +$313K
CVS icon
95
CVS Health
CVS
$133B
$3.15M 0.23%
45,051
+4,304
+11% +$305K
ADI icon
96
Analog Devices
ADI
$185B
$3.13M 0.23%
17,897
+1,692
+10% +$312K
VRTX icon
97
Vertex Pharmaceuticals
VRTX
$121B
$3.12M 0.23%
8,970
+865
+11% +$303K
MU icon
98
Micron Technology
MU
$1.02T
$3.11M 0.23%
45,781
+3,485
+8% +$233K
CI icon
99
Cigna
CI
$72.2B
$3.1M 0.23%
10,827
+827
+8% +$236K
LRCX icon
100
Lam Research
LRCX
$395B
$2.99M 0.22%
47,670
+4,410
+10% +$290K
2 3
4
5 6

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AAP
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BCM
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SC
SouthState Corp Winter Haven, Florida $2.14B AUM 18.39% 1-Year Est. Return
NAAA
New Age Alpha Advisors Rye, New York $2.15B AUM 27.2% 1-Year Est. Return
IVAV
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GA
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HJGA
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CF
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Empirical Finance's Q3 2023 Portfolio in Review

As of Q3 2023, Empirical Finance held 522 positions worth $1.36B, up 5.5% from $1.29B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Empirical Finance deployed $110M of net new capital in Q3 2023, opening 13 new positions and adding to 450 existing holdings. Its largest new stake was Palo Alto Networks: 6,636 shares worth $778K.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Merlyn.AI SectorSurfer Momentum ETF, an estimated $528K trimmed.

  • Empirical Finance's largest Q3 2023 buy was Palo Alto Networks: 6,636 shares worth $778K.
  • Empirical Finance added most to Apple in Q3 2023, an estimated $8.37M increase.
  • Empirical Finance's biggest Q3 2023 reduction was Merlyn.AI SectorSurfer Momentum ETF, cutting an estimated $528K.
  • Empirical Finance fully exited NexTier Oilfield Solutions Inc. in Q3 2023, selling an estimated $511K.
  • Empirical Finance's ten largest holdings make up 30% of its $1.36B portfolio in Q3 2023.
  • Empirical Finance opened 13 new positions and closed 12 in Q3 2023.
  • Empirical Finance's portfolio value rose 5.5% quarter-over-quarter to $1.36B.

Based on Empirical Finance's 13F filing for Q3 2023, filed 2 Nov 2023.