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DRW Securities Portfolio holdings

AUM $7.21B
1-Year Est. Return 20.54%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+20.54%
3 Year Est. Return
+87.88%
5 Year Est. Return
+88.87%
10 Year Est. Return
+277.95%
AUM
$1.19B
AUM Growth
+$641M
Cap. Flow
+$715M
Cap. Flow %
60.23%
Top 10 Hldgs %
92.02%
Holding
161
New
40
Increased
17
Reduced
22
Closed
71

Top Buys

Rank Stock Value
1
TVIX
VelocityShares Daily 2x VIX Short Term ETN
TVIX
+$7.32M
2
VALE icon
Vale
VALE
+$7.13M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$6.25M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$3.76M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.71M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$65.8M
2
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$20.6M
3
SVXY icon
ProShares Short VIX Short-Term Futures ETF
SVXY
+$19.4M
4
BIIB icon
Biogen
BIIB
+$9.99M
5
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$8.64M

Sector Composition

Rank Sector Weight
1 Technology 0.76%
2 Materials 0.5%
3 Industrials 0.43%
4 Financials 0.42%
5 Real Estate 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXZ
76
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$155K 0.01%
11,100
– –
NZF icon
77
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$140K 0.01%
10,236
-2,768
-21% -$38.4K
XTNT icon
78
Xtant Medical Holdings
XTNT
$60.1M
$134K 0.01%
+2,500
New +$166K
MFT
79
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$133K 0.01%
10,000
– –
LTRX icon
80
Lantronix
LTRX
$236M
$120K 0.01%
67,500
+42,500
+170% +$81.2K
RVP icon
81
Retractable Technologies
RVP
$20.4M
$117K 0.01%
40,200
-10,600
-21% -$31K
SSNI
82
DELISTED
Silver Spring Networks, Inc.
SSNI
$97K 0.01%
+10,000
New +$109K
SEAC
83
DELISTED
Seachange International Inc
SEAC
$77K 0.01%
+555
New +$84.5K
LXK
84
CALL
DELISTED
Lexmark Intl Inc
LXK
$72K 0.01%
1,700
-800
-32% -$38.6K
PANW icon
85
CALL
Palo Alto Networks
PANW
$264B
$49K ﹤0.01%
+3,000
New +$43.1K
NXPI icon
86
CALL
NXP Semiconductors
NXPI
$68B
$34K ﹤0.01%
+500
New +$33.3K
CTRL
87
CALL
DELISTED
Control4 Corporation
CTRL
$32K ﹤0.01%
+2,500
New +$39.3K
VRNG
88
CALL
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$15K ﹤0.01%
+1,540
New +$33.6K
MO icon
89
CALL
Altria Group
MO
$122B
$5K ﹤0.01%
+100
New +$4.28K
AGG icon
90
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-3,975
Closed -$435K
AMAT icon
91
PUT
Applied Materials
AMAT
$426B
– –
-2,000
Closed -$45K
BIL icon
92
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
– –
-22,247
Closed -$2.04M
BIIB icon
93
Biogen
BIIB
$29.9B
– –
-31,700
Closed -$9.99M
BLV icon
94
Vanguard Long-Term Bond ETF
BLV
$5.75B
– –
-4,796
Closed -$431K
BND icon
95
Vanguard Total Bond Market
BND
$157B
– –
-800,492
Closed -$65.8M
BUI icon
96
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$740M
– –
-17,515
Closed -$367K
FNK icon
97
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
– –
-14,148
Closed -$454K
GM icon
98
General Motors
GM
$74.7B
– –
-12,003
Closed -$418K
GOVT icon
99
iShares US Treasury Bond ETF
GOVT
$43.6B
– –
-22,708
Closed -$563K
HYG icon
100
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
– –
-14,907
Closed -$1.42M
2 3
4
5 6

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FPP
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UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return
TSC
Two Seas Capital Rye, New York $7.15B AUM 169.27% 1-Year Est. Return
FPA
First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return
SC
Saturna Capital Bellingham, Washington $7.13B AUM 35.47% 1-Year Est. Return
GLF
Groupe la Francaise Paris, France $7.29B AUM 37.28% 1-Year Est. Return
SIMG
Stephens Investment Management Group Houston, Texas $7.3B AUM 41.96% 1-Year Est. Return

DRW Securities's Q3 2014 Portfolio in Review

As of Q3 2014, DRW Securities held 161 positions worth $1.19B, up 117% from $546M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

DRW Securities deployed $715M of net new capital in Q3 2014, opening 40 new positions and adding to 17 existing holdings. Its largest new stake was VelocityShares Daily 2x VIX Short Term ETN: 10 shares worth $7.86M.

By sector, the portfolio is most concentrated in Technology at 0.76% of assets, down from 1.4% a quarter earlier, followed by Materials and Industrials.

On the sell side, the largest reduction was Brookfield Property Partners L.P. Limited Partnership Units, an estimated $1.99M trimmed.

  • DRW Securities's largest Q3 2014 buy was VelocityShares Daily 2x VIX Short Term ETN: 10 shares worth $7.86M.
  • DRW Securities added most to Garrison Capital Inc. in Q3 2014, an estimated $717K increase.
  • DRW Securities's biggest Q3 2014 reduction was Brookfield Property Partners L.P. Limited Partnership Units, cutting an estimated $1.99M.
  • DRW Securities fully exited Vanguard Total Bond Market in Q3 2014, selling an estimated $65.8M.
  • DRW Securities's ten largest holdings make up 92% of its $1.19B portfolio in Q3 2014.
  • DRW Securities opened 40 new positions and closed 71 in Q3 2014.
  • DRW Securities's portfolio value rose 117% quarter-over-quarter to $1.19B.

Based on DRW Securities's 13F filing for Q3 2014, filed 14 Nov 2014.