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EFMC

Empire Financial Management Company Portfolio holdings

AUM $442M
1-Year Est. Return 24.42%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+24.42%
3 Year Est. Return
+71.12%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$21.7M
Cap. Flow
-$13.6M
Cap. Flow %
-5.93%
Top 10 Hldgs %
27.1%
Holding
200
New
9
Increased
41
Reduced
84
Closed
13

Top Buys

Rank Stock Value
1
NSC icon
Norfolk Southern
NSC
+$1.43M
2
BIP icon
Brookfield Infrastructure Partners
BIP
+$729K
3
HON icon
Honeywell
HON
+$663K
4
ASML icon
ASML
ASML
+$609K
5
BINC icon
BlackRock Flexible Income ETF
BINC
+$600K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$3.71M
2
JNJ icon
Johnson & Johnson
JNJ
+$1.54M
3
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$1.51M
4
CVS icon
CVS Health
CVS
+$1.5M
5
AMZN icon
Amazon
AMZN
+$1.24M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Healthcare 13.98%
3 Financials 8.93%
4 Consumer Staples 7.56%
5 Utilities 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
176
Allstate
ALL
$65B
$235K 0.1%
2,113
– –
SRE icon
177
Sempra
SRE
$56.1B
$234K 0.1%
3,444
– –
REGL icon
178
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$232K 0.1%
3,480
– –
UL icon
179
Unilever
UL
$133B
$229K 0.1%
4,120
-52
-1% -$3K
CTLT
180
DELISTED
CATALENT, INC.
CTLT
$228K 0.1%
+5,000
New +$234K
FNF icon
181
Fidelity National Financial
FNF
$12.8B
$227K 0.1%
5,500
-4,500
-45% -$180K
ESG icon
182
FlexShares STOXX US ESG Select Index Fund
ESG
$136M
$226K 0.1%
2,143
– –
STWD icon
183
Starwood Property Trust
STWD
$6.09B
$224K 0.1%
11,600
– –
F icon
184
Ford
F
$55.3B
$218K 0.09%
17,528
-24,500
-58% -$318K
KRE icon
185
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$209K 0.09%
+5,000
New +$223K
EW icon
186
Edwards Lifesciences
EW
$53.8B
$208K 0.09%
3,000
– –
ENB icon
187
Enbridge
ENB
$112B
$201K 0.09%
6,041
– –
AB icon
188
AllianceBernstein
AB
$3.4B
– –
-8,985
Closed -$289K
ADBE icon
189
Adobe
ADBE
$103B
– –
-1,047
Closed -$512K
DHR icon
190
Danaher
DHR
$146B
– –
-1,795
Closed -$382K
DIS icon
191
Walt Disney
DIS
$179B
– –
-3,370
Closed -$301K
DTE icon
192
DTE Energy
DTE
$28.8B
– –
-2,330
Closed -$256K
EFA icon
193
iShares MSCI EAFE ETF
EFA
$80.1B
– –
-2,881
Closed -$209K
GNRC icon
194
Generac Holdings
GNRC
$13.1B
– –
-3,881
Closed -$579K
H icon
195
Hyatt Hotels
H
$16.7B
– –
-2,108
Closed -$242K
ICCC icon
196
ImmuCell
ICCC
$99.3M
– –
-42,000
Closed -$210K
JHMM icon
197
John Hancock Multifactor Mid Cap ETF
JHMM
$6.17B
– –
-4,558
Closed -$226K
PNC icon
198
PNC Financial Services
PNC
$102B
– –
-4,469
Closed -$563K
QQQ icon
199
Invesco QQQ Trust
QQQ
$481B
– –
-551
Closed -$204K
THW
200
abrdn World Healthcare Fund
THW
$564M
– –
-23,955
Closed -$336K
4 5 6 7
8

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TC
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FWSM
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BOA
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WCP
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SGCM
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SCP
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Empire Financial Management Company's Q3 2023 Portfolio in Review

As of Q3 2023, Empire Financial Management Company held 200 positions worth $229M, down 8.6% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Empire Financial Management Company withdrew a net $13.6M in Q3 2023, closing 13 positions and reducing 84 holdings. Its most notable exit was Generac Holdings, an estimated $579K position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Empire Financial Management Company opened a new position in Norfolk Southern worth $1.31M.

  • Empire Financial Management Company's largest Q3 2023 buy was Norfolk Southern: 6,635 shares worth $1.31M.
  • Empire Financial Management Company added most to Honeywell in Q3 2023, an estimated $663K increase.
  • Empire Financial Management Company's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $3.71M.
  • Empire Financial Management Company fully exited Generac Holdings in Q3 2023, selling an estimated $579K.
  • Empire Financial Management Company's ten largest holdings make up 27% of its $229M portfolio in Q3 2023.
  • Empire Financial Management Company opened 9 new positions and closed 13 in Q3 2023.
  • Empire Financial Management Company's portfolio value fell 8.6% quarter-over-quarter to $229M.

Based on Empire Financial Management Company's 13F filing for Q3 2023, filed 13 Nov 2023.