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DRW Securities Portfolio holdings

AUM $7.21B
1-Year Est. Return 20.54%
This Fund
S&P 500
This Quarter Est. Return
+0.16%
1 Year Est. Return
+20.54%
3 Year Est. Return
+87.88%
5 Year Est. Return
+88.87%
10 Year Est. Return
+277.95%
AUM
$1.31B
AUM Growth
-$1.45B
Cap. Flow
-$1.35B
Cap. Flow %
-103.2%
Top 10 Hldgs %
86.55%
Holding
293
New
91
Increased
21
Reduced
44
Closed
126

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$42.2M
2
RMGN
RMG Networks Holding Corporation
RMGN
+$20.9M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.8M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$7.34M
5
IYH icon
iShares US Healthcare ETF
IYH
+$6.26M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$35.5M
2
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$26.1M
3
AAPL icon
Apple
AAPL
+$22.1M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.1M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$9.09M

Sector Composition

Rank Sector Weight
1 Industrials 1.61%
2 Real Estate 0.76%
3 Technology 0.6%
4 Healthcare 0.51%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PJP icon
126
Invesco Pharmaceuticals ETF
PJP
$425M
$254K 0.02%
5,220
-28,490
-85% -$1.3M
UGE icon
127
ProShares Ultra Consumer Staples
UGE
$10.1M
$249K 0.02%
39,504
-27,192
-41% -$157K
UWC
128
DELISTED
PROSHARES TR ULTRA RUSSELL3000
UWC
$247K 0.02%
3,311
-267
-7% -$18K
PKB icon
129
Invesco Building & Construction ETF
PKB
$438M
$237K 0.02%
11,195
-119,269
-91% -$2.36M
PKW icon
130
Invesco BuyBack Achievers ETF
PKW
$1.69B
$237K 0.02%
+5,779
New +$220K
CHTP
131
DELISTED
CHELSEA THERAPEUTICS INT'L LTD
CHTP
$236K 0.02%
+80,012
New +$230K
RSP icon
132
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$234K 0.02%
+3,429
New +$221K
XLF icon
133
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$229K 0.02%
12,531
-6,199
-33% -$110K
ORIG
134
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$229K 0.02%
+1
New +$165K
RHT
135
DELISTED
Red Hat Inc
RHT
$220K 0.02%
5,050
-1,000
-17% -$50.7K
XLVS
136
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$217K 0.02%
+4,174
New +$217K
FAS icon
137
Direxion Daily Financial Bull 3x ETF
FAS
$2.4B
$202K 0.02%
+10,260
New +$181K
NXP icon
138
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$197K 0.02%
+14,943
New +$193K
OTIV
139
DELISTED
OTI On Track Innovations Ltd
OTIV
$194K 0.01%
111,000
-29,800
-21% -$48.9K
REM icon
140
iShares Mortgage Real Estate ETF
REM
$542M
$167K 0.01%
+3,336
New +$163K
NZF icon
141
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$159K 0.01%
+12,404
New +$154K
NVG icon
142
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$154K 0.01%
+11,993
New +$150K
NPI
143
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$151K 0.01%
+12,044
New +$150K
NPM
144
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$141K 0.01%
+11,000
New +$139K
NXR
145
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$136K 0.01%
+10,476
New +$133K
NXZ
146
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$132K 0.01%
+10,000
New +$128K
AVEO
147
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$129K 0.01%
+5,982
New +$137K
ACHN
148
DELISTED
Achillion Pharmaceuticals
ACHN
$129K 0.01%
+53,206
New +$365K
MFT
149
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$125K 0.01%
+10,000
New +$124K
ASMB icon
150
Assembly Biosciences
ASMB
$506M
$117K 0.01%
+667
New +$102K
4 5
6
7 8

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FPP
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UB
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TSC
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FPA
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SC
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GLF
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SIMG
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DRW Securities's Q3 2013 Portfolio in Review

As of Q3 2013, DRW Securities held 293 positions worth $1.31B, down 53% from $2.75B the previous quarter. Its ten largest holdings account for 87% of the portfolio.

DRW Securities withdrew a net $1.35B in Q3 2013, closing 126 positions and reducing 44 holdings. Its most notable exit was iShares Russell 1000 ETF, an estimated $35.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.6% of assets, up from 0.21% a quarter earlier, followed by Real Estate and Technology.

Against the trend, DRW Securities opened a new position in iShares 0-1 Year Treasury Bond ETF worth $42.2M.

  • DRW Securities's largest Q3 2013 buy was iShares 0-1 Year Treasury Bond ETF: 382,666 shares worth $42.2M.
  • DRW Securities added most to Invesco S&P 500 Top 50 ETF in Q3 2013, an estimated $3.67M increase.
  • DRW Securities's biggest Q3 2013 reduction was Apple, cutting an estimated $22.1M.
  • DRW Securities fully exited iShares Russell 1000 ETF in Q3 2013, selling an estimated $35.5M.
  • DRW Securities's ten largest holdings make up 87% of its $1.31B portfolio in Q3 2013.
  • DRW Securities opened 91 new positions and closed 126 in Q3 2013.
  • DRW Securities's portfolio value fell 53% quarter-over-quarter to $1.31B.

Based on DRW Securities's 13F filing for Q3 2013, filed 15 Nov 2013.