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EFMC

Empire Financial Management Company Portfolio holdings

AUM $442M
1-Year Est. Return 24.42%
This Fund
S&P 500
This Quarter Est. Return
+8.24%
1 Year Est. Return
+24.42%
3 Year Est. Return
+71.12%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$437M
AUM Growth
+$90.1M
Cap. Flow
+$64.9M
Cap. Flow %
14.87%
Top 10 Hldgs %
25.82%
Holding
213
New
17
Increased
91
Reduced
30
Closed
7

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$5.92M
2
AMZN icon
Amazon
AMZN
+$5.6M
3
AAPL icon
Apple
AAPL
+$4.34M
4
BAC icon
Bank of America
BAC
+$4.34M
5
CDXS icon
Codexis
CDXS
+$3.19M

Top Sells

Rank Stock Value
1
AVGO icon
Broadcom
AVGO
+$2.15M
2
KMB icon
Kimberly-Clark
KMB
+$1.91M
3
ASML icon
ASML
ASML
+$1.77M
4
NVO
Novo Nordisk
NVO
+$1.43M
5
SNOW icon
Snowflake
SNOW
+$1.29M

Sector Composition

Rank Sector Weight
1 Technology 16.23%
2 Healthcare 14.12%
3 Financials 12.69%
4 Industrials 8.71%
5 Consumer Discretionary 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONS icon
151
Ionis Pharmaceuticals
IONS
$9.39B
$523K 0.12%
+8,000
New +$391K
CLOA icon
152
BlackRock ETF Trust II iShares AAA CLO Active ETF
CLOA
$2.26B
$523K 0.12%
10,065
-650
-6% -$33.7K
SBUX icon
153
Starbucks
SBUX
$124B
$511K 0.12%
6,042
– –
GERN icon
154
Geron
GERN
$1.01B
$507K 0.12%
+370,000
New +$493K
AMLP icon
155
Alerian MLP ETF
AMLP
$13.2B
$507K 0.12%
10,800
– –
D icon
156
Dominion Energy
D
$59.8B
$493K 0.11%
8,054
– –
KEY icon
157
KeyCorp
KEY
$24.5B
$486K 0.11%
26,026
– –
MTUM icon
158
iShares MSCI USA Momentum Factor ETF
MTUM
$26B
$452K 0.1%
1,763
-75
-4% -$18.4K
NUVL
159
DELISTED
Nuvalent
NUVL
$432K 0.1%
+5,000
New +$395K
DGRO icon
160
iShares Core Dividend Growth ETF
DGRO
$43.8B
$429K 0.1%
6,302
-50
-0.8% -$3.3K
GLW icon
161
Corning
GLW
$144B
$416K 0.1%
5,076
– –
HPQ icon
162
HP
HPQ
$26.8B
$411K 0.09%
15,098
– –
PPL
163
PPL Corp
PPL
$26.7B
$399K 0.09%
10,734
– –
MELI icon
164
Mercado Libre
MELI
$92.7B
$390K 0.09%
167
+7
+4% +$16.8K
BR icon
165
Broadridge
BR
$19.3B
$387K 0.09%
1,624
– –
XLV icon
166
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$376K 0.09%
2,704
-147
-5% -$19.9K
NTSK
167
Netskope Inc
NTSK
$6.05B
$375K 0.09%
+16,500
New +$392K
MOOD icon
168
Relative Sentiment Tactical Allocation ETF
MOOD
$136M
$370K 0.08%
10,200
– –
TEVA icon
169
Teva Pharmaceuticals
TEVA
$42.8B
$364K 0.08%
18,000
– –
PPG icon
170
PPG Industries
PPG
$25.5B
$361K 0.08%
3,439
– –
BUG icon
171
Global X Cybersecurity ETF
BUG
$1.5B
$354K 0.08%
10,056
– –
JHPI icon
172
John Hancock Preferred Income ETF
JHPI
$216M
$349K 0.08%
15,062
+914
+6% +$21K
IQDF icon
173
FlexShares International Quality Dividend Index Fund
IQDF
$1.18B
$346K 0.08%
12,113
– –
MU icon
174
Micron Technology
MU
$1.03T
$339K 0.08%
2,025
– –
BWXT icon
175
BWX Technologies
BWXT
$15.8B
$324K 0.07%
1,759
+26
+2% +$4.18K
5 6
7
8 9

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Empire Financial Management Company's Q3 2025 Portfolio in Review

As of Q3 2025, Empire Financial Management Company held 213 positions worth $437M, up 26% from $347M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Empire Financial Management Company deployed $64.9M of net new capital in Q3 2025, opening 17 new positions and adding to 91 existing holdings. Its largest new stake was KORU Medical Systems: 824,528 shares worth $3.16M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Broadcom, an estimated $2.15M trimmed.

  • Empire Financial Management Company's largest Q3 2025 buy was KORU Medical Systems: 824,528 shares worth $3.16M.
  • Empire Financial Management Company added most to Alphabet (Google) Class A in Q3 2025, an estimated $5.92M increase.
  • Empire Financial Management Company's biggest Q3 2025 reduction was Broadcom, cutting an estimated $2.15M.
  • Empire Financial Management Company fully exited Kimberly-Clark in Q3 2025, selling an estimated $1.91M.
  • Empire Financial Management Company's ten largest holdings make up 26% of its $437M portfolio in Q3 2025.
  • Empire Financial Management Company opened 17 new positions and closed 7 in Q3 2025.
  • Empire Financial Management Company's portfolio value rose 26% quarter-over-quarter to $437M.

Based on Empire Financial Management Company's 13F filing for Q3 2025, filed 14 Nov 2025.