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DRW Securities Portfolio holdings

AUM $7.21B
1-Year Est. Return 20.54%
This Fund
S&P 500
This Quarter Est. Return
+0.16%
1 Year Est. Return
+20.54%
3 Year Est. Return
+87.88%
5 Year Est. Return
+88.87%
10 Year Est. Return
+277.95%
AUM
$1.31B
AUM Growth
-$1.45B
Cap. Flow
-$1.35B
Cap. Flow %
-103.2%
Top 10 Hldgs %
86.55%
Holding
293
New
91
Increased
21
Reduced
44
Closed
126

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$42.2M
2
RMGN
RMG Networks Holding Corporation
RMGN
+$20.9M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.8M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$7.34M
5
IYH icon
iShares US Healthcare ETF
IYH
+$6.26M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$35.5M
2
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$26.1M
3
AAPL icon
Apple
AAPL
+$22.1M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.1M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$9.09M

Sector Composition

Rank Sector Weight
1 Industrials 1.61%
2 Real Estate 0.76%
3 Technology 0.6%
4 Healthcare 0.51%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
201
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
– –
-107,264
Closed -$5.01M
ILCG icon
202
iShares Morningstar Growth ETF
ILCG
$3.1B
– –
-30,675
Closed -$504K
IMCG icon
203
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
– –
-14,172
Closed -$285K
IUSG icon
204
iShares Core S&P US Growth ETF
IUSG
$31.1B
– –
-211,088
Closed -$6.28M
IWB icon
205
iShares Russell 1000 ETF
IWB
$47.7B
– –
-394,989
Closed -$35.5M
IWM icon
206
iShares Russell 2000 ETF
IWM
$80.9B
– –
-4,989
Closed -$516K
IWM icon
207
PUT
iShares Russell 2000 ETF
IWM
$80.9B
– –
-64,600
Closed -$6.27M
IWO icon
208
iShares Russell 2000 Growth ETF
IWO
$14.5B
– –
-9,910
Closed -$1.1M
IWY icon
209
iShares Russell Top 200 Growth ETF
IWY
$16B
– –
-102,110
Closed -$3.89M
IYM icon
210
iShares US Basic Materials ETF
IYM
$1.16B
– –
-15,401
Closed -$1.03M
IYW icon
211
iShares US Technology ETF
IYW
$23.7B
– –
-225,556
Closed -$4.15M
IYY icon
212
iShares Dow Jones US ETF
IYY
$2.92B
– –
-11,310
Closed -$456K
JBL icon
213
CALL
Jabil
JBL
$32.8B
– –
-10,000
Closed -$20.4M
KBE icon
214
State Street SPDR S&P Bank ETF
KBE
$1.64B
– –
-9,009
Closed -$259K
KIE icon
215
State Street SPDR S&P Insurance ETF
KIE
$619M
– –
-14,481
Closed -$261K
LULU icon
216
PUT
lululemon athletica
LULU
$13B
– –
-2,500
Closed -$164K
MGK icon
217
Vanguard Mega Cap Growth ETF
MGK
$31.9B
– –
-82,825
Closed -$1M
MINT icon
218
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
– –
-3,636
Closed -$368K
MRK icon
219
Merck
MRK
$324B
– –
-10,480
Closed -$465K
NAT icon
220
Nordic American Tanker
NAT
$1.37B
– –
-28,068
Closed -$234K
NAT icon
221
PUT
Nordic American Tanker
NAT
$1.37B
– –
-46,097
Closed -$341K
NOV icon
222
CALL
NOV
NOV
$7.45B
– –
-36,819
Closed -$2.29M
OIH icon
223
VanEck Oil Services ETF
OIH
$2.06B
– –
-453
Closed -$388K
OXY icon
224
Occidental Petroleum
OXY
$57B
– –
-8,728
Closed -$746K
OXY icon
225
PUT
Occidental Petroleum
OXY
$57B
– –
-5,845
Closed -$500K
7 8
9
10 11

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CFG
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FPP
Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return
UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return
TSC
Two Seas Capital Rye, New York $7.15B AUM 169.27% 1-Year Est. Return
FPA
First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return
SC
Saturna Capital Bellingham, Washington $7.13B AUM 35.47% 1-Year Est. Return
GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
SIMG
Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return

DRW Securities's Q3 2013 Portfolio in Review

As of Q3 2013, DRW Securities held 293 positions worth $1.31B, down 53% from $2.75B the previous quarter. Its ten largest holdings account for 87% of the portfolio.

DRW Securities withdrew a net $1.35B in Q3 2013, closing 126 positions and reducing 44 holdings. Its most notable exit was iShares Russell 1000 ETF, an estimated $35.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.6% of assets, up from 0.21% a quarter earlier, followed by Real Estate and Technology.

Against the trend, DRW Securities opened a new position in iShares 0-1 Year Treasury Bond ETF worth $42.2M.

  • DRW Securities's largest Q3 2013 buy was iShares 0-1 Year Treasury Bond ETF: 382,666 shares worth $42.2M.
  • DRW Securities added most to Invesco S&P 500 Top 50 ETF in Q3 2013, an estimated $3.67M increase.
  • DRW Securities's biggest Q3 2013 reduction was Apple, cutting an estimated $22.1M.
  • DRW Securities fully exited iShares Russell 1000 ETF in Q3 2013, selling an estimated $35.5M.
  • DRW Securities's ten largest holdings make up 87% of its $1.31B portfolio in Q3 2013.
  • DRW Securities opened 91 new positions and closed 126 in Q3 2013.
  • DRW Securities's portfolio value fell 53% quarter-over-quarter to $1.31B.

Based on DRW Securities's 13F filing for Q3 2013, filed 15 Nov 2013.