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DBIA

Dumont & Blake Investment Advisors Portfolio holdings

AUM $445M
1-Year Est. Return 31.98%
This Fund
S&P 500
This Quarter Est. Return
+9.35%
1 Year Est. Return
+31.98%
3 Year Est. Return
+78.27%
5 Year Est. Return
+88.91%
10 Year Est. Return
+293.66%
AUM
$194M
AUM Growth
-$16.4M
Cap. Flow
-$33.9M
Cap. Flow %
-17.47%
Top 10 Hldgs %
24.08%
Holding
156
New
5
Increased
9
Reduced
120
Closed
3

Top Buys

Rank Stock Value
1
BAX icon
Baxter International
BAX
+$1.11M
2
CELG
Celgene Corp
CELG
+$301K
3
CL icon
Colgate-Palmolive
CL
+$212K
4
MCK icon
McKesson
MCK
+$207K
5
BMY icon
Bristol-Myers Squibb
BMY
+$96.3K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.4M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.51M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.97M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.7M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.16M

Sector Composition

Rank Sector Weight
1 Technology 11.41%
2 Financials 10.82%
3 Healthcare 9.74%
4 Industrials 7.64%
5 Energy 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJNK icon
101
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$744K 0.38%
24,133
-237
-1% -$7.29K
XLK icon
102
State Street Technology Select Sector SPDR ETF
XLK
$124B
$737K 0.38%
41,222
-17,778
-30% -$301K
XHB icon
103
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
$709K 0.37%
21,300
-12,950
-38% -$401K
FCG icon
104
First Trust Natural Gas ETF
FCG
$623M
$688K 0.35%
7,052
-563
-7% -$54.9K
APD icon
105
Air Products & Chemicals
APD
$67.6B
$687K 0.35%
6,648
– –
VZ icon
106
Verizon
VZ
$196B
$674K 0.35%
13,711
-420
-3% -$20.7K
DD
107
DELISTED
Du Pont De Nemours E I
DD
$661K 0.34%
10,716
– –
OIH icon
108
VanEck Oil Services ETF
OIH
$1.92B
$642K 0.33%
668
-365
-35% -$355K
FLG
109
Flagstar Bank National Association
FLG
$5.82B
$618K 0.32%
12,229
-1,431
-10% -$69.3K
HAR
110
DELISTED
Harman International Industries
HAR
$611K 0.32%
7,465
-930
-11% -$71.8K
RVBD
111
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$575K 0.3%
31,830
-3,685
-10% -$59.7K
IYR icon
112
iShares US Real Estate ETF
IYR
$4.65B
$560K 0.29%
8,881
-4,535
-34% -$292K
BND icon
113
Vanguard Total Bond Market
BND
$158B
$512K 0.26%
6,400
-1,110
-15% -$89.6K
AMN icon
114
AMN Healthcare
AMN
$1.4B
$456K 0.24%
31,005
-3,055
-9% -$41.3K
PFE icon
115
Pfizer
PFE
$153B
$431K 0.22%
14,843
-542
-4% -$15.8K
BKU icon
116
Bankunited
BKU
$3.36B
$430K 0.22%
13,050
-1,685
-11% -$53.5K
LQD icon
117
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$420K 0.22%
3,680
– –
LLY icon
118
Eli Lilly
LLY
$1.06T
$385K 0.2%
7,550
– –
TKR icon
119
Timken Company
TKR
$9.03B
$377K 0.19%
9,562
-434
-4% -$16.9K
EWM icon
120
iShares MSCI Malaysia ETF
EWM
$325M
$344K 0.18%
5,440
-4,168
-43% -$263K
ILF icon
121
iShares Latin America 40 ETF
ILF
$3.76B
$340K 0.18%
9,186
-6,039
-40% -$231K
NLY icon
122
Annaly Capital Management
NLY
$17.4B
$338K 0.17%
8,471
-4,738
-36% -$206K
CELG
123
DELISTED
Celgene Corp
CELG
$321K 0.17%
+3,802
New +$301K
SHY icon
124
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$302K 0.16%
3,575
– –
VTI icon
125
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$262K 0.14%
2,729
-4,812
-64% -$443K
2 3 4
5
6

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RWM
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AFA
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SGCM
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WCP
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FWSM
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Dumont & Blake Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Dumont & Blake Investment Advisors held 156 positions worth $194M, down 7.8% from $210M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Dumont & Blake Investment Advisors withdrew a net $33.9M in Q4 2013, closing 3 positions and reducing 120 holdings. Its most notable exit was Phillips 66, an estimated $471K position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Dumont & Blake Investment Advisors opened a new position in Baxter International worth $1.15M.

  • Dumont & Blake Investment Advisors's largest Q4 2013 buy was Baxter International: 30,469 shares worth $1.15M.
  • Dumont & Blake Investment Advisors added most to Bristol-Myers Squibb in Q4 2013, an estimated $96.3K increase.
  • Dumont & Blake Investment Advisors's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.4M.
  • Dumont & Blake Investment Advisors fully exited Phillips 66 in Q4 2013, selling an estimated $471K.
  • Dumont & Blake Investment Advisors's ten largest holdings make up 24% of its $194M portfolio in Q4 2013.
  • Dumont & Blake Investment Advisors opened 5 new positions and closed 3 in Q4 2013.
  • Dumont & Blake Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $194M.

Based on Dumont & Blake Investment Advisors's 13F filing for Q4 2013, filed 3 Feb 2014.