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DRW Securities Portfolio holdings

AUM $4.11B
1-Year Est. Return 21.98%
This Fund
S&P 500
This Quarter Est. Return
+7.82%
1 Year Est. Return
+21.98%
3 Year Est. Return
+96.16%
5 Year Est. Return
+100.81%
10 Year Est. Return
+306.64%
AUM
$2.34B
AUM Growth
+$1.04B
Cap. Flow
+$70.5M
Cap. Flow %
3.01%
Top 10 Hldgs %
89.88%
Holding
296
New
129
Increased
48
Reduced
28
Closed
81

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$61.6M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$13M
3
MMM icon
3M
MMM
+$9.02M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.58M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.82M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$42.2M
2
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$7.85M
3
IYH icon
iShares US Healthcare ETF
IYH
+$6.57M
4
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$5.9M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$5.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.39%
2 Technology 3.39%
3 Industrials 1.01%
4 Energy 0.64%
5 Healthcare 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELON
201
DELISTED
Echelon Corp
ELON
$138K 0.01%
6,425
+2,661
+71% +$59.5K
NPM
202
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$138K 0.01%
11,000
– –
CCXI
203
DELISTED
ChemoCentryx, Inc.
CCXI
$133K 0.01%
23,000
+4,995
+28% +$25.8K
MFT
204
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$122K 0.01%
10,000
– –
IMUC
205
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$111K ﹤0.01%
+3,000
New +$284K
AVEO
206
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$110K ﹤0.01%
5,986
+4
+0.1% +$80
RIGL icon
207
Rigel Pharmaceuticals
RIGL
$909M
$108K ﹤0.01%
3,804
+304
+9% +$8.92K
TVIX
208
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
– –
0
– –
KBIO
209
DELISTED
KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE)
KBIO
$88K ﹤0.01%
2,500
– –
FRTX
210
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$83K ﹤0.01%
22
– –
LTRX icon
211
Lantronix
LTRX
$244M
$80K ﹤0.01%
51,000
+18,500
+57% +$28.2K
FOLD
212
DELISTED
Amicus Therapeutics
FOLD
$79K ﹤0.01%
+33,593
New +$73.7K
INVE icon
213
Identive
INVE
$68.1M
$76K ﹤0.01%
13,200
+6,100
+86% +$39.1K
OXGN
214
DELISTED
OXIGENE INC COM
OXGN
$76K ﹤0.01%
+30,000
New +$80.7K
AMRN
215
Amarin Corp
AMRN
$288M
$60K ﹤0.01%
+1,524
New +$78.9K
AGEN
216
Agenus
AGEN
$371M
– –
-2,021
Closed -$100K
ARCC icon
217
Ares Capital
ARCC
$14.4B
– –
-88,000
Closed -$1.55M
BND icon
218
Vanguard Total Bond Market
BND
$163B
– –
-6,334
Closed -$516K
CPRT icon
219
Copart
CPRT
$31.2B
– –
-86,984
Closed -$355K
DGII icon
220
CALL
Digi International
DGII
$2.63B
– –
-10,000
Closed -$100K
EEM icon
221
iShares MSCI Emerging Markets ETF
EEM
$31.9B
– –
-89,797
Closed -$3.76M
EOT
222
Eaton Vance National Municipal Opportunities Trust
EOT
$263M
– –
-23,130
Closed -$441K
ERX icon
223
Direxion Daily Energy Bull 2X ETF
ERX
$251M
– –
-407
Closed -$343K
GASS icon
224
StealthGas
GASS
$350M
– –
-31,272
Closed -$375K
GLD icon
225
CALL
SPDR Gold Trust
GLD
$150B
– –
-2,500
Closed -$320K
7 8
9
10 11

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BHC
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BB
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JIM
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DWP
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PL
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FMII
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DRW Securities's Q4 2013 Portfolio in Review

As of Q4 2013, DRW Securities held 296 positions worth $2.34B, up 79% from $1.31B the previous quarter. Its ten largest holdings account for 90% of the portfolio.

DRW Securities deployed $70.5M of net new capital in Q4 2013, opening 129 new positions and adding to 48 existing holdings. Its largest new stake was Vanguard Intermediate-Term Bond ETF: 156,332 shares worth $12.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 96% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019, an estimated $5.9M trimmed.

  • DRW Securities's largest Q4 2013 buy was Vanguard Intermediate-Term Bond ETF: 156,332 shares worth $12.8M.
  • DRW Securities added most to Apple in Q4 2013, an estimated $61.6M increase.
  • DRW Securities's biggest Q4 2013 reduction was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019, cutting an estimated $5.9M.
  • DRW Securities fully exited iShares 0-1 Year Treasury Bond ETF in Q4 2013, selling an estimated $42.2M.
  • DRW Securities's ten largest holdings make up 90% of its $2.34B portfolio in Q4 2013.
  • DRW Securities opened 129 new positions and closed 81 in Q4 2013.
  • DRW Securities's portfolio value rose 79% quarter-over-quarter to $2.34B.

Based on DRW Securities's 13F filing for Q4 2013, filed 14 Feb 2014.