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EF

Empirical Finance Portfolio holdings

AUM $2.13B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
-1.97%
1 Year Est. Return
+29.56%
3 Year Est. Return
+97.59%
5 Year Est. Return
+123.59%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
+$70.4M
Cap. Flow
+$110M
Cap. Flow %
8.08%
Top 10 Hldgs %
29.67%
Holding
522
New
13
Increased
450
Reduced
31
Closed
12

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.37M
2
MSFT icon
Microsoft
MSFT
+$8.11M
3
AMZN icon
Amazon
AMZN
+$4.53M
4
NVDA icon
NVIDIA
NVDA
+$3.97M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.69M

Top Sells

Rank Stock Value
1
DUDE
Merlyn.AI SectorSurfer Momentum ETF
DUDE
+$528K
2
MOOD icon
Relative Sentiment Tactical Allocation ETF
MOOD
+$520K
3
NEX
NexTier Oilfield Solutions Inc.
NEX
+$511K
4
CLF icon
Cleveland-Cliffs
CLF
+$464K
5
HUN icon
Huntsman Corp
HUN
+$417K

Sector Composition

Rank Sector Weight
1 Technology 24.76%
2 Healthcare 11.94%
3 Financials 9.83%
4 Consumer Discretionary 9.26%
5 Communication Services 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
276
Delta Air Lines
DAL
$60.5B
$813K 0.06%
21,969
+2,383
+12% +$103K
EQT icon
277
EQT Corp
EQT
$32.3B
$811K 0.06%
19,989
+1,411
+8% +$58.4K
CAH icon
278
Cardinal Health
CAH
$55.7B
$810K 0.06%
9,332
+739
+9% +$66.8K
STT icon
279
State Street
STT
$50.8B
$808K 0.06%
12,070
+933
+8% +$65.8K
ZBH icon
280
Zimmer Biomet
ZBH
$18.8B
$808K 0.06%
7,197
+659
+10% +$83.7K
DLTR icon
281
Dollar Tree
DLTR
$24.9B
$801K 0.06%
7,529
+608
+9% +$81.5K
HIG icon
282
Hartford Financial Services
HIG
$39.6B
$800K 0.06%
11,285
+813
+8% +$59K
KEYS icon
283
Keysight
KEYS
$57.6B
$800K 0.06%
6,047
+638
+12% +$94.5K
AWK icon
284
American Water Works
AWK
$26.8B
$800K 0.06%
6,458
+668
+12% +$93.6K
MOS icon
285
The Mosaic Company
MOS
$7.46B
$797K 0.06%
22,383
-6,665
-23% -$256K
TSCO icon
286
Tractor Supply
TSCO
$17.9B
$789K 0.06%
19,440
+1,630
+9% +$70.6K
HPE icon
287
Hewlett Packard
HPE
$69.4B
$784K 0.06%
45,133
+4,335
+11% +$74.6K
BOXX icon
288
Alpha Architect 1-3 Month Box ETF
BOXX
$13.2B
$780K 0.06%
7,520
+3,028
+67% +$312K
PANW icon
289
Palo Alto Networks
PANW
$293B
$778K 0.06%
+6,636
New +$785K
CHD icon
290
Church & Dwight Co
CHD
$24.5B
$774K 0.06%
8,448
+787
+10% +$75.4K
STLD icon
291
Steel Dynamics
STLD
$37.5B
$772K 0.06%
7,198
+584
+9% +$60.8K
EFX icon
292
Equifax
EFX
$20.7B
$771K 0.06%
4,210
+399
+10% +$81.5K
ON icon
293
ON Semiconductor
ON
$18.6B
$763K 0.06%
8,206
+1,561
+23% +$152K
ALGN icon
294
Align Technology
ALGN
$12.1B
$762K 0.06%
2,495
+229
+10% +$79.1K
RMD icon
295
ResMed
RMD
$32.4B
$741K 0.05%
5,014
+494
+11% +$89.3K
ICE icon
296
Intercontinental Exchange
ICE
$84.1B
$738K 0.05%
+6,707
New +$768K
ILMN icon
297
Illumina
ILMN
$29.3B
$737K 0.05%
5,518
+553
+11% +$90.9K
ULTA icon
298
Ulta Beauty
ULTA
$23.2B
$725K 0.05%
1,815
+138
+8% +$60.3K
CNR
299
Core Natural Resources Inc
CNR
$4.54B
$720K 0.05%
6,864
+52
+0.8% +$4.25K
CAOS icon
300
Alpha Architect Tail Risk ETF
CAOS
$718M
$719K 0.05%
8,839
+6,160
+230% +$502K
10 11
12
13 14

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AAP
Aristotle Atlantic Partners Sarasota, Florida $2.14B AUM 37.01% 1-Year Est. Return
BCM
Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return
NAAA
New Age Alpha Advisors Rye, New York $2.15B AUM 27.2% 1-Year Est. Return
IVAV
Index Venture Associates VI St. Helier, Channel Islands, Jersey $2.11B AUM 13.76% 1-Year Est. Return
GA
General Atlantic New York $2.15B AUM 35.02% 1-Year Est. Return
HJGA
Hardman Johnston Global Advisors Stamford, Connecticut $2.1B AUM 41.89% 1-Year Est. Return
CF
Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return
BWC
Blue Whale Capital London, United Kingdom $2.1B AUM 97.03% 1-Year Est. Return

Empirical Finance's Q3 2023 Portfolio in Review

As of Q3 2023, Empirical Finance held 522 positions worth $1.36B, up 5.5% from $1.29B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Empirical Finance deployed $110M of net new capital in Q3 2023, opening 13 new positions and adding to 450 existing holdings. Its largest new stake was Palo Alto Networks: 6,636 shares worth $778K.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Merlyn.AI SectorSurfer Momentum ETF, an estimated $528K trimmed.

  • Empirical Finance's largest Q3 2023 buy was Palo Alto Networks: 6,636 shares worth $778K.
  • Empirical Finance added most to Apple in Q3 2023, an estimated $8.37M increase.
  • Empirical Finance's biggest Q3 2023 reduction was Merlyn.AI SectorSurfer Momentum ETF, cutting an estimated $528K.
  • Empirical Finance fully exited NexTier Oilfield Solutions Inc. in Q3 2023, selling an estimated $511K.
  • Empirical Finance's ten largest holdings make up 30% of its $1.36B portfolio in Q3 2023.
  • Empirical Finance opened 13 new positions and closed 12 in Q3 2023.
  • Empirical Finance's portfolio value rose 5.5% quarter-over-quarter to $1.36B.

Based on Empirical Finance's 13F filing for Q3 2023, filed 2 Nov 2023.