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EF

Empirical Finance Portfolio holdings

AUM $2.13B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
-1.97%
1 Year Est. Return
+29.56%
3 Year Est. Return
+97.59%
5 Year Est. Return
+123.59%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
+$70.4M
Cap. Flow
+$110M
Cap. Flow %
8.08%
Top 10 Hldgs %
29.67%
Holding
522
New
13
Increased
450
Reduced
31
Closed
12

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.37M
2
MSFT icon
Microsoft
MSFT
+$8.11M
3
AMZN icon
Amazon
AMZN
+$4.53M
4
NVDA icon
NVIDIA
NVDA
+$3.97M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.69M

Top Sells

Rank Stock Value
1
DUDE
Merlyn.AI SectorSurfer Momentum ETF
DUDE
+$528K
2
MOOD icon
Relative Sentiment Tactical Allocation ETF
MOOD
+$520K
3
NEX
NexTier Oilfield Solutions Inc.
NEX
+$511K
4
CLF icon
Cleveland-Cliffs
CLF
+$464K
5
HUN icon
Huntsman Corp
HUN
+$417K

Sector Composition

Rank Sector Weight
1 Technology 24.76%
2 Healthcare 11.94%
3 Financials 9.83%
4 Consumer Discretionary 9.26%
5 Communication Services 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
26
Visa
V
$684B
$9.91M 0.73%
43,068
+5,703
+15% +$1.37M
AAVM
27
EA Series Trust Alpha Architect Global Factor Equity ETF
AAVM
$25.2M
$9.27M 0.68%
412,494
-4,377
-1% -$100K
ABBV icon
28
AbbVie
ABBV
$443B
$9.12M 0.67%
61,170
+5,936
+11% +$871K
MRK icon
29
Merck
MRK
$322B
$9.09M 0.67%
88,274
+8,903
+11% +$960K
COST icon
30
Costco
COST
$422B
$8.69M 0.64%
15,382
+1,433
+10% +$791K
ADBE icon
31
Adobe
ADBE
$99.5B
$8.23M 0.6%
16,143
+1,573
+11% +$825K
PEP icon
32
PepsiCo
PEP
$190B
$8.1M 0.6%
47,812
+4,482
+10% +$814K
WMT icon
33
Walmart Inc
WMT
$885B
$7.81M 0.57%
146,451
+13,923
+11% +$741K
CSCO icon
34
Cisco
CSCO
$457B
$7.75M 0.57%
144,192
+13,366
+10% +$721K
KO icon
35
Coca-Cola
KO
$377B
$7.56M 0.56%
134,995
+13,078
+11% +$784K
PFE icon
36
Pfizer
PFE
$143B
$6.89M 0.51%
207,798
+20,612
+11% +$729K
TMO icon
37
Thermo Fisher Scientific
TMO
$213B
$6.89M 0.51%
13,606
+1,259
+10% +$671K
BAC icon
38
Bank of America
BAC
$435B
$6.77M 0.5%
247,331
+22,017
+10% +$651K
CRM icon
39
Salesforce
CRM
$151B
$6.75M 0.5%
33,272
+3,469
+12% +$750K
CMCSA icon
40
Comcast
CMCSA
$85B
$6.68M 0.49%
150,646
+11,862
+9% +$530K
COP icon
41
ConocoPhillips
COP
$147B
$6.21M 0.46%
51,822
+3,413
+7% +$396K
ABT icon
42
Abbott
ABT
$183B
$5.89M 0.43%
60,817
+5,809
+11% +$610K
PTIN icon
43
Pacer Trendpilot International ETF
PTIN
$183M
$5.87M 0.43%
225,094
– –
NFLX icon
44
Netflix
NFLX
$299B
$5.78M 0.42%
153,090
+15,090
+11% +$640K
AMD icon
45
Advanced Micro Devices
AMD
$776B
$5.74M 0.42%
55,871
+6,148
+12% +$667K
DHR icon
46
Danaher
DHR
$137B
$5.63M 0.41%
25,589
+2,698
+12% +$602K
WFC icon
47
Wells Fargo
WFC
$261B
$5.45M 0.4%
133,388
+11,912
+10% +$514K
QQQ icon
48
Invesco QQQ Trust
QQQ
$453B
$5.21M 0.38%
14,545
– –
DIS icon
49
Walt Disney
DIS
$167B
$5.16M 0.38%
63,631
+6,301
+11% +$538K
INTC icon
50
Intel
INTC
$455B
$5.13M 0.38%
144,351
+13,609
+10% +$474K
1
2
3 4 5

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AAP
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BCM
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GS
Gilead Sciences Foster City, California $2.12B AUM 143.53% 1-Year Est. Return
SC
SouthState Corp Winter Haven, Florida $2.14B AUM 18.39% 1-Year Est. Return
NAAA
New Age Alpha Advisors Rye, New York $2.15B AUM 27.2% 1-Year Est. Return
IVAV
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GA
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HJGA
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Empirical Finance's Q3 2023 Portfolio in Review

As of Q3 2023, Empirical Finance held 522 positions worth $1.36B, up 5.5% from $1.29B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Empirical Finance deployed $110M of net new capital in Q3 2023, opening 13 new positions and adding to 450 existing holdings. Its largest new stake was Palo Alto Networks: 6,636 shares worth $778K.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Merlyn.AI SectorSurfer Momentum ETF, an estimated $528K trimmed.

  • Empirical Finance's largest Q3 2023 buy was Palo Alto Networks: 6,636 shares worth $778K.
  • Empirical Finance added most to Apple in Q3 2023, an estimated $8.37M increase.
  • Empirical Finance's biggest Q3 2023 reduction was Merlyn.AI SectorSurfer Momentum ETF, cutting an estimated $528K.
  • Empirical Finance fully exited NexTier Oilfield Solutions Inc. in Q3 2023, selling an estimated $511K.
  • Empirical Finance's ten largest holdings make up 30% of its $1.36B portfolio in Q3 2023.
  • Empirical Finance opened 13 new positions and closed 12 in Q3 2023.
  • Empirical Finance's portfolio value rose 5.5% quarter-over-quarter to $1.36B.

Based on Empirical Finance's 13F filing for Q3 2023, filed 2 Nov 2023.