We are live on ! Find out more
EF

Empirical Finance Portfolio holdings

AUM $2.13B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
-1.97%
1 Year Est. Return
+29.56%
3 Year Est. Return
+97.59%
5 Year Est. Return
+123.59%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
+$70.4M
Cap. Flow
+$110M
Cap. Flow %
8.08%
Top 10 Hldgs %
29.67%
Holding
522
New
13
Increased
450
Reduced
31
Closed
12

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.37M
2
MSFT icon
Microsoft
MSFT
+$8.11M
3
AMZN icon
Amazon
AMZN
+$4.53M
4
NVDA icon
NVIDIA
NVDA
+$3.97M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.69M

Top Sells

Rank Stock Value
1
DUDE
Merlyn.AI SectorSurfer Momentum ETF
DUDE
+$528K
2
MOOD icon
Relative Sentiment Tactical Allocation ETF
MOOD
+$520K
3
NEX
NexTier Oilfield Solutions Inc.
NEX
+$511K
4
CLF icon
Cleveland-Cliffs
CLF
+$464K
5
HUN icon
Huntsman Corp
HUN
+$417K

Sector Composition

Rank Sector Weight
1 Technology 24.76%
2 Healthcare 11.94%
3 Financials 9.83%
4 Consumer Discretionary 9.26%
5 Communication Services 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
51
Amgen
AMGN
$204B
$5.12M 0.38%
19,065
+1,542
+9% +$385K
TXN icon
52
Texas Instruments
TXN
$246B
$5.05M 0.37%
31,747
+2,967
+10% +$506K
PM icon
53
Philip Morris
PM
$292B
$4.99M 0.37%
53,859
+5,181
+11% +$499K
CAT icon
54
Caterpillar
CAT
$382B
$4.98M 0.37%
18,241
+1,580
+9% +$429K
INTU icon
55
Intuit
INTU
$87.1B
$4.9M 0.36%
9,589
+959
+11% +$485K
VZ icon
56
Verizon
VZ
$197B
$4.68M 0.34%
144,524
+13,537
+10% +$457K
LOW icon
57
Lowe's Companies
LOW
$119B
$4.63M 0.34%
22,259
+1,512
+7% +$340K
ORCL icon
58
Oracle
ORCL
$409B
$4.6M 0.34%
43,405
+4,804
+12% +$556K
UNP icon
59
Union Pacific
UNP
$173B
$4.46M 0.33%
21,899
+1,914
+10% +$417K
IBM icon
60
IBM
IBM
$213B
$4.44M 0.33%
31,629
+3,509
+12% +$499K
HON icon
61
Honeywell
HON
$78.2B
$4.35M 0.32%
24,989
+2,290
+10% +$419K
BMY icon
62
Bristol-Myers Squibb
BMY
$134B
$4.34M 0.32%
74,719
+6,375
+9% +$391K
VXUS icon
63
Vanguard Total International Stock ETF
VXUS
$156B
$4.25M 0.31%
79,482
+393
+0.5% +$21.9K
AMAT icon
64
Applied Materials
AMAT
$411B
$4.23M 0.31%
30,568
+2,645
+9% +$379K
GE icon
65
GE Aerospace
GE
$383B
$4.17M 0.31%
47,237
+4,609
+11% +$414K
NKE icon
66
Nike
NKE
$63.3B
$4.15M 0.3%
43,387
+3,696
+9% +$380K
BKNG icon
67
Booking.com
BKNG
$149B
$4.12M 0.3%
33,400
+2,325
+7% +$282K
NEE icon
68
NextEra Energy
NEE
$181B
$3.97M 0.29%
69,316
+7,278
+12% +$504K
UPS icon
69
United Parcel Service
UPS
$90.8B
$3.93M 0.29%
25,219
+2,600
+11% +$449K
MS icon
70
Morgan Stanley
MS
$332B
$3.83M 0.28%
46,859
+3,947
+9% +$343K
SPGI icon
71
S&P Global
SPGI
$123B
$3.79M 0.28%
10,364
+1,122
+12% +$441K
MPC icon
72
Marathon Petroleum
MPC
$89.6B
$3.78M 0.28%
24,981
+433
+2% +$60.4K
GS icon
73
Goldman Sachs
GS
$303B
$3.77M 0.28%
11,653
+1,071
+10% +$358K
BA icon
74
Boeing
BA
$185B
$3.7M 0.27%
19,325
+2,132
+12% +$466K
T icon
75
AT&T
T
$162B
$3.7M 0.27%
246,417
+22,228
+10% +$326K
1 2
3
4 5

Similar funds

AAP
Aristotle Atlantic Partners Sarasota, Florida $2.14B AUM 37.01% 1-Year Est. Return
BCM
Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return
SC
SouthState Corp Winter Haven, Florida $2.14B AUM 18.39% 1-Year Est. Return
NAAA
New Age Alpha Advisors Rye, New York $2.15B AUM 27.2% 1-Year Est. Return
IVAV
Index Venture Associates VI St. Helier, Channel Islands, Jersey $2.11B AUM 13.76% 1-Year Est. Return
GA
General Atlantic New York $2.15B AUM 35.02% 1-Year Est. Return
HJGA
Hardman Johnston Global Advisors Stamford, Connecticut $2.1B AUM 41.89% 1-Year Est. Return
CF
Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return

Empirical Finance's Q3 2023 Portfolio in Review

As of Q3 2023, Empirical Finance held 522 positions worth $1.36B, up 5.5% from $1.29B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Empirical Finance deployed $110M of net new capital in Q3 2023, opening 13 new positions and adding to 450 existing holdings. Its largest new stake was Palo Alto Networks: 6,636 shares worth $778K.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Merlyn.AI SectorSurfer Momentum ETF, an estimated $528K trimmed.

  • Empirical Finance's largest Q3 2023 buy was Palo Alto Networks: 6,636 shares worth $778K.
  • Empirical Finance added most to Apple in Q3 2023, an estimated $8.37M increase.
  • Empirical Finance's biggest Q3 2023 reduction was Merlyn.AI SectorSurfer Momentum ETF, cutting an estimated $528K.
  • Empirical Finance fully exited NexTier Oilfield Solutions Inc. in Q3 2023, selling an estimated $511K.
  • Empirical Finance's ten largest holdings make up 30% of its $1.36B portfolio in Q3 2023.
  • Empirical Finance opened 13 new positions and closed 12 in Q3 2023.
  • Empirical Finance's portfolio value rose 5.5% quarter-over-quarter to $1.36B.

Based on Empirical Finance's 13F filing for Q3 2023, filed 2 Nov 2023.