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DRW Securities Portfolio holdings

AUM $7.21B
1-Year Est. Return 20.54%
This Fund
S&P 500
This Quarter Est. Return
+0.16%
1 Year Est. Return
+20.54%
3 Year Est. Return
+87.88%
5 Year Est. Return
+88.87%
10 Year Est. Return
+277.95%
AUM
$1.31B
AUM Growth
-$1.45B
Cap. Flow
-$1.35B
Cap. Flow %
-103.2%
Top 10 Hldgs %
86.55%
Holding
293
New
91
Increased
21
Reduced
44
Closed
126

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$42.2M
2
RMGN
RMG Networks Holding Corporation
RMGN
+$20.9M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.8M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$7.34M
5
IYH icon
iShares US Healthcare ETF
IYH
+$6.26M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$35.5M
2
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$26.1M
3
AAPL icon
Apple
AAPL
+$22.1M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.1M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$9.09M

Sector Composition

Rank Sector Weight
1 Industrials 1.61%
2 Real Estate 0.76%
3 Technology 0.6%
4 Healthcare 0.51%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIGL icon
151
Rigel Pharmaceuticals
RIGL
$680M
$114K 0.01%
+3,500
New +$128K
ALXA
152
DELISTED
Alexza Pharmaceuticals Inc
ALXA
$103K 0.01%
+20,000
New +$94.1K
AGEN
153
Agenus
AGEN
$249M
$100K 0.01%
+2,021
New +$138K
DGII icon
154
CALL
Digi International
DGII
$2.52B
$100K 0.01%
10,000
+1,600
+19% +$15.6K
FRTX
155
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$98K 0.01%
+22
New +$165K
CCXI
156
DELISTED
ChemoCentryx, Inc.
CCXI
$92K 0.01%
+18,005
New +$195K
KBIO
157
DELISTED
KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE)
KBIO
$85K 0.01%
+2,500
New +$114K
ELON
158
DELISTED
Echelon Corp
ELON
$84K 0.01%
3,764
+514
+16% +$11.5K
CYTK icon
159
Cytokinetics
CYTK
$11B
$78K 0.01%
+12,000
New +$129K
CTLP
160
DELISTED
Cantaloupe
CTLP
$70K 0.01%
41,250
+7,750
+23% +$15.1K
ELON
161
CALL
DELISTED
Echelon Corp
ELON
$56K ﹤0.01%
2,500
– –
DNDN
162
DELISTED
DENDREON CORPORATION
DNDN
$51K ﹤0.01%
+18,272
New +$67.6K
RNA
163
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
$50K ﹤0.01%
+12,000
New +$282K
INVE icon
164
Identive
INVE
$64.6M
$47K ﹤0.01%
7,100
+2,000
+39% +$15.4K
LTRX icon
165
Lantronix
LTRX
$236M
$46K ﹤0.01%
+32,500
New +$49.9K
SQNM
166
DELISTED
SEQUENOM INC NEW
SQNM
$25K ﹤0.01%
+10,214
New +$34.3K
APA icon
167
APA Corp
APA
$12.8B
– –
-2,508
Closed -$210K
BAP icon
168
Credicorp
BAP
$30.9B
– –
-1,974
Closed -$243K
BKLN icon
169
Invesco Senior Loan ETF
BKLN
$7.1B
– –
-96,000
Closed -$2.38M
BMY icon
170
Bristol-Myers Squibb
BMY
$127B
– –
-10,000
Closed -$447K
BOND icon
171
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
– –
-9,666
Closed -$1.02M
BSV icon
172
Vanguard Short-Term Bond ETF
BSV
$44.6B
– –
-27,902
Closed -$2.23M
CME icon
173
CME Group
CME
$92.2B
– –
-60,211
Closed -$4.57M
COP icon
174
ConocoPhillips
COP
$147B
– –
-7,610
Closed -$460K
CVX icon
175
Chevron
CVX
$388B
– –
-9,307
Closed -$1.1M
5 6
7
8 9

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FPP
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UB
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TSC
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FPA
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SC
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GLF
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SIMG
Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return

DRW Securities's Q3 2013 Portfolio in Review

As of Q3 2013, DRW Securities held 293 positions worth $1.31B, down 53% from $2.75B the previous quarter. Its ten largest holdings account for 87% of the portfolio.

DRW Securities withdrew a net $1.35B in Q3 2013, closing 126 positions and reducing 44 holdings. Its most notable exit was iShares Russell 1000 ETF, an estimated $35.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.6% of assets, up from 0.21% a quarter earlier, followed by Real Estate and Technology.

Against the trend, DRW Securities opened a new position in iShares 0-1 Year Treasury Bond ETF worth $42.2M.

  • DRW Securities's largest Q3 2013 buy was iShares 0-1 Year Treasury Bond ETF: 382,666 shares worth $42.2M.
  • DRW Securities added most to Invesco S&P 500 Top 50 ETF in Q3 2013, an estimated $3.67M increase.
  • DRW Securities's biggest Q3 2013 reduction was Apple, cutting an estimated $22.1M.
  • DRW Securities fully exited iShares Russell 1000 ETF in Q3 2013, selling an estimated $35.5M.
  • DRW Securities's ten largest holdings make up 87% of its $1.31B portfolio in Q3 2013.
  • DRW Securities opened 91 new positions and closed 126 in Q3 2013.
  • DRW Securities's portfolio value fell 53% quarter-over-quarter to $1.31B.

Based on DRW Securities's 13F filing for Q3 2013, filed 15 Nov 2013.