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DRW Securities Portfolio holdings

AUM $4.11B
1-Year Est. Return 21.98%
This Fund
S&P 500
This Quarter Est. Return
-2.39%
1 Year Est. Return
+21.98%
3 Year Est. Return
+96.16%
5 Year Est. Return
+100.81%
10 Year Est. Return
+306.64%
AUM
$1.46B
AUM Growth
-$365M
Cap. Flow
-$53.3M
Cap. Flow %
-3.66%
Top 10 Hldgs %
73.77%
Holding
191
New
76
Increased
31
Reduced
22
Closed
57

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$49M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$28.9M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.4M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$19.5M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$14.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$153M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$45.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$16.3M
4
EWH icon
iShares MSCI Hong Kong ETF
EWH
+$11.4M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 90.74%
2 Financials 3.25%
3 Technology 1.41%
4 Healthcare 1.17%
5 Energy 1.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVLA
176
Palvella Therapeutics
PVLA
$2.27B
– –
-1,265
Closed -$476K
SUM
177
CALL
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
– –
-26,747
Closed -$506K
CHUY
178
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
– –
-17,600
Closed -$403K
TWNK
179
CALL
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-14,700
Closed -$212K
MGLN
180
CALL
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-10,600
Closed -$787K
QEP
181
CALL
DELISTED
QEP RESOURCES, INC.
QEP
– –
-13,300
Closed -$96K
PRVL
182
DELISTED
Prevail Therapeutics Inc. Common Stock
PRVL
– –
-49,426
Closed -$652K
TIVO
183
CALL
DELISTED
Tivo Inc
TIVO
– –
-21,400
Closed -$158K
WAIR
184
CALL
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
– –
-12,900
Closed -$143K
GWR
185
CALL
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-25,900
Closed -$2.59M
ROAN
186
DELISTED
Roan Resources, Inc.
ROAN
– –
-13,272
Closed -$23K
NRE
187
CALL
DELISTED
NorthStar Realty Europe Corp.
NRE
– –
-17,700
Closed -$291K
SFLY
188
CALL
DELISTED
Shutterfly, Inc.
SFLY
– –
-8,900
Closed -$450K
ARRY
189
CALL
DELISTED
Array Biopharma Inc
ARRY
– –
-6,200
Closed -$287K
ERUS
190
DELISTED
iShares MSCI Russia ETF
ERUS
– –
-16,182
Closed -$637K
GCI
191
CALL
DELISTED
Gannett Co., Inc
GCI
– –
-14,700
Closed -$120K
4 5 6 7
8

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DRW Securities's Q3 2019 Portfolio in Review

As of Q3 2019, DRW Securities held 191 positions worth $1.46B, down 20% from $1.82B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

DRW Securities withdrew a net $53.3M in Q3 2019, closing 57 positions and reducing 22 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $153M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 95% a quarter earlier, followed by Financials and Technology.

Against the trend, DRW Securities opened a new position in iShares Russell 2000 ETF worth $48.5M.

  • DRW Securities's largest Q3 2019 buy was iShares Russell 2000 ETF: 320,734 shares worth $48.5M.
  • DRW Securities added most to iShares MSCI EAFE ETF in Q3 2019, an estimated $24.4M increase.
  • DRW Securities's biggest Q3 2019 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $45.9M.
  • DRW Securities fully exited State Street SPDR S&P 500 ETF Trust in Q3 2019, selling an estimated $153M.
  • DRW Securities's ten largest holdings make up 74% of its $1.46B portfolio in Q3 2019.
  • DRW Securities opened 76 new positions and closed 57 in Q3 2019.
  • DRW Securities's portfolio value fell 20% quarter-over-quarter to $1.46B.

Based on DRW Securities's 13F filing for Q3 2019, filed 14 Nov 2019.