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DRW Securities Portfolio holdings

AUM $7.21B
1-Year Est. Return 20.54%
This Fund
S&P 500
This Quarter Est. Return
+0.16%
1 Year Est. Return
+20.54%
3 Year Est. Return
+87.88%
5 Year Est. Return
+88.87%
10 Year Est. Return
+277.95%
AUM
$1.31B
AUM Growth
-$1.45B
Cap. Flow
-$1.35B
Cap. Flow %
-103.2%
Top 10 Hldgs %
86.55%
Holding
293
New
91
Increased
21
Reduced
44
Closed
126

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$42.2M
2
RMGN
RMG Networks Holding Corporation
RMGN
+$20.9M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.8M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$7.34M
5
IYH icon
iShares US Healthcare ETF
IYH
+$6.26M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$35.5M
2
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$26.1M
3
AAPL icon
Apple
AAPL
+$22.1M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.1M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$9.09M

Sector Composition

Rank Sector Weight
1 Industrials 1.61%
2 Real Estate 0.76%
3 Technology 0.6%
4 Healthcare 0.51%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
D icon
176
Dominion Energy
D
$62.5B
– –
-6,300
Closed -$358K
DFE icon
177
WisdomTree Europe SmallCap Dividend Fund
DFE
$163M
– –
-18,800
Closed -$797K
DIA icon
178
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
– –
-3,764
Closed -$559K
DLN icon
179
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
– –
-71,366
Closed -$2.13M
DSS icon
180
DSS Inc
DSS
$5.52M
– –
-6
Closed -$31K
DVY icon
181
iShares Select Dividend ETF
DVY
$24B
– –
-50,050
Closed -$3.2M
EBAY icon
182
eBay
EBAY
$48.6B
– –
-9,594
Closed -$209K
EOG icon
183
EOG Resources
EOG
$78B
– –
-3,276
Closed -$216K
ERY icon
184
Direxion Daily Energy Bear 2X ETF
ERY
$37.5M
– –
-159
Closed -$250K
EWJ icon
185
iShares MSCI Japan ETF
EWJ
$21.7B
– –
-3,117
Closed -$140K
FDL icon
186
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
– –
-20,219
Closed -$417K
FRI icon
187
First Trust S&P REIT Index Fund
FRI
$195M
– –
-296,769
Closed -$5.53M
FVD icon
188
First Trust Value Line Dividend Fund
FVD
$8.29B
– –
-10,433
Closed -$203K
FXH icon
189
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
– –
-37,991
Closed -$1.51M
FXU icon
190
First Trust Utilities AlphaDEX Fund
FXU
$840M
– –
-79,476
Closed -$1.57M
FXZ icon
191
First Trust Materials AlphaDEX Fund
FXZ
$378M
– –
-31,269
Closed -$830K
GE icon
192
GE Aerospace
GE
$367B
– –
-5,825
Closed -$647K
GGME icon
193
Invesco Next Gen Media and Gaming ETF
GGME
$44M
– –
-44,709
Closed -$938K
ICE icon
194
Intercontinental Exchange
ICE
$82.4B
– –
-15,810
Closed -$562K
IEF icon
195
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-12,598
Closed -$1.29M
IEI icon
196
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
– –
-75,285
Closed -$9.09M
IEUS icon
197
iShares MSCI Europe Small-Cap ETF
IEUS
$175M
– –
-89,444
Closed -$3.31M
IEZ icon
198
iShares US Oil Equipment & Services ETF
IEZ
$367M
– –
-20,208
Closed -$1.15M
IGE icon
199
iShares North American Natural Resources ETF
IGE
$747M
– –
-39,067
Closed -$1.5M
IGV icon
200
iShares Expanded Tech-Software Sector ETF
IGV
$13B
– –
-241,635
Closed -$3.29M
6 7
8
9 10

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CFG
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FPP
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UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return
TSC
Two Seas Capital Rye, New York $7.15B AUM 169.27% 1-Year Est. Return
FPA
First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return
SC
Saturna Capital Bellingham, Washington $7.13B AUM 35.47% 1-Year Est. Return
GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
SIMG
Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return

DRW Securities's Q3 2013 Portfolio in Review

As of Q3 2013, DRW Securities held 293 positions worth $1.31B, down 53% from $2.75B the previous quarter. Its ten largest holdings account for 87% of the portfolio.

DRW Securities withdrew a net $1.35B in Q3 2013, closing 126 positions and reducing 44 holdings. Its most notable exit was iShares Russell 1000 ETF, an estimated $35.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.6% of assets, up from 0.21% a quarter earlier, followed by Real Estate and Technology.

Against the trend, DRW Securities opened a new position in iShares 0-1 Year Treasury Bond ETF worth $42.2M.

  • DRW Securities's largest Q3 2013 buy was iShares 0-1 Year Treasury Bond ETF: 382,666 shares worth $42.2M.
  • DRW Securities added most to Invesco S&P 500 Top 50 ETF in Q3 2013, an estimated $3.67M increase.
  • DRW Securities's biggest Q3 2013 reduction was Apple, cutting an estimated $22.1M.
  • DRW Securities fully exited iShares Russell 1000 ETF in Q3 2013, selling an estimated $35.5M.
  • DRW Securities's ten largest holdings make up 87% of its $1.31B portfolio in Q3 2013.
  • DRW Securities opened 91 new positions and closed 126 in Q3 2013.
  • DRW Securities's portfolio value fell 53% quarter-over-quarter to $1.31B.

Based on DRW Securities's 13F filing for Q3 2013, filed 15 Nov 2013.