Dynamic Capital Management’s Polaris PII Stock Holding History

Dynamic Capital Management’s Portfolio PII Stock Details PII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-2,500	Closed	-$252K	–	92
2018 Q3	$252K	Buy	+2,500	New	+$279K	0.34%	92
2018 Q1	–	Sell	-5,965	Closed	-$740K	–	204
2017 Q4	$740K	Buy	+5,965	New	+$708K	0.25%	102
2017 Q2	–	Sell	-12,414	Closed	-$1.04M	–	304
2017 Q1	$1.04M	Sell	12,414 -14,650	-54%	-$1.26M	0.17%	158
2016 Q4	$2.23M	Buy	+27,064	New	+$2.21M	0.24%	136
2016 Q1	–	Sell	-25,389	Closed	-$2.18M	–	407
2015 Q4	$2.18M	Buy	25,389 +18,457	+266%	+$1.96M	1.04%	7
2015 Q3	$831K	Buy	+6,932	New	+$941K	0.23%	181
2015 Q2	–	Sell	-1,469	Closed	-$207K	–	334
2015 Q1	$207K	Buy	+1,469	New	+$216K	0.07%	231
2014 Q3	–	Sell	-2,787	Closed	-$363K	–	418
2014 Q2	$363K	Sell	2,787 -188	-6%	-$24.9K	0.1%	303
2014 Q1	$416K	Buy	+2,975	New	+$401K	0.14%	262
2013 Q3	–	Sell	-3,500	Closed	-$332K	–	482
2013 Q2	$332K	Buy	+3,500	New	+$317K	0.09%	274

Other funds holding PII

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Manulife (Manufacturers Life Insurance)

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Capital Research Global Investors

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

ArrowMark Colorado Holdings Denver, Colorado $3.76B AUM 21.77% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return